Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PostProcess Technologies, Inc. See All Filings	D	2019-11-18 14:42:19 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001728198 Filed Document 0001728198-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-18 14:42:19 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Uptown Newport Development Co., LLC See All Filings	D/A	2019-11-18 14:39:54 UTC
Amount To Be Raised $13,807,483 Associated Brokers / Dealers Shopoff Securities Inc., AUSDAL FINANCIAL PARTNERS, INC., POLAR INVESTMENT COUNSEL, INC., and EMERSON EQUITY LLC CIK Number 0001793297 Filed Document 0001793297-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-18 14:39:54 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
TENNESSEE EXTRACTS, LLC See All Filings	D	2019-11-18 14:09:20 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001787243 Filed Document 0001787243-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-18 14:09:20 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
NOVEL STRAND BREWING Co LLC See All Filings	D	2019-11-18 14:07:36 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers none CIK Number 0001702975 Filed Document 0001702975-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-18 14:07:36 UTC Type of Offering D Industry Restaurants Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
1cubed capital Fund LP See All Filings	D	2019-11-18 13:59:29 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001794190 Filed Document 0001794190-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-18 13:59:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Redwood Managed Risk Plus, L.P. See All Filings	D/A	2019-11-18 13:58:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594368 Filed Document 0001594368-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-18 13:58:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palmer Square Income Plus Fund LLC See All Filings	D/A	2019-11-18 13:56:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770178 Filed Document 0001770178-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-18 13:56:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palmer Square Floating Rate Fund LLC See All Filings	D/A	2019-11-18 13:45:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001771738 Filed Document 0001771738-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-18 13:45:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MD Revolution, Inc. See All Filings	D/A	2019-11-18 13:45:38 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001657369 Filed Document 0001657369-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-18 13:45:38 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Guilford Capital Credit II L.P. See All Filings	D/A	2019-11-18 13:30:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758935 Filed Document 0001758935-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-18 13:30:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
N H Spine & Ortho, Inc. See All Filings	D	2019-11-18 13:30:02 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers NA CIK Number 0001794258 Filed Document 0001511164-19-000081 Exclusions or Exemptions 506b Accepted Date 2019-11-18 13:30:02 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
RTW Special Purpose Fund II, LLC See All Filings	D	2019-11-18 13:28:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794051 Filed Document 0001794051-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-18 13:28:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Angelo Gordon MVP Access Fund, LP See All Filings	D	2019-11-18 13:27:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791231 Filed Document 0000897069-19-000513 Exclusions or Exemptions 506b Accepted Date 2019-11-18 13:27:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCP Co-Invest Fund (Madison), LP See All Filings	D/A	2019-11-18 13:27:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774118 Filed Document 0000935836-19-000610 Exclusions or Exemptions 506b Accepted Date 2019-11-18 13:27:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCP Co-Invest Fund (Sutton), LP See All Filings	D/A	2019-11-18 13:25:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774117 Filed Document 0000935836-19-000609 Exclusions or Exemptions 506b Accepted Date 2019-11-18 13:25:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RxR Rocksolid, LP See All Filings	D/A	2019-11-18 13:24:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001739477 Filed Document 0000935836-19-000608 Exclusions or Exemptions 506b Accepted Date 2019-11-18 13:24:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RxR Waterfall, LP See All Filings	D/A	2019-11-18 13:23:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001739449 Filed Document 0000935836-19-000607 Exclusions or Exemptions 506b Accepted Date 2019-11-18 13:23:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
North Branch Capital Fund I, L.P. See All Filings	D	2019-11-18 13:21:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M2O Private Fund Advisors LLC CIK Number 0001793502 Filed Document 0001567619-19-021732 Exclusions or Exemptions 506b Accepted Date 2019-11-18 13:21:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SCP Global Opportunities, LP See All Filings	D/A	2019-11-18 13:21:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001739425 Filed Document 0000935836-19-000606 Exclusions or Exemptions 506b Accepted Date 2019-11-18 13:21:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPINTOWEL LLC See All Filings	D/A	2019-11-18 13:21:07 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001789603 Filed Document 0001789603-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-18 13:21:07 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
SCP Investment Fund, LP See All Filings	D/A	2019-11-18 13:19:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668862 Filed Document 0000935836-19-000605 Exclusions or Exemptions 506b Accepted Date 2019-11-18 13:19:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCP LEGACY, LP See All Filings	D/A	2019-11-18 13:17:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000944885 Filed Document 0000935836-19-000604 Exclusions or Exemptions 506b Accepted Date 2019-11-18 13:17:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Guilford Capital Credit L.P. See All Filings	D/A	2019-11-18 13:17:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621856 Filed Document 0001758935-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-18 13:17:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SkySpecs, Inc. See All Filings	D	2019-11-18 13:15:50 UTC
Amount To Be Raised $16,747,321 Associated Brokers / Dealers N/A CIK Number 0001565327 Filed Document 0001565327-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-11-18 13:15:50 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Crow Holdings Realty Partners IX, L.P. See All Filings	D	2019-11-18 13:15:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hodes Weill Securities, LLC CIK Number 0001793910 Filed Document 0001567619-19-021731 Exclusions or Exemptions 506b Accepted Date 2019-11-18 13:15:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
India Horizon Fund Ltd See All Filings	D/A	2019-11-18 13:15:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531210 Filed Document 0001531210-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-18 13:15:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCP ANN ARBOR FUND, LP See All Filings	D/A	2019-11-18 13:15:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461041 Filed Document 0000935836-19-000603 Exclusions or Exemptions 506b Accepted Date 2019-11-18 13:15:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nob Hill Therapeutics, Inc. See All Filings	D	2019-11-18 13:14:03 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers None CIK Number 0001690041 Filed Document 0001647249-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-18 13:14:03 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
SCP Global Active Fund, LP See All Filings	D/A	2019-11-18 13:13:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706879 Filed Document 0000935836-19-000602 Exclusions or Exemptions 506b Accepted Date 2019-11-18 13:13:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCP Core Equity, LP See All Filings	D/A	2019-11-18 13:11:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718188 Filed Document 0000935836-19-000601 Exclusions or Exemptions 506b Accepted Date 2019-11-18 13:11:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
StratMinds VC Fund 2019, LP See All Filings	D	2019-11-18 13:08:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793066 Filed Document 0000935836-19-000600 Exclusions or Exemptions 506b Accepted Date 2019-11-18 13:08:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
India Discovery Fund Ltd. See All Filings	D/A	2019-11-18 13:06:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626565 Filed Document 0001626565-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-18 13:06:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ASE Borden II, LP See All Filings	D	2019-11-18 13:01:22 UTC
Amount To Be Raised $2,812,500 Associated Brokers / Dealers none CIK Number 0001794414 Filed Document 0001794414-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-18 13:01:22 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Ravyn Technology Corp See All Filings	D	2019-11-18 13:01:19 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001794189 Filed Document 0001794189-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-18 13:01:19 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Alpine Meadows 3PC LLC See All Filings	D	2019-11-18 12:51:16 UTC
Amount To Be Raised $1,531,000 Associated Brokers / Dealers N/A CIK Number 0001794459 Filed Document 0001794459-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-18 12:51:16 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Tesseract Structural Innovations, Inc. See All Filings	D	2019-11-18 12:49:30 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers None CIK Number 0001647249 Filed Document 0001647249-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-18 12:49:30 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Fund FG-CVY, a series of Forge Investments LLC See All Filings	D/A	2019-11-18 12:44:31 UTC
Amount To Be Raised $431,730 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001788686 Filed Document 0001788158-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-11-18 12:44:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gala Therapeutics, Inc. See All Filings	D/A	2019-11-18 12:42:27 UTC
Amount To Be Raised $43,000,000 Associated Brokers / Dealers N/A CIK Number 0001659073 Filed Document 0001659073-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-11-18 12:42:27 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Republic Parent Two, a series of Republic Master Fund, LP See All Filings	D/A	2019-11-18 12:41:10 UTC
Amount To Be Raised $512,000 Associated Brokers / Dealers N/A CIK Number 0001792174 Filed Document 0001788158-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-11-18 12:41:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Almanac, a series of Basement Fund, LLC See All Filings	D	2019-11-18 12:35:31 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001793215 Filed Document 0001788158-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-11-18 12:35:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KU2, a Series of LeFund, LLC See All Filings	D	2019-11-18 12:31:42 UTC
Amount To Be Raised $260,420 Associated Brokers / Dealers N/A CIK Number 0001792172 Filed Document 0001788158-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-11-18 12:31:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Phosphorus, Inc. See All Filings	D/A	2019-11-18 12:28:40 UTC
Amount To Be Raised $14,142,770 Associated Brokers / Dealers N/A CIK Number 0001678744 Filed Document 0001678744-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-18 12:28:40 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
InCloud Series A Holdings, a series of InCloud Investment Holdings, LLC See All Filings	D	2019-11-18 12:26:15 UTC
Amount To Be Raised $1,959,993 Associated Brokers / Dealers N/A CIK Number 0001791538 Filed Document 0001788158-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-18 12:26:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NeuroTechnology Investors II, LLC See All Filings	D	2019-11-18 12:21:41 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001791836 Filed Document 0001791836-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-18 12:21:41 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
XappMedia, Inc. See All Filings	D/A	2019-11-18 12:19:21 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001574093 Filed Document 0001574093-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-18 12:19:21 UTC Type of Offering D/A Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
HERITAGE BANCSHARES INC /WV/ See All Filings	D	2019-11-18 12:08:55 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0000921359 Filed Document 0000921359-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-18 12:08:55 UTC Type of Offering D Industry Commercial Banking Principal Place of Business WEST VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 454 See All Filings	D/A	2019-11-18 12:04:42 UTC
Amount To Be Raised $132,576 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001781655 Filed Document 0001788158-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-18 12:04:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 493 See All Filings	D	2019-11-18 12:00:24 UTC
Amount To Be Raised $1,200,258 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001792737 Filed Document 0001788158-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-18 12:00:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TBG/Targeted Office Fund LP See All Filings	D	2019-11-18 11:58:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794454 Filed Document 0001794454-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-18 11:58:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 475 See All Filings	D	2019-11-18 11:58:04 UTC
Amount To Be Raised $345,085 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001788158 Filed Document 0001788158-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-18 11:58:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity