Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Sigma Computing, Inc. See All Filings	D	2019-11-18 17:12:52 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001605916 Filed Document 0001605916-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-18 17:12:52 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Kairos Venture Partners III, L.P. See All Filings	D	2019-11-18 17:11:54 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Ascent Capital Advisors (America) LLC CIK Number 0001768387 Filed Document 0001315863-19-000933 Exclusions or Exemptions 506b Accepted Date 2019-11-18 17:11:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Beach & Barn Group, LLC See All Filings	D	2019-11-18 17:07:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794507 Filed Document 0001794507-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-18 17:07:59 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Bregal Sagemount III-B L.P. See All Filings	D	2019-11-18 16:59:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Houlihan Lokey Capital, Inc. CIK Number 0001794405 Filed Document 0001794405-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-18 16:59:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bregal Sagemount III-A L.P. See All Filings	D	2019-11-18 16:55:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Houlihan Lokey Capital, Inc. CIK Number 0001794481 Filed Document 0001794405-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-18 16:55:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Parametric, Research Affiliates Systematic Global Macro Master Fund, Ltd. See All Filings	D/A	2019-11-18 16:53:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705353 Filed Document 0000350797-19-000054 Exclusions or Exemptions 506b Accepted Date 2019-11-18 16:53:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OPENGATE CAPITAL PARTNERS II-A, LP See All Filings	D/A	2019-11-18 16:41:28 UTC
Amount To Be Raised $582,525,000 Associated Brokers / Dealers UBS SECURITIES LLC and RBC CAPITAL MARKETS, LLC CIK Number 0001753200 Filed Document 0001753200-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-18 16:41:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OPENGATE CAPITAL PARTNERS II, LP See All Filings	D/A	2019-11-18 16:40:47 UTC
Amount To Be Raised $582,525,000 Associated Brokers / Dealers UBS SECURITIES LLC and RBC CAPITAL MARKETS, LLC CIK Number 0001753199 Filed Document 0001753199-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-18 16:40:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Palmer Square Ultra-Short Duration Investment Grade Fund LLC See All Filings	D/A	2019-11-18 16:37:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584233 Filed Document 0001584233-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-18 16:37:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Curiteva, Inc. See All Filings	D	2019-11-18 16:36:19 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001793363 Filed Document 0001793363-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-18 16:36:19 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
TURMALINA METALS CORP. See All Filings	D	2019-11-18 16:32:30 UTC
Amount To Be Raised $27,810 Associated Brokers / Dealers N/A CIK Number 0001785476 Filed Document 0001183740-19-000243 Exclusions or Exemptions 506b Accepted Date 2019-11-18 16:32:30 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Berkshire Bridge Loan Investors II, L.P. See All Filings	D	2019-11-18 16:31:31 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001794340 Filed Document 0001794340-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-18 16:31:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Monticello Structured Products, LLC See All Filings	D/A	2019-11-18 16:30:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001763828 Filed Document 0001763828-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-18 16:30:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RoboCorp Technologies, Inc. See All Filings	D	2019-11-18 16:29:13 UTC
Amount To Be Raised $5,649,997 Associated Brokers / Dealers N/A CIK Number 0001794255 Filed Document 0001794255-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-18 16:29:13 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PALMER SQUARE CAPITAL SPECIAL SITUATIONS FUND L.P. See All Filings	D/A	2019-11-18 16:21:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665048 Filed Document 0001719622-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-18 16:21:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OUTCROP GOLD CORP See All Filings	D	2019-11-18 16:21:32 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0000942149 Filed Document 0000942149-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-11-18 16:21:32 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
TURMALINA METALS CORP. See All Filings	D	2019-11-18 16:20:04 UTC
Amount To Be Raised $14,055 Associated Brokers / Dealers N/A CIK Number 0001785476 Filed Document 0001183740-19-000242 Exclusions or Exemptions 506b Accepted Date 2019-11-18 16:20:04 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Blue Ocean Venture Partners LLC See All Filings	D	2019-11-18 16:16:57 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001794003 Filed Document 0001794003-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-18 16:16:57 UTC Type of Offering D Industry Other Energy Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Linen Mobile, Inc. See All Filings	D	2019-11-18 16:15:18 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001792508 Filed Document 0000905718-19-000951 Exclusions or Exemptions 506b Accepted Date 2019-11-18 16:15:18 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
BIB Central American Card Receivables Ltd See All Filings	D	2019-11-18 16:14:09 UTC
Amount To Be Raised $700,000,000 Associated Brokers / Dealers Westwood Capital, LLC CIK Number 0001793560 Filed Document 0001567619-19-021762 Exclusions or Exemptions 506b Accepted Date 2019-11-18 16:14:09 UTC Type of Offering D Industry Other Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Debt
ACM VENTURE 7 LLC See All Filings	D	2019-11-18 16:13:25 UTC
Amount To Be Raised $1,540,000 Associated Brokers / Dealers N/A CIK Number 0001794494 Filed Document 0001794494-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-18 16:13:25 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Linen Mobile, Inc. See All Filings	D	2019-11-18 16:12:46 UTC
Amount To Be Raised $1,020,000 Associated Brokers / Dealers N/A CIK Number 0001792508 Filed Document 0000905718-19-000949 Exclusions or Exemptions 506b Accepted Date 2019-11-18 16:12:46 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
LAUNCH Fund 3 DTW, L. P. See All Filings	D	2019-11-18 16:03:19 UTC
Amount To Be Raised $3,730,000 Associated Brokers / Dealers N/A CIK Number 0001793231 Filed Document 0001793231-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-18 16:03:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Parsonex Opportunity Fund I See All Filings	D/A	2019-11-18 15:58:21 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Jonathan MIller CIK Number 0001780465 Filed Document 0001780465-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-18 15:58:21 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Other
TURMALINA METALS CORP. See All Filings	D	2019-11-18 15:57:51 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001785476 Filed Document 0001183740-19-000241 Exclusions or Exemptions 506b Accepted Date 2019-11-18 15:57:51 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
INANOVATE INC See All Filings	D	2019-11-18 15:51:58 UTC
Amount To Be Raised $439,244 Associated Brokers / Dealers N/A CIK Number 0001366325 Filed Document 0001366325-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-18 15:51:58 UTC Type of Offering D Industry Biotechnology Principal Place of Business SOUTH DAKOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Palmer Square Opportunistic Credit Fund Ltd. See All Filings	D/A	2019-11-18 15:51:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665084 Filed Document 0001665084-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-18 15:51:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Penso Fund Platform SPC- Segregated Portfolio NCA #10 (2017) See All Filings	D	2019-11-18 15:48:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794318 Filed Document 0001794318-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-18 15:48:08 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
U.S. Select Private Opportunities Fund III LP See All Filings	D/A	2019-11-18 15:48:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689585 Filed Document 0001689585-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-18 15:48:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monticello Funding, LLC See All Filings	D/A	2019-11-18 15:47:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, and N/A CIK Number 0001651565 Filed Document 0001651565-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-18 15:47:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GPC-BR (Pontiac) LP See All Filings	D	2019-11-18 15:46:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793226 Filed Document 0001793226-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-18 15:46:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1313 Randolph LLC See All Filings	D	2019-11-18 15:42:39 UTC
Amount To Be Raised $15,250,000 Associated Brokers / Dealers N/A CIK Number 0001793738 Filed Document 0001793738-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-18 15:42:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palmer Square Opportunistic Credit Fund U.S. LLC See All Filings	D/A	2019-11-18 15:42:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001563196 Filed Document 0001563196-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-18 15:42:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Applied Spectra, Inc. See All Filings	D	2019-11-18 15:40:33 UTC
Amount To Be Raised $608,000 Associated Brokers / Dealers N/A CIK Number 0001794230 Filed Document 0001683168-19-003715 Exclusions or Exemptions 506b Accepted Date 2019-11-18 15:40:33 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Manneking, Inc. See All Filings	D	2019-11-18 15:35:47 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001496690 Filed Document 0001262463-19-000391 Exclusions or Exemptions 506b Accepted Date 2019-11-18 15:35:47 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Palmer Square Multi-Strategy Offshore Fund L.P. See All Filings	D/A	2019-11-18 15:35:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767795 Filed Document 0001767795-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-18 15:35:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Developing Markets Partnership, L.P. See All Filings	D/A	2019-11-18 15:35:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001170883 Filed Document 0000919574-19-007331 Exclusions or Exemptions 506b Accepted Date 2019-11-18 15:35:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Gyfthint, Inc. See All Filings	D	2019-11-18 15:25:52 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001761010 Filed Document 0001761010-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-18 15:25:52 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
DOKKIO, INC. See All Filings	D	2019-11-18 15:21:45 UTC
Amount To Be Raised $1,079,996 Associated Brokers / Dealers N/A CIK Number 0001393483 Filed Document 0001393483-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-18 15:21:45 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Palmer Square Multi-Strategy Fund L.P. See All Filings	D/A	2019-11-18 15:20:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469909 Filed Document 0001469909-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-18 15:20:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crowd Cow, Inc. See All Filings	D	2019-11-18 15:19:36 UTC
Amount To Be Raised $15,557,884 Associated Brokers / Dealers N/A CIK Number 0001692928 Filed Document 0001692928-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-18 15:19:36 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Yes Health Inc. See All Filings	D	2019-11-18 15:16:48 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001793982 Filed Document 0001793982-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-18 15:16:48 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Magnetar PRA Fund Ltd See All Filings	D/A	2019-11-18 15:15:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658376 Filed Document 0001658376-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-18 15:15:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palmer Square Income Plus Offshore Fund L.P. See All Filings	D/A	2019-11-18 15:11:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785744 Filed Document 0001785744-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-18 15:11:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Augmented Pixels, Inc. See All Filings	D/A	2019-11-18 15:08:26 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001638674 Filed Document 0001461859-19-000022 Exclusions or Exemptions 506b Accepted Date 2019-11-18 15:08:26 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
CAI Stoneleigh Equity Fund, LP See All Filings	D/A	2019-11-18 15:05:01 UTC
Amount To Be Raised $8,080,246 Associated Brokers / Dealers N/A CIK Number 0001789111 Filed Document 0001789111-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-18 15:05:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Kohler Capital Partners, LP See All Filings	D/A	2019-11-18 14:59:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756687 Filed Document 0001756687-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-18 14:59:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Civitas Waverly Equity Fund, LP See All Filings	D	2019-11-18 14:56:32 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001794419 Filed Document 0001794419-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-18 14:56:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
KINGFIELD Corp See All Filings	D	2019-11-18 14:43:57 UTC
Amount To Be Raised $4,135,923 Associated Brokers / Dealers N/A CIK Number 0001761338 Filed Document 0001567619-19-021747 Exclusions or Exemptions 506b Accepted Date 2019-11-18 14:43:57 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
RL Holiday Lucie LLC See All Filings	D	2019-11-18 14:42:32 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001794490 Filed Document 0001794490-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-18 14:42:32 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity