Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Wherehab Inc. See All Filings	D	2019-11-13 16:36:13 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers N/A CIK Number 0001793806 Filed Document 0001793806-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 16:36:13 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Foundry Records, LLC See All Filings	D	2019-11-13 16:16:40 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001793807 Filed Document 0001793807-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 16:16:40 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Avidity Biosciences, Inc. See All Filings	D	2019-11-13 16:16:14 UTC
Amount To Be Raised $103,803,086 Associated Brokers / Dealers SVB Leerink LLC CIK Number 0001599901 Filed Document 0001599901-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-13 16:16:14 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Carestream Dental Alpha Ltd See All Filings	D/A	2019-11-13 16:12:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744559 Filed Document 0001744559-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-13 16:12:17 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Ulu Ventures Fund III, L.P. See All Filings	D	2019-11-13 16:08:28 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001793984 Filed Document 0001793984-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 16:08:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Eterneva, Inc. See All Filings	D	2019-11-13 16:01:01 UTC
Amount To Be Raised $1,970,331 Associated Brokers / Dealers N/A CIK Number 0001793968 Filed Document 0001793968-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 16:01:01 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
EAJF Leveraged Feeder LP See All Filings	D/A	2019-11-13 15:49:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757837 Filed Document 0001315863-19-000907 Exclusions or Exemptions 506b Accepted Date 2019-11-13 15:49:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Beeline Financial Holdings Inc. See All Filings	D	2019-11-13 15:46:57 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001793653 Filed Document 0001104659-19-063276 Exclusions or Exemptions 506b Accepted Date 2019-11-13 15:46:57 UTC Type of Offering D Industry Other Technology Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Other
Dwelo, Inc. See All Filings	D	2019-11-13 15:43:45 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001636756 Filed Document 0001636756-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 15:43:45 UTC Type of Offering D Industry Business Services Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Wellington Management Investors (Bermuda), Ltd. See All Filings	D/A	2019-11-13 15:42:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc., Morgan Stanley Smith Barney LLC, Citigroup Global Markets Inc., Citi Private Advisory, LLC, and Altegris Investments, LLC CIK Number 0001456162 Filed Document 0000919574-19-006910 Exclusions or Exemptions 506b Accepted Date 2019-11-13 15:42:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Red Cedar Offshore Fund, Ltd See All Filings	D/A	2019-11-13 15:41:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703222 Filed Document 0001012975-19-000682 Exclusions or Exemptions 506b Accepted Date 2019-11-13 15:41:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NIS Small/Mid Cap Value Equity Fund, LLC See All Filings	D/A	2019-11-13 15:35:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687402 Filed Document 0001687402-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 15:35:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Red Cedar Onshore Fund, LP See All Filings	D/A	2019-11-13 15:34:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703139 Filed Document 0001012975-19-000681 Exclusions or Exemptions 506b Accepted Date 2019-11-13 15:34:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hazelbrook Partners, L.P. See All Filings	D/A	2019-11-13 15:34:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. and Altegris Investments, LLC CIK Number 0001107862 Filed Document 0000919574-19-006907 Exclusions or Exemptions 506b Accepted Date 2019-11-13 15:34:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
RH 2401 Holdings LLC See All Filings	D	2019-11-13 15:29:18 UTC
Amount To Be Raised $3,307,500 Associated Brokers / Dealers N/A CIK Number 0001793903 Filed Document 0001793903-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 15:29:18 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Finlocker, LLC See All Filings	D/A	2019-11-13 15:24:48 UTC
Amount To Be Raised $13,889,077 Associated Brokers / Dealers N/A CIK Number 0001652335 Filed Document 0001652335-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-13 15:24:48 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Endoscopy Center, LLC See All Filings	D	2019-11-13 15:15:49 UTC
Amount To Be Raised $366,630 Associated Brokers / Dealers N/A CIK Number 0001623971 Filed Document 0001015325-19-000031 Exclusions or Exemptions 506b Accepted Date 2019-11-13 15:15:49 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Flora California, Inc. See All Filings	D	2019-11-13 15:14:31 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001793688 Filed Document 0001793688-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 15:14:31 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Western Wealth Capital XLIV US Investor, LP See All Filings	D/A	2019-11-13 15:06:13 UTC
Amount To Be Raised $14,900,000 Associated Brokers / Dealers N/A CIK Number 0001779223 Filed Document 0001642247-19-000050 Exclusions or Exemptions 506b Accepted Date 2019-11-13 15:06:13 UTC Type of Offering D/A Industry Residential Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
NY Endo Consulting, L.L.C. See All Filings	D	2019-11-13 15:05:54 UTC
Amount To Be Raised $12,092 Associated Brokers / Dealers N/A CIK Number 0001623972 Filed Document 0001015325-19-000030 Exclusions or Exemptions 506b Accepted Date 2019-11-13 15:05:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Quolum, Inc. See All Filings	D	2019-11-13 15:05:08 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001792774 Filed Document 0001792774-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-13 15:05:08 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Chiper Inc. See All Filings	D	2019-11-13 15:04:39 UTC
Amount To Be Raised $11,725,000 Associated Brokers / Dealers N/A CIK Number 0001792143 Filed Document 0001792143-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-13 15:04:39 UTC Type of Offering D Industry Other Technology Principal Place of Business COLOMBIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Gotham Tax Enhanced Neutral Fund, LP See All Filings	D/A	2019-11-13 14:57:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001746690 Filed Document 0001746690-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 14:57:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chiper Inc. See All Filings	D	2019-11-13 14:52:42 UTC
Amount To Be Raised $1,314,952 Associated Brokers / Dealers N/A CIK Number 0001792143 Filed Document 0001792143-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 14:52:42 UTC Type of Offering D Industry Other Technology Principal Place of Business COLOMBIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Work-Bench Kelethin, LLC See All Filings	D	2019-11-13 14:47:10 UTC
Amount To Be Raised $79,000 Associated Brokers / Dealers N/A CIK Number 0001791375 Filed Document 0001791375-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 14:47:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
I&M Freeport Partners, LLC See All Filings	D	2019-11-13 14:42:57 UTC
Amount To Be Raised $1,022,000 Associated Brokers / Dealers None CIK Number 0001793979 Filed Document 0001793979-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 14:42:57 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Equa, Inc./CO See All Filings	D/A	2019-11-13 14:42:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785409 Filed Document 0001791065-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-13 14:42:33 UTC Type of Offering D/A Industry Business Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
G SQUARED SMA IC I, LP See All Filings	D	2019-11-13 14:42:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793789 Filed Document 0001793789-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 14:42:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iGambit, Inc. See All Filings	D	2019-11-13 14:40:25 UTC
Amount To Be Raised $24,492,608 Associated Brokers / Dealers N/A CIK Number 0001479681 Filed Document 0000935836-19-000587 Exclusions or Exemptions 506b Accepted Date 2019-11-13 14:40:25 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
McNally Capital - Re-Sourcing SPV, LLC See All Filings	D	2019-11-13 14:37:34 UTC
Amount To Be Raised $25,515,000 Associated Brokers / Dealers N/A CIK Number 0001792452 Filed Document 0001062993-19-004357 Exclusions or Exemptions 506b Accepted Date 2019-11-13 14:37:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tournament Kings Inc See All Filings	D	2019-11-13 14:33:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791065 Filed Document 0001791065-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 14:33:29 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
NIS Short Duration High Yield Fund, LLC See All Filings	D/A	2019-11-13 14:27:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573178 Filed Document 0001687414-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-11-13 14:27:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
KOCO Investors IX, L.P. See All Filings	D	2019-11-13 14:26:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793519 Filed Document 0001793519-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 14:26:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund FG-ONJ, a series of Forge Investments, LLC See All Filings	D/A	2019-11-13 14:23:27 UTC
Amount To Be Raised $51,284,941 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001728390 Filed Document 0001786499-19-000010 Exclusions or Exemptions 506b Accepted Date 2019-11-13 14:23:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NIS Total Absolute Return Fund, LLC See All Filings	D/A	2019-11-13 14:22:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687401 Filed Document 0001687414-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-13 14:22:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Jetpack Aviation Corp See All Filings	D	2019-11-13 14:21:06 UTC
Amount To Be Raised $2,628,746 Associated Brokers / Dealers N/A CIK Number 0001688786 Filed Document 0001688786-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-13 14:21:06 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fund FG-EDF, a series of Forge Investments LLC See All Filings	D/A	2019-11-13 14:19:58 UTC
Amount To Be Raised $6,772,709 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001689622 Filed Document 0001786499-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-11-13 14:19:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Weezie, Inc. See All Filings	D	2019-11-13 14:19:45 UTC
Amount To Be Raised $2,750,001 Associated Brokers / Dealers N/A CIK Number 0001793858 Filed Document 0001793858-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 14:19:45 UTC Type of Offering D Industry Manufacturing Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
AMC Fund 16, LLC See All Filings	D	2019-11-13 14:19:38 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001793947 Filed Document 0001793947-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 14:19:38 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
NIS INTERMEDIATE FIXED INCOME FUND LLC See All Filings	D/A	2019-11-13 14:16:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001286269 Filed Document 0001687414-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-13 14:16:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Hill Venture, LLC See All Filings	D	2019-11-13 14:15:13 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001793945 Filed Document 0001793945-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 14:15:13 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Kohlberg TE Investors IX-B, L.P. See All Filings	D	2019-11-13 14:12:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LAZARD FRERES & CO. LLC CIK Number 0001793512 Filed Document 0001793512-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 14:12:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NIS CORE FIXED INCOME FUND LLC See All Filings	D/A	2019-11-13 14:07:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001240927 Filed Document 0001687414-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-13 14:07:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Lexaria Bioscience Corp. See All Filings	D	2019-11-13 14:06:09 UTC
Amount To Be Raised $180,000 Associated Brokers / Dealers N/A CIK Number 0001348362 Filed Document 0001348362-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-11-13 14:06:09 UTC Type of Offering D Industry Biotechnology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
Crowne at 501, Limited Partnership See All Filings	D/A	2019-11-13 14:01:56 UTC
Amount To Be Raised $18,357,484 Associated Brokers / Dealers The Strategic Financial Alliance, Inc. and Kalos Capital, Inc. CIK Number 0001786285 Filed Document 0001786285-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-13 14:01:56 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Airgraft Inc. See All Filings	D	2019-11-13 14:00:08 UTC
Amount To Be Raised $25,000,003 Associated Brokers / Dealers N/A CIK Number 0001762421 Filed Document 0001762421-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-13 14:00:08 UTC Type of Offering D Industry Other Technology Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
NIS Preferred Stock Fund II, LLC See All Filings	D/A	2019-11-13 13:55:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687414 Filed Document 0001687414-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 13:55:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Fund FG-HYN, a series of Forge Investments, LLC See All Filings	D/A	2019-11-13 13:53:36 UTC
Amount To Be Raised $1,236,205 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001719156 Filed Document 0001786499-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-11-13 13:53:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sage Equity Partners Brice, LP See All Filings	D	2019-11-13 13:51:41 UTC
Amount To Be Raised $2,035,000 Associated Brokers / Dealers N/A CIK Number 0001793335 Filed Document 0001793335-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 13:51:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adriatic Opportunities Fund, LP See All Filings	D/A	2019-11-13 13:50:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607496 Filed Document 0001607496-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 13:50:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund