Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Neumentum, Inc. See All Filings	D	2019-11-15 14:16:26 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers CIM Securities, LLC and Arcadia Securities, LLC CIK Number 0001720959 Filed Document 0001720959-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-15 14:16:26 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
DPIP eSilicon Series, a series of Alternative Strategies Direct Private Investment Program, LLC See All Filings	D/A	2019-11-15 14:10:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001730845 Filed Document 0001730845-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-15 14:10:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Revolution Medicines, Inc. See All Filings	D	2019-11-15 14:09:20 UTC
Amount To Be Raised $100,287,058 Associated Brokers / Dealers N/A CIK Number 0001628171 Filed Document 0001567619-19-021659 Exclusions or Exemptions 506b Accepted Date 2019-11-15 14:09:20 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hometap Investment Partners II, L.P. See All Filings	D	2019-11-15 14:08:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794032 Filed Document 0001012975-19-000708 Exclusions or Exemptions 506b Accepted Date 2019-11-15 14:08:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kover.ai, Inc. See All Filings	D	2019-11-15 14:04:03 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001794277 Filed Document 0001794277-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 14:04:03 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Northwoods Capital Equity Holdings III, L.P. See All Filings	D	2019-11-15 13:56:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792572 Filed Document 0001792572-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 13:56:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRP 3, LLC See All Filings	D/A	2019-11-15 13:56:23 UTC
Amount To Be Raised $2,882,900 Associated Brokers / Dealers N/A CIK Number 0001672004 Filed Document 0001065949-19-000167 Exclusions or Exemptions 506b Accepted Date 2019-11-15 13:56:23 UTC Type of Offering D/A Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Double Feature Holdings, LLC See All Filings	D	2019-11-15 13:56:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794346 Filed Document 0001794346-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 13:56:07 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ZwitterCo, Inc. See All Filings	D/A	2019-11-15 13:55:24 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001749837 Filed Document 0001749837-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-15 13:55:24 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Prime Property Fund Asia Limited Partnership See All Filings	D/A	2019-11-15 13:49:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657708 Filed Document 0001657708-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 13:49:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLARIFY MEDICAL, INC. See All Filings	D/A	2019-11-15 13:47:45 UTC
Amount To Be Raised $3,000,300 Associated Brokers / Dealers IFS Securities CIK Number 0001615353 Filed Document 0001567619-19-021654 Exclusions or Exemptions 506b Accepted Date 2019-11-15 13:47:45 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Voya Credit Opportunities Master Fund See All Filings	D/A	2019-11-15 13:47:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690056 Filed Document 0001690056-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 13:47:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1205457 BC Ltd. See All Filings	D	2019-11-15 13:46:20 UTC
Amount To Be Raised $98,947 Associated Brokers / Dealers N/A CIK Number 0001793281 Filed Document 0001183740-19-000238 Exclusions or Exemptions 506b Accepted Date 2019-11-15 13:46:20 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Equarian Fund, LP See All Filings	D	2019-11-15 13:40:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689346 Filed Document 0001689346-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-15 13:40:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TCG Private Select Partners III LP See All Filings	D	2019-11-15 13:39:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001793987 Filed Document 0001793987-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 13:39:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BJH Holdings I Corp. See All Filings	D	2019-11-15 13:38:46 UTC
Amount To Be Raised $3,747,910 Associated Brokers / Dealers N/A CIK Number 0001785249 Filed Document 0001785249-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 13:38:46 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
H.I.G. Private Equity Co-Investment Fund, L.P. See All Filings	D	2019-11-15 13:35:23 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001794186 Filed Document 0001213900-19-023668 Exclusions or Exemptions 506b Accepted Date 2019-11-15 13:35:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Clix, Inc. See All Filings	D/A	2019-11-15 13:29:55 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001675121 Filed Document 0001675121-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-15 13:29:55 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Banza LLC See All Filings	D	2019-11-15 13:27:14 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001699446 Filed Document 0001596771-19-000135 Exclusions or Exemptions 506b Accepted Date 2019-11-15 13:27:14 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Levels Beyond,Inc. See All Filings	D	2019-11-15 13:26:34 UTC
Amount To Be Raised $248,716 Associated Brokers / Dealers N/A CIK Number 0001564830 Filed Document 0001564830-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 13:26:34 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SNFR Holdings, Inc. See All Filings	D	2019-11-15 13:16:46 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001794280 Filed Document 0001794280-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 13:16:46 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
SO Magnolia Co-Invest, LLC See All Filings	D	2019-11-15 13:12:53 UTC
Amount To Be Raised $10,855,000 Associated Brokers / Dealers N/A CIK Number 0001789522 Filed Document 0001567619-19-021652 Exclusions or Exemptions 506b Accepted Date 2019-11-15 13:12:53 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CROSSLINK EMERGING GROWTH FUND LP See All Filings	D/A	2019-11-15 13:01:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001429550 Filed Document 0000935836-19-000596 Exclusions or Exemptions 506b Accepted Date 2019-11-15 13:01:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Wealth Capital L US Investor, LP See All Filings	D	2019-11-15 13:00:29 UTC
Amount To Be Raised $11,750,000 Associated Brokers / Dealers N/A CIK Number 0001792833 Filed Document 0001642247-19-000054 Exclusions or Exemptions 506b Accepted Date 2019-11-15 13:00:29 UTC Type of Offering D Industry Residential Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Octavia 805 Lea LLC See All Filings	D	2019-11-15 13:00:18 UTC
Amount To Be Raised $758,020 Associated Brokers / Dealers N/A CIK Number 0001794177 Filed Document 0001794177-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 13:00:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Vata7, Inc. See All Filings	D	2019-11-15 12:58:19 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001793586 Filed Document 0001793586-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 12:58:19 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Pegasus I Investments LLC See All Filings	D	2019-11-15 12:55:25 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001794336 Filed Document 0001794336-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 12:55:25 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Western Wealth Capital XLV US Investor, LP See All Filings	D/A	2019-11-15 12:40:56 UTC
Amount To Be Raised $29,825,000 Associated Brokers / Dealers N/A CIK Number 0001779364 Filed Document 0001642247-19-000053 Exclusions or Exemptions 506b Accepted Date 2019-11-15 12:40:56 UTC Type of Offering D/A Industry Residential Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
REGENCY COMMERCIAL ASSOCIATES LLC See All Filings	D	2019-11-15 12:33:43 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001160739 Filed Document 0001160739-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-15 12:33:43 UTC Type of Offering D Industry Commercial Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
1248 SV, LLC See All Filings	D	2019-11-15 12:27:51 UTC
Amount To Be Raised $4,300,000 Associated Brokers / Dealers N/A CIK Number 0001794320 Filed Document 0001794320-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 12:27:51 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Purpose & Intention Fort Worth, LLC See All Filings	D	2019-11-15 12:25:36 UTC
Amount To Be Raised $180,000 Associated Brokers / Dealers N/A CIK Number 0001794333 Filed Document 0001794333-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 12:25:36 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Phoenix Real Estate Fund IX, L.P. See All Filings	D/A	2019-11-15 12:23:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CSP Securities, LP and Aqueduct Capital Group, LLC CIK Number 0001756864 Filed Document 0001756864-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 12:23:31 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Socotra REIT I LLC See All Filings	D	2019-11-15 12:14:02 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, Lori Mayfield, and Charles Mathes CIK Number 0001792561 Filed Document 0001792561-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-15 12:14:02 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GRP 4, LLC See All Filings	D/A	2019-11-15 11:56:40 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0001791353 Filed Document 0001065949-19-000166 Exclusions or Exemptions 506b Accepted Date 2019-11-15 11:56:40 UTC Type of Offering D/A Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
BHC CH Co-Invest, LLC See All Filings	D	2019-11-15 11:54:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001776964 Filed Document 0001776964-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-15 11:54:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lock Trust, Inc. See All Filings	D	2019-11-15 11:53:47 UTC
Amount To Be Raised $14,175,000 Associated Brokers / Dealers N/A CIK Number 0001682749 Filed Document 0001682749-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-15 11:53:47 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Radeeus Inc. See All Filings	D/A	2019-11-15 11:48:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625966 Filed Document 0001625966-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 11:48:08 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Findexx LLC See All Filings	D/A	2019-11-15 11:47:42 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001793577 Filed Document 0001787834-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-11-15 11:47:42 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Canyon Distressed Opportunity Fund Ill (Cayman), L.P. See All Filings	D	2019-11-15 11:39:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793630 Filed Document 0001738775-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-11-15 11:39:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cecelia Health, Inc. See All Filings	D	2019-11-15 11:29:58 UTC
Amount To Be Raised $2,250,002 Associated Brokers / Dealers N/A CIK Number 0001650216 Filed Document 0001650216-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-15 11:29:58 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Granville Investment Fund I, L.P. See All Filings	D/A	2019-11-15 11:28:11 UTC
Amount To Be Raised $22,855,933 Associated Brokers / Dealers N/A CIK Number 0001737948 Filed Document 0001737948-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 11:28:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Certive Solutions Inc. See All Filings	D	2019-11-15 11:28:03 UTC
Amount To Be Raised $2,219,988 Associated Brokers / Dealers N/A CIK Number 0001794237 Filed Document 0001062993-19-004504 Exclusions or Exemptions 506b Accepted Date 2019-11-15 11:28:03 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Canyon Distressed Opportunity Fund Ill (Delaware), L.P. See All Filings	D	2019-11-15 11:27:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793623 Filed Document 0001738775-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-15 11:27:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CVI Aviation Income Fund B LP See All Filings	D	2019-11-15 11:26:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793888 Filed Document 0000902664-19-004358 Exclusions or Exemptions 506b Accepted Date 2019-11-15 11:26:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CVI Aviation Income Fund A LP See All Filings	D	2019-11-15 11:24:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793841 Filed Document 0000902664-19-004357 Exclusions or Exemptions 506b Accepted Date 2019-11-15 11:24:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
CORRE OPPORTUNITIES II MASTER FUND, LP See All Filings	D/A	2019-11-15 11:17:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689420 Filed Document 0000919574-19-007313 Exclusions or Exemptions 506b Accepted Date 2019-11-15 11:17:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Corre Opportunities Offshore Fund, Ltd. See All Filings	D/A	2019-11-15 11:15:10 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers INTE Securities, LLC, Lamon & Stern, Inc., KJM Securities, Inc., Hamilton Miller Investments, LLC, and OMAR NAEEM CIK Number 0001601968 Filed Document 0000919574-19-007311 Exclusions or Exemptions 506b Accepted Date 2019-11-15 11:15:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Corre Opportunities Qualified Onshore Fund, LP See All Filings	D/A	2019-11-15 11:13:15 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers INTE SECURITIES, LLC, Lamon & Stern, Inc., KJM SECURITIES, INC., HAMILTON MILLER INVESTMENTS, LLC, and OMAR NAEEM CIK Number 0001601966 Filed Document 0000919574-19-007309 Exclusions or Exemptions 506b Accepted Date 2019-11-15 11:13:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CORRE OPPORTUNITIES II FUND, LTD See All Filings	D/A	2019-11-15 11:10:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642328 Filed Document 0000919574-19-007307 Exclusions or Exemptions 506b Accepted Date 2019-11-15 11:10:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Sterling Corporate Tax Credit Fund 70 LLC See All Filings	D	2019-11-15 11:09:46 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001794298 Filed Document 0001794298-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 11:09:46 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity