Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Avenue Aviation Opportunities Fund III (Onshore), L.P. See All Filings	D	2019-11-19 15:11:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794166 Filed Document 0000950142-19-002321 Exclusions or Exemptions 506b Accepted Date 2019-11-19 15:11:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle International Energy Partners II, S.C.Sp. See All Filings	D/A	2019-11-19 14:56:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757243 Filed Document 0001757243-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 14:56:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arbol Inc. See All Filings	D	2019-11-19 14:55:02 UTC
Amount To Be Raised $4,000,137 Associated Brokers / Dealers N/A CIK Number 0001790762 Filed Document 0001790762-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 14:55:02 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Venus Concept Inc. See All Filings	D	2019-11-19 14:55:00 UTC
Amount To Be Raised $50,516,865 Associated Brokers / Dealers Evercore Group L.L.C., Oppenheimer & Co. Inc., and Northland Securities, Inc. CIK Number 0001409269 Filed Document 0001382963-19-000144 Exclusions or Exemptions 506b Accepted Date 2019-11-19 14:55:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle International Energy Partners II - EU, S.C.Sp. See All Filings	D/A	2019-11-19 14:45:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757231 Filed Document 0001757231-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 14:45:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
pineapple DC LLC See All Filings	D	2019-11-19 14:44:45 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001791039 Filed Document 0001791039-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 14:44:45 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Valiant India Opportunities Offshore, L.P. See All Filings	D/A	2019-11-19 14:41:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666714 Filed Document 0000935836-19-000625 Exclusions or Exemptions 506b Accepted Date 2019-11-19 14:41:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CareMap Holdings LLC See All Filings	D	2019-11-19 14:36:59 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001794511 Filed Document 0001794511-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 14:36:59 UTC Type of Offering D Industry Health Insurance Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Valiant India Opportunities Fund, L.P. See All Filings	D/A	2019-11-19 14:35:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655944 Filed Document 0000935836-19-000624 Exclusions or Exemptions 506b Accepted Date 2019-11-19 14:35:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIEP II Feeder, S.C.Sp. See All Filings	D/A	2019-11-19 14:32:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757239 Filed Document 0001757239-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 14:32:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NC/SR Sanford Equity LLC See All Filings	D	2019-11-19 14:31:38 UTC
Amount To Be Raised $6,578,100 Associated Brokers / Dealers N/A CIK Number 0001793017 Filed Document 0001793017-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 14:31:38 UTC Type of Offering D Industry Other Health Care Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
SaaS Focus Fund, LLC See All Filings	D	2019-11-19 14:17:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793543 Filed Document 0001793543-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 14:17:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
In Defense Of Growth Inc See All Filings	D	2019-11-19 14:16:32 UTC
Amount To Be Raised $1,225,000 Associated Brokers / Dealers N/A CIK Number 0001794483 Filed Document 0001104659-19-065367 Exclusions or Exemptions 506b Accepted Date 2019-11-19 14:16:32 UTC Type of Offering D Industry Other Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Nova Analytic Labs LLC See All Filings	D/A	2019-11-19 14:07:48 UTC
Amount To Be Raised $1,800,960 Associated Brokers / Dealers N/A CIK Number 0001757578 Filed Document 0001757578-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 14:07:48 UTC Type of Offering D/A Industry Other Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
University Growth Fund II, L.P. See All Filings	D	2019-11-19 13:57:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794551 Filed Document 0001794551-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 13:57:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Ziggy, LLC See All Filings	D/A	2019-11-19 13:49:04 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001794078 Filed Document 0001794078-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-19 13:49:04 UTC Type of Offering D/A Industry Business Services Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Debt
GREEN LEAF MEDICAL, LLC See All Filings	D	2019-11-19 13:47:13 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001701230 Filed Document 0001701230-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-19 13:47:13 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Vintage Real Estate Partners II LP See All Filings	D/A	2019-11-19 13:38:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001758920 Filed Document 0001794227-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-11-19 13:38:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Balance Point Capital Partners IV, L.P. See All Filings	D	2019-11-19 13:33:42 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001794431 Filed Document 0001794431-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 13:33:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eagle Point Global Management Fund, LP See All Filings	D/A	2019-11-19 13:26:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754310 Filed Document 0001754310-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-19 13:26:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Ringer Road Partners, LLC See All Filings	D	2019-11-19 13:21:15 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001791632 Filed Document 0001791632-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 13:21:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Chakra Partners I, LLC See All Filings	D/A	2019-11-19 13:20:58 UTC
Amount To Be Raised $4,360,000 Associated Brokers / Dealers N/A CIK Number 0001760966 Filed Document 0001760966-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 13:20:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HYGIEIA INC See All Filings	D	2019-11-19 13:19:29 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001445455 Filed Document 0001445455-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 13:19:29 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
Athais, Inc. See All Filings	D	2019-11-19 13:17:54 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001794480 Filed Document 0001794480-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 13:17:54 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lexaria Bioscience Corp. See All Filings	D	2019-11-19 13:16:28 UTC
Amount To Be Raised $2,357,594 Associated Brokers / Dealers N/A CIK Number 0001348362 Filed Document 0001348362-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-11-19 13:16:28 UTC Type of Offering D Industry Biotechnology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CHANGE Global Frontier Markets Offshore, Ltd. See All Filings	D/A	2019-11-19 13:13:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723876 Filed Document 0001723876-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 13:13:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TDR Capital Bluebird Co-Investment L.P. See All Filings	D	2019-11-19 13:08:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793375 Filed Document 0001793375-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 13:08:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Mobile Price Card Inc. See All Filings	D	2019-11-19 13:06:36 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001749030 Filed Document 0001749030-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-19 13:06:36 UTC Type of Offering D Industry Other Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
CARLSMED, INC. See All Filings	D	2019-11-19 13:04:40 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001794546 Filed Document 0001794546-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 13:04:40 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
AndMark Investment Fund V, LLC See All Filings	D/A	2019-11-19 13:02:49 UTC
Amount To Be Raised $91,400,000 Associated Brokers / Dealers N/A CIK Number 0001791881 Filed Document 0001791881-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-19 13:02:49 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
WXR Fund, L.P. See All Filings	D	2019-11-19 13:01:52 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001793092 Filed Document 0001793092-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 13:01:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chrysalix RoboValley U.S. Limited Partnership See All Filings	D	2019-11-19 13:00:32 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001753210 Filed Document 0001753210-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 13:00:32 UTC Type of Offering D Industry Investing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Headout Inc. See All Filings	D	2019-11-19 12:59:55 UTC
Amount To Be Raised $10,499,970 Associated Brokers / Dealers N/A CIK Number 0001635328 Filed Document 0001635328-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 12:59:55 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
West Hill Global, Inc. See All Filings	D	2019-11-19 12:51:13 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001765144 Filed Document 0001765144-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-11-19 12:51:13 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
PEGASUS RINO OWNER LLC See All Filings	D	2019-11-19 12:48:03 UTC
Amount To Be Raised $25,182,231 Associated Brokers / Dealers N/A CIK Number 0001794253 Filed Document 0001794253-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 12:48:03 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Sky Holdco Corp See All Filings	D	2019-11-19 12:47:18 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001766379 Filed Document 0000950172-19-000130 Exclusions or Exemptions 506b Accepted Date 2019-11-19 12:47:18 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Anacapa Venture Partners III, LLC See All Filings	D	2019-11-19 12:47:10 UTC
Amount To Be Raised $8,600,000 Associated Brokers / Dealers N/A CIK Number 0001793340 Filed Document 0001793340-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 12:47:10 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
LSC-GLENMONT ABBEY 55 PLUS MULTIFAMILY, DST See All Filings	D/A	2019-11-19 12:41:34 UTC
Amount To Be Raised $14,260,000 Associated Brokers / Dealers Orchard Securities, LLC, WealthForge Securities, LLC, CABIN SECURITIES, INC., Cabot Lodge Securities LLC, IBN FINANCIAL SERVICES, INC., McDermott Investment Services, LLC, Primex, WESTPARK CAPITAL, INC., ADVISORY GROUP EQUITY SERVICES LTD., EMERSON EQUITY LLC, and DEMPSEY LORD SMITH, LLC CIK Number 0001781251 Filed Document 0001781251-19-000011 Exclusions or Exemptions 506b Accepted Date 2019-11-19 12:41:34 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Truth Enterprises Ventures, Inc. See All Filings	D	2019-11-19 12:41:17 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001794295 Filed Document 0001794295-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 12:41:17 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
PRG Multifamily Value-Added Fund III, LP See All Filings	D/A	2019-11-19 12:39:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated CIK Number 0001759116 Filed Document 0000902664-19-004382 Exclusions or Exemptions 506b Accepted Date 2019-11-19 12:39:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Merula Holdings, LLC See All Filings	D	2019-11-19 12:37:56 UTC
Amount To Be Raised $75,208,509 Associated Brokers / Dealers N/A CIK Number 0001794378 Filed Document 0001794378-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 12:37:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Ziggy, LLC See All Filings	D	2019-11-19 12:22:01 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001794078 Filed Document 0001794078-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 12:22:01 UTC Type of Offering D Industry Business Services Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Parkwood West LLC See All Filings	D	2019-11-19 12:13:31 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001794317 Filed Document 0001794317-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-19 12:13:31 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Ridgewood Apartments Investors, LLC See All Filings	D	2019-11-19 12:08:33 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001790291 Filed Document 0001790291-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 12:08:33 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Palmer Square Multi-Strategy Fund, Ltd. See All Filings	D/A	2019-11-19 12:06:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501864 Filed Document 0001719622-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-11-19 12:06:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SE Fund II, a series of Ault Krug Ventures, LP See All Filings	D	2019-11-19 12:01:48 UTC
Amount To Be Raised $254,000 Associated Brokers / Dealers N/A CIK Number 0001794398 Filed Document 0001794398-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 12:01:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VIVID ROBOTICS, INC. See All Filings	D	2019-11-19 12:00:31 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001693518 Filed Document 0001693518-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-19 12:00:31 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ESTEE INDIA FUND See All Filings	D	2019-11-19 11:59:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kotak Mahindra Inc CIK Number 0001562964 Filed Document 0001562964-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-19 11:59:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Broadcrest, LP See All Filings	D/A	2019-11-19 11:58:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705589 Filed Document 0001705589-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 11:58:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MU Fund I, a series of MV Funds, LP See All Filings	D	2019-11-19 11:52:49 UTC
Amount To Be Raised $249,050 Associated Brokers / Dealers N/A CIK Number 0001794403 Filed Document 0001794403-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 11:52:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund