Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Medallion Fund RF L.P. See All Filings	D/A	2019-11-07 18:03:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549431 Filed Document 0001549431-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-07 18:03:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Ready Capital Corp See All Filings	D	2019-11-07 17:58:40 UTC
Amount To Be Raised $10,290,000 Associated Brokers / Dealers N/A CIK Number 0001527590 Filed Document 0001104659-19-061241 Exclusions or Exemptions 506b Accepted Date 2019-11-07 17:58:40 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AirStrip Technologies, Inc. See All Filings	D	2019-11-07 17:54:05 UTC
Amount To Be Raised $21,461,412 Associated Brokers / Dealers Edgemont Capital Partners, LP CIK Number 0001499396 Filed Document 0001499396-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-07 17:54:05 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Renaissance Kaleidoscope RF Fund LLC See All Filings	D/A	2019-11-07 17:53:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549430 Filed Document 0001549430-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-07 17:53:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
BUCKMASTERS, LTD. See All Filings	D	2019-11-07 17:53:52 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0000873470 Filed Document 0000873470-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-07 17:53:52 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Other
HomeLight, Inc. See All Filings	D	2019-11-07 17:49:41 UTC
Amount To Be Raised $10,239,840 Associated Brokers / Dealers N/A CIK Number 0001793444 Filed Document 0001793444-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-07 17:49:41 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Renaissance Kaleidoscope Fund LLC See All Filings	D/A	2019-11-07 17:44:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406599 Filed Document 0001406599-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-07 17:44:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
TPEG Partners Capital IV LLC See All Filings	D/A	2019-11-07 17:41:12 UTC
Amount To Be Raised $10,469,000 Associated Brokers / Dealers Arete Wealth Management and TPEG Securities LLC CIK Number 0001783684 Filed Document 0001783684-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-07 17:41:12 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Strata Investment Fund LLC See All Filings	D	2019-11-07 17:31:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793540 Filed Document 0001793540-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-07 17:31:26 UTC Type of Offering D Industry Computers Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
HomeLight, Inc. See All Filings	D	2019-11-07 17:27:39 UTC
Amount To Be Raised $5,091,475 Associated Brokers / Dealers N/A CIK Number 0001793444 Filed Document 0001793444-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-07 17:27:39 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lysosomal Therapeutics, Inc. See All Filings	D	2019-11-07 17:26:03 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001607854 Filed Document 0001607854-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-07 17:26:03 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Epiroc AB See All Filings	D	2019-11-07 17:23:03 UTC
Amount To Be Raised $56,140 Associated Brokers / Dealers N/A CIK Number 0001745047 Filed Document 0001745047-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-07 17:23:03 UTC Type of Offering D Industry Manufacturing Principal Place of Business SWEDEN Revenue or Assets $Over $100,000,000 Type of Security Equity
Hunter Street Master Fund I, LP See All Filings	D	2019-11-07 17:05:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Harken Capital Securities, LLC CIK Number 0001792716 Filed Document 0001792716-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-07 17:05:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MIRS Group GAP Fund LLC See All Filings	D	2019-11-07 16:57:48 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001793525 Filed Document 0001793525-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-07 16:57:48 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
Cresset RE SF, LLC See All Filings	D	2019-11-07 16:53:47 UTC
Amount To Be Raised $12,250,000 Associated Brokers / Dealers N/A CIK Number 0001792149 Filed Document 0001792149-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-07 16:53:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OHA Artesian Customized Credit Fund I, L.P. See All Filings	D	2019-11-07 16:52:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793230 Filed Document 0000950142-19-002236 Exclusions or Exemptions 506b Accepted Date 2019-11-07 16:52:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Midatech Pharma Plc See All Filings	D	2019-11-07 16:48:49 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0001643918 Filed Document 0001643918-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-07 16:48:49 UTC Type of Offering D Industry Biotechnology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Ithan Creek Investors (Cayman), Ltd. See All Filings	D/A	2019-11-07 16:47:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001438036 Filed Document 0000919574-19-006769 Exclusions or Exemptions 506b Accepted Date 2019-11-07 16:47:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Ithan Creek Partners, L.P. See All Filings	D/A	2019-11-07 16:45:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001437992 Filed Document 0000919574-19-006767 Exclusions or Exemptions 506b Accepted Date 2019-11-07 16:45:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Fund FG-ZYA, a series of Forge Investments, LLC See All Filings	D/A	2019-11-07 16:43:58 UTC
Amount To Be Raised $3,450,864 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001743017 Filed Document 0001743017-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-11-07 16:43:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RSF/Valor Partners, L.P. See All Filings	D	2019-11-07 16:43:49 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001793465 Filed Document 0001793465-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-07 16:43:49 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RRC-5657 Himalaya LLC See All Filings	D	2019-11-07 16:42:24 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001793589 Filed Document 0001793589-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-07 16:42:24 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Fund FG-ZPR, a series of Forge Investments, LLC See All Filings	D/A	2019-11-07 16:42:02 UTC
Amount To Be Raised $494,700 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001758083 Filed Document 0001758083-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-07 16:42:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Corbin Equity Fund, L.P. See All Filings	D/A	2019-11-07 16:40:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719728 Filed Document 0001719728-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-07 16:40:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fund FG-YNL, a series of Forge Investments, LLC See All Filings	D/A	2019-11-07 16:39:02 UTC
Amount To Be Raised $264,990 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001759674 Filed Document 0001759674-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-07 16:39:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ER Properties Investors LLC See All Filings	D	2019-11-07 16:37:49 UTC
Amount To Be Raised $54,000,000 Associated Brokers / Dealers N/A CIK Number 0001793292 Filed Document 0001793292-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-07 16:37:49 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fund FG-XRW, a series of Forge Investments, LLC See All Filings	D/A	2019-11-07 16:37:05 UTC
Amount To Be Raised $2,777,524 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001740746 Filed Document 0001740746-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-07 16:37:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GPI Portfolio Investors LLC See All Filings	D	2019-11-07 16:37:01 UTC
Amount To Be Raised $5,510,000 Associated Brokers / Dealers N/A CIK Number 0001793486 Filed Document 0001793486-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-07 16:37:01 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Fund FG-WDI, a series of Forge Investments, LLC See All Filings	D/A	2019-11-07 16:34:55 UTC
Amount To Be Raised $1,837,726 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001758081 Filed Document 0001758081-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-11-07 16:34:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HereNow Help, Inc. See All Filings	D	2019-11-07 16:33:14 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001793504 Filed Document 0001104659-19-061153 Exclusions or Exemptions 506b Accepted Date 2019-11-07 16:33:14 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ColonaryConcepts LLC See All Filings	D	2019-11-07 16:32:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575600 Filed Document 0001575600-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-07 16:32:47 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Fund FG-WAE, a series of Forge Investments, LLC See All Filings	D/A	2019-11-07 16:27:59 UTC
Amount To Be Raised $209,488 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001787248 Filed Document 0001787248-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-07 16:27:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hancock US Real Estate Fund, L.P. See All Filings	D/A	2019-11-07 16:27:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JOHN HANCOCK DISTRIBUTORS LLC CIK Number 0001710701 Filed Document 0001710701-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-07 16:27:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund FG-VTR, a series of Forge Investments LLC See All Filings	D/A	2019-11-07 16:26:15 UTC
Amount To Be Raised $3,873,800 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001764600 Filed Document 0001764600-19-000033 Exclusions or Exemptions 506b Accepted Date 2019-11-07 16:26:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund FG-UYF, a series of Forge Investments, LLC See All Filings	D/A	2019-11-07 16:24:31 UTC
Amount To Be Raised $204,885 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001786628 Filed Document 0001786628-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-07 16:24:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cowboy Ventures Fund III, LLC See All Filings	D/A	2019-11-07 16:23:49 UTC
Amount To Be Raised $95,000,000 Associated Brokers / Dealers N/A CIK Number 0001746092 Filed Document 0001746092-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-07 16:23:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
79 Clifton JV LLC See All Filings	D	2019-11-07 16:23:37 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001793045 Filed Document 0001016005-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-11-07 16:23:37 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CSP Fenway Center Development, LLC See All Filings	D	2019-11-07 16:18:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791141 Filed Document 0001567619-19-020668 Exclusions or Exemptions 506b Accepted Date 2019-11-07 16:18:40 UTC Type of Offering D Industry Construction Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wavemaker Genesis Master Fund, Ltd. See All Filings	D	2019-11-07 16:17:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792444 Filed Document 0001792444-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-07 16:17:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Scienaptic Systems Inc. See All Filings	D/A	2019-11-07 16:15:44 UTC
Amount To Be Raised $7,945,000 Associated Brokers / Dealers N/A CIK Number 0001792184 Filed Document 0001792184-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-07 16:15:44 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CSP Fenway Center, LLC See All Filings	D	2019-11-07 16:15:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791137 Filed Document 0001567619-19-020665 Exclusions or Exemptions 506b Accepted Date 2019-11-07 16:15:43 UTC Type of Offering D Industry Construction Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ideoclick Inc. See All Filings	D	2019-11-07 16:15:36 UTC
Amount To Be Raised $15,330,000 Associated Brokers / Dealers N/A CIK Number 0001706304 Filed Document 0001706304-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-07 16:15:36 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
MP KofP JV LLC See All Filings	D	2019-11-07 16:12:23 UTC
Amount To Be Raised $575,000,000 Associated Brokers / Dealers N/A CIK Number 0001793539 Filed Document 0001793539-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-07 16:12:23 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Capitol Hill Co-Investment Fund, L.P. See All Filings	D	2019-11-07 16:12:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793248 Filed Document 0001784157-19-000023 Exclusions or Exemptions 506b Accepted Date 2019-11-07 16:12:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aviva Investors Multi-Strategy Target Return Fund See All Filings	D/A	2019-11-07 16:10:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753552 Filed Document 0001753552-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-07 16:10:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OCKAM INC. See All Filings	D	2019-11-07 16:01:24 UTC
Amount To Be Raised $1,692,680 Associated Brokers / Dealers N/A CIK Number 0001733197 Filed Document 0001733197-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-11-07 16:01:24 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
USEDC 2019 A Drilling Fund LP See All Filings	D/A	2019-11-07 16:01:16 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers James Reinhart CIK Number 0001781953 Filed Document 0001781953-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-11-07 16:01:16 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Cottonwood Communities, Inc. See All Filings	D	2019-11-07 15:58:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Orchard Securities, LLC CIK Number 0001692951 Filed Document 0001692951-19-000036 Exclusions or Exemptions 506b Accepted Date 2019-11-07 15:58:00 UTC Type of Offering D Industry Residential Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
USEDC 2019 A Drilling Fund LP See All Filings	D/A	2019-11-07 15:57:01 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Scott Lehigh CIK Number 0001781953 Filed Document 0001781953-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-11-07 15:57:01 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
OCKAM INC. See All Filings	D	2019-11-07 15:56:36 UTC
Amount To Be Raised $3,209,998 Associated Brokers / Dealers N/A CIK Number 0001733197 Filed Document 0001733197-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-07 15:56:36 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity