Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TA Investors Select Opportunities, L.P. See All Filings	D	2019-11-18 11:49:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790010 Filed Document 0001790010-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-18 11:49:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TA Select Opportunities Fund-B, L.P. See All Filings	D	2019-11-18 11:38:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790009 Filed Document 0001790009-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-18 11:38:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TA Select Opportunities Fund-A, L.P. See All Filings	D	2019-11-18 11:30:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790008 Filed Document 0001790008-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-18 11:30:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PintPass Inc. See All Filings	D	2019-11-18 11:21:33 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001794081 Filed Document 0001794081-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-18 11:21:33 UTC Type of Offering D Industry Other Principal Place of Business MONTANA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
MVP Opportunity Fund VI LLC, Series VI-J3 See All Filings	D	2019-11-18 11:18:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers VNTR Securities LLC CIK Number 0001790198 Filed Document 0001213900-19-023827 Exclusions or Exemptions 506b Accepted Date 2019-11-18 11:18:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMB Surgical II, LLC See All Filings	D	2019-11-18 11:04:24 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001723941 Filed Document 0001723941-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-18 11:04:24 UTC Type of Offering D Industry Biotechnology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
MVP ES FUND LXX, LLC See All Filings	D	2019-11-18 10:54:52 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001772552 Filed Document 0001772552-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-18 10:54:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
RATIONAL INVESTMENT GROUP, LP See All Filings	D/A	2019-11-18 10:51:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458302 Filed Document 0001458302-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-18 10:51:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lemuel X, LLC See All Filings	D	2019-11-18 10:37:14 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers N/A CIK Number 0001791943 Filed Document 0001791943-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-18 10:37:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Pooled Investment Fund
RB OTP Co-Invest, LP See All Filings	D	2019-11-18 10:23:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794380 Filed Document 0001794380-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-18 10:23:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Opendoor Property Acquisition Fund LP See All Filings	D/A	2019-11-18 10:01:11 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001759417 Filed Document 0001567619-19-021724 Exclusions or Exemptions 506b Accepted Date 2019-11-18 10:01:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Equity
Simple Skiff Beverages LLC See All Filings	D	2019-11-18 10:00:13 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers NA CIK Number 0001794389 Filed Document 0001794389-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-18 10:00:13 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Blackwater Distilling, Inc. See All Filings	D	2019-11-18 09:49:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589171 Filed Document 0001589171-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-11-18 09:49:01 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
AJO International Small-Cap Fund, Ltd. See All Filings	D/A	2019-11-18 09:45:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648883 Filed Document 0001648883-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-18 09:45:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hemp Plastic Co See All Filings	D	2019-11-15 21:32:49 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001762165 Filed Document 0001762165-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-15 21:32:49 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Curie Co. Inc. See All Filings	D	2019-11-15 19:30:38 UTC
Amount To Be Raised $775,000 Associated Brokers / Dealers N/A CIK Number 0001792122 Filed Document 0001792122-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 19:30:38 UTC Type of Offering D Industry Biotechnology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
Iron Bridge Mortgage Fund LLC See All Filings	D/A	2019-11-15 19:30:27 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001462371 Filed Document 0001462371-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-15 19:30:27 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Deerpath Funding Advantage V, LP See All Filings	D/A	2019-11-15 19:23:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794006 Filed Document 0001794006-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-15 19:23:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Iron Bridge Mortgage Fund LLC See All Filings	D/A	2019-11-15 19:23:44 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001462371 Filed Document 0001462371-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 19:23:44 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Tensile Capital Partners Offshore Fund Ltd. See All Filings	D/A	2019-11-15 19:13:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662184 Filed Document 0000935836-19-000598 Exclusions or Exemptions 506b Accepted Date 2019-11-15 19:13:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Z Loan & Investment, LLC See All Filings	D	2019-11-15 18:57:11 UTC
Amount To Be Raised $88,000 Associated Brokers / Dealers N/A CIK Number 0001467826 Filed Document 0001467826-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-15 18:57:11 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Nevoa Life Sciences Holdings, Inc. See All Filings	D/A	2019-11-15 18:52:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CADRE ADVISORS LLC CIK Number 0001748326 Filed Document 0001642247-19-000055 Exclusions or Exemptions 506b Accepted Date 2019-11-15 18:52:37 UTC Type of Offering D/A Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Rio Fuerte Capital LP See All Filings	D	2019-11-15 18:48:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794087 Filed Document 0001062993-19-004512 Exclusions or Exemptions 506b Accepted Date 2019-11-15 18:48:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Particle Industries, Inc. See All Filings	D	2019-11-15 18:32:46 UTC
Amount To Be Raised $39,974,949 Associated Brokers / Dealers N/A CIK Number 0001613405 Filed Document 0001613405-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 18:32:46 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Heart Input Output, Inc. See All Filings	D	2019-11-15 18:26:40 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001794364 Filed Document 0000898432-19-001312 Exclusions or Exemptions 506b Accepted Date 2019-11-15 18:26:40 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Transparent Health Marketplace, Inc. See All Filings	D	2019-11-15 18:20:52 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Odeon Capital Group LLC CIK Number 0001683294 Filed Document 0001683294-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-15 18:20:52 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
W2 SF AIRPORT HOSPITALITY BUSINESS LP See All Filings	D	2019-11-15 18:12:47 UTC
Amount To Be Raised $10,700,000 Associated Brokers / Dealers N/A CIK Number 0001794400 Filed Document 0001794399-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-15 18:12:47 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Seafront Investment Fund II LLC, Series 1 See All Filings	D/A	2019-11-15 18:07:58 UTC
Amount To Be Raised $1,641,863 Associated Brokers / Dealers N/A CIK Number 0001771609 Filed Document 0001771609-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-15 18:07:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
W2 SF AIRPORT HOSPITALITY FUND LP See All Filings	D	2019-11-15 18:01:51 UTC
Amount To Be Raised $10,700,000 Associated Brokers / Dealers N/A CIK Number 0001794399 Filed Document 0001794399-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 18:01:51 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
G SQUARED SMA IC I, LP See All Filings	D/A	2019-11-15 17:59:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793789 Filed Document 0001793789-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-15 17:59:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Voyce, Inc. See All Filings	D	2019-11-15 17:48:37 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001746719 Filed Document 0001746719-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-15 17:48:37 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Equinox on Pima, LLC See All Filings	D	2019-11-15 17:41:47 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001794383 Filed Document 0001794383-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 17:41:47 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MerchantWise Solutions, LLC See All Filings	D/A	2019-11-15 17:40:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759466 Filed Document 0001759466-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-15 17:40:51 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Easyriders Holdings Inc See All Filings	D/A	2019-11-15 17:39:59 UTC
Amount To Be Raised $356,712 Associated Brokers / Dealers N/A CIK Number 0001781957 Filed Document 0001183740-19-000240 Exclusions or Exemptions 506b Accepted Date 2019-11-15 17:39:59 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Cayacoa Bay Holdings, LLC See All Filings	D	2019-11-15 17:26:11 UTC
Amount To Be Raised $19,317,690 Associated Brokers / Dealers N/A CIK Number 0001759784 Filed Document 0001759784-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 17:26:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Waddell & Reed Small Co Growth Fund, LLC See All Filings	D/A	2019-11-15 17:20:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Waddell & Reed, Inc., Waddell & Reed, Inc., Waddell & Reed, Inc., and Waddell & Reed, Inc. CIK Number 0001449286 Filed Document 0001393725-19-000131 Exclusions or Exemptions 506b Accepted Date 2019-11-15 17:20:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ramas Energy Capital III, L.P. See All Filings	D/A	2019-11-15 17:14:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756191 Filed Document 0001756191-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 17:14:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
930-MEND, LLC See All Filings	D	2019-11-15 17:09:31 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001793593 Filed Document 0000950172-19-000129 Exclusions or Exemptions 506b Accepted Date 2019-11-15 17:09:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sparrow Pharmaceuticals, Inc. See All Filings	D	2019-11-15 17:08:12 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Exemplar Capital, LLC CIK Number 0001786949 Filed Document 0001786949-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 17:08:12 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Debt
EXRO TECHNOLOGIES INC. See All Filings	D	2019-11-15 17:06:29 UTC
Amount To Be Raised $16,000 Associated Brokers / Dealers N/A CIK Number 0001459762 Filed Document 0001459762-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-15 17:06:29 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
LIJB Doubtfire, LLC See All Filings	D	2019-11-15 17:04:13 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001794266 Filed Document 0001794266-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 17:04:13 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Shoreline Equity Partners Feeder Fund, L.P. See All Filings	D/A	2019-11-15 16:55:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M2O PRIVATE FUND ADVISORS LLC CIK Number 0001772989 Filed Document 0001772989-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-15 16:55:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OpenView Venture Partners VI, L.P. See All Filings	D	2019-11-15 16:53:48 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers N/A CIK Number 0001794134 Filed Document 0001794134-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 16:53:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Novel Growth Partners Fund I, L.P. See All Filings	D/A	2019-11-15 16:43:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732558 Filed Document 0001567619-19-021698 Exclusions or Exemptions 506b Accepted Date 2019-11-15 16:43:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
AFTERMATH SILVER LTD. See All Filings	D	2019-11-15 16:38:28 UTC
Amount To Be Raised $170,683 Associated Brokers / Dealers N/A CIK Number 0001526535 Filed Document 0001567619-19-021696 Exclusions or Exemptions 506b Accepted Date 2019-11-15 16:38:28 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Phlur, Inc. See All Filings	D	2019-11-15 16:38:18 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001645613 Filed Document 0001645613-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 16:38:18 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
SPYRUS Solutions, Inc. See All Filings	D/A	2019-11-15 16:34:09 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001791346 Filed Document 0001458754-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-11-15 16:34:09 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CollabIP, Inc. See All Filings	D/A	2019-11-15 16:30:52 UTC
Amount To Be Raised $21,500,000 Associated Brokers / Dealers N/A CIK Number 0001572226 Filed Document 0001572226-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-15 16:30:52 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Genesis Systems LLC See All Filings	D	2019-11-15 16:20:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700753 Filed Document 0001700753-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-15 16:20:30 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Other
Thread International PBC, Inc. See All Filings	D	2019-11-15 16:13:11 UTC
Amount To Be Raised $4,756,060 Associated Brokers / Dealers N/A CIK Number 0001643788 Filed Document 0000898432-19-001310 Exclusions or Exemptions 506b Accepted Date 2019-11-15 16:13:11 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity