|
|
D/A |
2019-11-07 15:54:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001686156
- Filed Document
- 0000897069-19-000508
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-07 15:54:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-07 15:52:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793174
- Filed Document
- 0001793174-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-07 15:52:48 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-11-07 15:52:36 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- Kenneth Cassaday
- CIK Number
- 0001781953
- Filed Document
- 0001781953-19-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-07 15:52:36 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2019-11-07 15:47:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001686157
- Filed Document
- 0000897069-19-000507
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-07 15:47:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-07 15:43:29 UTC |
- Amount To Be Raised
- $1,750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001689050
- Filed Document
- 0001689050-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-07 15:43:29 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-07 15:40:21 UTC |
- Amount To Be Raised
- $350,007
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793444
- Filed Document
- 0001793444-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-07 15:40:21 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-11-07 15:35:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ALEXANDER WILLARD DUFF
- CIK Number
- 0001759016
- Filed Document
- 0000919574-19-006760
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-07 15:35:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-07 15:32:43 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792378
- Filed Document
- 0001793239-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-07 15:32:43 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
|
|
|
D |
2019-11-07 15:28:29 UTC |
- Amount To Be Raised
- $114,999,989
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001473107
- Filed Document
- 0001473107-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-07 15:28:29 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-11-07 15:27:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001563268
- Filed Document
- 0001563268-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-07 15:27:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-07 15:23:52 UTC |
- Amount To Be Raised
- $13,028,271
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001652451
- Filed Document
- 0001652451-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-07 15:23:52 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-11-07 15:17:21 UTC |
- Amount To Be Raised
- $89,043
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001542731
- Filed Document
- 0001715994-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-07 15:17:21 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Option To Acquire
|
|
|
D |
2019-11-07 15:13:40 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- Skyway Capital Markets, LLC
- CIK Number
- 0001792027
- Filed Document
- 0000947871-19-000798
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-07 15:13:40 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-07 15:11:38 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001791404
- Filed Document
- 0001791404-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-07 15:11:38 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-07 15:04:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793509
- Filed Document
- 0000919574-19-006757
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-07 15:04:51 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-07 14:56:35 UTC |
- Amount To Be Raised
- $3,900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001721832
- Filed Document
- 0001231919-19-000055
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-07 14:56:35 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-07 14:55:53 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001642067
- Filed Document
- 0001642067-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-07 14:55:53 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-11-07 14:46:15 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793239
- Filed Document
- 0001793239-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-07 14:46:15 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
|
|
|
D |
2019-11-07 14:41:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793107
- Filed Document
- 0000902664-19-004203
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-07 14:41:25 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-07 14:35:51 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792405
- Filed Document
- 0001792405-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-07 14:35:51 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- UTAH
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2019-11-07 14:33:23 UTC |
- Amount To Be Raised
- $1,750,000,000
- Associated Brokers / Dealers
- Finanzas y Negocios Servicios Financieros Limitada
- CIK Number
- 0001778978
- Filed Document
- 0001012975-19-000665
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-07 14:33:23 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-07 14:33:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001791037
- Filed Document
- 0001791037-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-07 14:33:09 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-07 14:32:41 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- TerraNova Capital Equities, Inc.
- CIK Number
- 0001792997
- Filed Document
- 0001792997-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-07 14:32:41 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-11-07 14:29:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792720
- Filed Document
- 0001012975-19-000664
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-07 14:29:31 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-11-07 14:27:03 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001771855
- Filed Document
- 0001771855-19-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-07 14:27:03 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2019-11-07 14:26:27 UTC |
- Amount To Be Raised
- $2,439,446
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001450416
- Filed Document
- 0001183740-19-000232
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-07 14:26:27 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-07 14:26:13 UTC |
- Amount To Be Raised
- $1,750,000,000
- Associated Brokers / Dealers
- Finanzas y Negocios Servicios Financieros Limitada
- CIK Number
- 0001779179
- Filed Document
- 0001012975-19-000663
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-07 14:26:13 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-11-07 14:22:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719423
- Filed Document
- 0000902664-19-004202
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-07 14:22:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-07 14:16:58 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001704123
- Filed Document
- 0001704123-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-07 14:16:58 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MAINE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-11-07 14:14:10 UTC |
- Amount To Be Raised
- $623,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001764730
- Filed Document
- 0001764730-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-07 14:14:10 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-11-07 14:06:26 UTC |
- Amount To Be Raised
- $250,000,000
- Associated Brokers / Dealers
- Man Investments Inc.
- CIK Number
- 0001721706
- Filed Document
- 0001721706-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-07 14:06:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-07 14:05:48 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602005
- Filed Document
- 0001602005-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-07 14:05:48 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-11-07 13:58:03 UTC |
- Amount To Be Raised
- $1,898,884
- Associated Brokers / Dealers
- Forge Markets LLC
- CIK Number
- 0001757532
- Filed Document
- 0001757532-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-07 13:58:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-07 13:55:21 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- Neuberger Berman BD LLC
- CIK Number
- 0001793374
- Filed Document
- 0001793374-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-07 13:55:21 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-11-07 13:55:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001539478
- Filed Document
- 0000899140-19-000614
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-07 13:55:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-11-07 13:54:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Forge Markets LLC
- CIK Number
- 0001711083
- Filed Document
- 0001711083-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-07 13:54:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-11-07 13:54:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001539477
- Filed Document
- 0000899140-19-000613
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-07 13:54:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-07 13:51:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001791464
- Filed Document
- 0001013594-19-000695
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-07 13:51:47 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-11-07 13:51:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Carrollton Capital Partners, LLC
- CIK Number
- 0001707961
- Filed Document
- 0001707961-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-07 13:51:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-11-07 13:47:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001751978
- Filed Document
- 0000919574-19-006755
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-07 13:47:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-11-07 13:46:30 UTC |
- Amount To Be Raised
- $602,403
- Associated Brokers / Dealers
- Forge Markets LLC
- CIK Number
- 0001763646
- Filed Document
- 0001763646-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-07 13:46:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-11-07 13:44:49 UTC |
- Amount To Be Raised
- $1,489,097
- Associated Brokers / Dealers
- Forge Markets LLC
- CIK Number
- 0001763647
- Filed Document
- 0001763647-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-07 13:44:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-07 13:43:26 UTC |
- Amount To Be Raised
- $1,633,733
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793492
- Filed Document
- 0001793492-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-07 13:43:26 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-11-07 13:41:43 UTC |
- Amount To Be Raised
- $4,850,885
- Associated Brokers / Dealers
- Forge Markets LLC
- CIK Number
- 0001753976
- Filed Document
- 0001753976-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-07 13:41:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-07 13:39:16 UTC |
- Amount To Be Raised
- $1,847,949
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793033
- Filed Document
- 0001793033-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-07 13:39:16 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-07 13:35:57 UTC |
- Amount To Be Raised
- $63,600,000
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001793490
- Filed Document
- 0001793490-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-07 13:35:57 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-11-07 13:33:19 UTC |
- Amount To Be Raised
- $3,862,271
- Associated Brokers / Dealers
- Forge Markets LLC
- CIK Number
- 0001755370
- Filed Document
- 0001755370-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-07 13:33:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-11-07 13:33:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001724072
- Filed Document
- 0001724072-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-07 13:33:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-07 13:32:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Evercore Group L.L.C.
- CIK Number
- 0001537604
- Filed Document
- 0001537604-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-07 13:32:15 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-11-07 13:32:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001761348
- Filed Document
- 0001585841-19-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-07 13:32:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|