Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Stewart Dell Global Equities Fund, LP See All Filings	D/A	2019-11-20 13:56:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719377 Filed Document 0001719377-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 13:56:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CrypTex Holdings, LLC See All Filings	D	2019-11-20 13:50:26 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001793435 Filed Document 0001793435-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 13:50:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Ogmagod, Inc. See All Filings	D	2019-11-20 13:48:52 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001794145 Filed Document 0001794145-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 13:48:52 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
WE Fund I, a series of York IE Funds, LP See All Filings	D	2019-11-20 13:44:38 UTC
Amount To Be Raised $184,017 Associated Brokers / Dealers N/A CIK Number 0001794394 Filed Document 0001794394-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 13:44:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLUB MOTORSPORTS INC See All Filings	D	2019-11-20 13:44:15 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001255733 Filed Document 0001255733-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-20 13:44:15 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
JU Fund II, a series of MV Funds, LP See All Filings	D	2019-11-20 13:38:21 UTC
Amount To Be Raised $232,922 Associated Brokers / Dealers N/A CIK Number 0001794583 Filed Document 0001794583-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 13:38:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AM Fund I, a series of Smolboon AL, LP See All Filings	D	2019-11-20 13:28:39 UTC
Amount To Be Raised $408,000 Associated Brokers / Dealers N/A CIK Number 0001794581 Filed Document 0001794581-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 13:28:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KF Arc Holding, LP See All Filings	D	2019-11-20 13:27:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725352 Filed Document 0001725352-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 13:27:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Code Dx, Inc. See All Filings	D	2019-11-20 13:24:41 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001794616 Filed Document 0001794616-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 13:24:41 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EXP Fund I, a series of Hack VC, LP See All Filings	D	2019-11-20 13:15:10 UTC
Amount To Be Raised $83,071 Associated Brokers / Dealers N/A CIK Number 0001794582 Filed Document 0001794582-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 13:15:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CP-3675 Cambridge, LLC See All Filings	D	2019-11-20 13:13:41 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001794651 Filed Document 0001794651-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 13:13:41 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Green Growth Brands Inc. See All Filings	D	2019-11-20 13:12:52 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001739376 Filed Document 0001739376-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-11-20 13:12:52 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Peregrine Private Equity Fund I LP See All Filings	D	2019-11-20 13:03:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794131 Filed Document 0000935836-19-000629 Exclusions or Exemptions 506b Accepted Date 2019-11-20 13:03:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brookfield Senior Mezzanine Real Estate Finance Fund L.P. See All Filings	D/A	2019-11-20 12:57:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brookfield Private Advisors LLC, KB Investment & Securities Co. Ltd., Brookfield Private Capital (UK) Limited, Brookfield Investment Management (Canada) Inc., Brookfield Advisors (Hong Kong) Limited, and Brookfield Singapore Pte. Ltd. CIK Number 0001724545 Filed Document 0001794227-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-11-20 12:57:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lumedica Vision, Inc. See All Filings	D	2019-11-20 12:52:54 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001769863 Filed Document 0001769863-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-20 12:52:54 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
PICO Co-Investments V, LLC See All Filings	D	2019-11-20 12:50:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794594 Filed Document 0000950142-19-002326 Exclusions or Exemptions 506b Accepted Date 2019-11-20 12:50:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
First Guaranty Bancshares, Inc. See All Filings	D	2019-11-20 12:48:53 UTC
Amount To Be Raised $1,000,008 Associated Brokers / Dealers N/A CIK Number 0001408534 Filed Document 0001567619-19-021933 Exclusions or Exemptions 506b Accepted Date 2019-11-20 12:48:53 UTC Type of Offering D Industry Commercial Banking Principal Place of Business LOUISIANA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Pocketful of Quarters, Inc. See All Filings	D	2019-11-20 12:46:51 UTC
Amount To Be Raised $1,952,500 Associated Brokers / Dealers N/A CIK Number 0001741667 Filed Document 0001741667-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-20 12:46:51 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Copper Labs, Inc See All Filings	D	2019-11-20 12:40:34 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001793846 Filed Document 0001793846-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 12:40:34 UTC Type of Offering D Industry Energy Conservation Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Platform 16 Sub LLC See All Filings	D	2019-11-20 12:39:19 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001794635 Filed Document 0001794635-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 12:39:19 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Velocitas II LLC See All Filings	D	2019-11-20 12:39:13 UTC
Amount To Be Raised $8,240,000 Associated Brokers / Dealers N/A CIK Number 0001794572 Filed Document 0001794572-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 12:39:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
ALAOF V NLD, L.P. See All Filings	D	2019-11-20 12:31:35 UTC
Amount To Be Raised $10,100,000 Associated Brokers / Dealers N/A CIK Number 0001794469 Filed Document 0001794469-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 12:31:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
ACON Latin America Opportunities Fund V, L.P. See All Filings	D	2019-11-20 12:28:44 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001792598 Filed Document 0001792598-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 12:28:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
CANarchy Holding Co LLC See All Filings	D/A	2019-11-20 12:15:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635799 Filed Document 0001062993-19-004538 Exclusions or Exemptions 506b Accepted Date 2019-11-20 12:15:30 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ArcSecond, Inc. See All Filings	D	2019-11-20 12:06:19 UTC
Amount To Be Raised $2,980,000 Associated Brokers / Dealers N/A CIK Number 0001794438 Filed Document 0001794438-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 12:06:19 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mercury Active Quant Fund, LP See All Filings	D/A	2019-11-20 12:04:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757708 Filed Document 0001757708-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 12:04:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CPG Vintage Access Fund II, LLC See All Filings	D/A	2019-11-20 11:59:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001742380 Filed Document 0000926877-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-11-20 11:59:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TSG Venture 1, LLC See All Filings	D/A	2019-11-20 11:52:11 UTC
Amount To Be Raised $5,606,901 Associated Brokers / Dealers Shopoff Securities Inc. and AUSDAL FINANCIAL PARTNERS, INC. CIK Number 0001725935 Filed Document 0001725935-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-20 11:52:11 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Ti Bouchon Partners, L.P. See All Filings	D/A	2019-11-20 11:51:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624290 Filed Document 0000919574-19-007374 Exclusions or Exemptions 506b Accepted Date 2019-11-20 11:51:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Acadian Emerging Markets Small-Cap Equity Fund, LLC See All Filings	D/A	2019-11-20 11:49:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001533444 Filed Document 0001533444-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 11:49:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund FG-LRN, a series of Forge Investments, LLC See All Filings	D/A	2019-11-20 11:48:26 UTC
Amount To Be Raised $22,104,959 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001758082 Filed Document 0001786631-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-20 11:48:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Three Court Special Opportunities Fund I, L.P. See All Filings	D/A	2019-11-20 11:44:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725778 Filed Document 0001315863-19-000934 Exclusions or Exemptions 506b Accepted Date 2019-11-20 11:44:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fund FG-LSK, a series of Forge Investments LLC See All Filings	D	2019-11-20 11:42:27 UTC
Amount To Be Raised $337,435 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001793227 Filed Document 0001786631-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-20 11:42:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PLANT HEALTH CARE plc See All Filings	D	2019-11-20 11:42:23 UTC
Amount To Be Raised $3,025,887 Associated Brokers / Dealers N/A CIK Number 0001663453 Filed Document 0001663453-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-20 11:42:23 UTC Type of Offering D Industry Agriculture Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Johnstown Plaza Liquors LLC See All Filings	D	2019-11-20 11:41:39 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001747622 Filed Document 0001011034-19-000042 Exclusions or Exemptions 506b Accepted Date 2019-11-20 11:41:39 UTC Type of Offering D Industry Retailing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Warrior Group, L.P. See All Filings	D	2019-11-20 11:41:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784479 Filed Document 0001784479-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-20 11:41:37 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
First Cloud Investment Group, LLC See All Filings	D	2019-11-20 11:40:40 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001794475 Filed Document 0001794475-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 11:40:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Mercury Active Quant Master Fund, LP See All Filings	D/A	2019-11-20 11:35:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757595 Filed Document 0001757595-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 11:35:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Agent Capital Fund I LP See All Filings	D/A	2019-11-20 11:27:58 UTC
Amount To Be Raised $61,250,000 Associated Brokers / Dealers SSG Capital Advisors, LLC CIK Number 0001706036 Filed Document 0001706036-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 11:27:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bison Trails Co. See All Filings	D	2019-11-20 11:26:36 UTC
Amount To Be Raised $25,749,957 Associated Brokers / Dealers N/A CIK Number 0001757794 Filed Document 0001757794-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-20 11:26:36 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MATH Alpha Associates II, LLC See All Filings	D	2019-11-20 11:24:11 UTC
Amount To Be Raised $3,027,600 Associated Brokers / Dealers N/A CIK Number 0001788546 Filed Document 0001786631-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-20 11:24:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MATH Alpha Associates, LLC See All Filings	D	2019-11-20 11:22:52 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001786631 Filed Document 0001786631-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 11:22:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LA Fund I, a series of Super Angel Syndicate, LP See All Filings	D	2019-11-20 11:15:47 UTC
Amount To Be Raised $83,700 Associated Brokers / Dealers N/A CIK Number 0001794585 Filed Document 0001794585-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 11:15:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AU Fund I, a series of Xoogler Syndicate, LP See All Filings	D	2019-11-20 11:04:25 UTC
Amount To Be Raised $90,900 Associated Brokers / Dealers N/A CIK Number 0001794584 Filed Document 0001794584-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 11:04:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EDGBASTON ASIAN EQUITY TRUST See All Filings	D/A	2019-11-20 10:59:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443541 Filed Document 0001567619-19-021930 Exclusions or Exemptions 506b Accepted Date 2019-11-20 10:59:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Highcrest Private Credit Income Fund, LP See All Filings	D/A	2019-11-20 10:57:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TGP Securities, Inc. CIK Number 0001642475 Filed Document 0001642475-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-20 10:57:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BC Exchange Suniland DST See All Filings	D/A	2019-11-20 10:55:29 UTC
Amount To Be Raised $79,614,325 Associated Brokers / Dealers AMERIPRISE FINANCIAL SERVICES, INC., MORGAN STANLEY, and CONCORDE INVESTMENT SERVICES, LLC CIK Number 0001791023 Filed Document 0001791023-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-20 10:55:29 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AA Fund I, a series of Side Ventures AL, LP See All Filings	D	2019-11-20 10:55:28 UTC
Amount To Be Raised $183,000 Associated Brokers / Dealers N/A CIK Number 0001794396 Filed Document 0001794396-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 10:55:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CA Fund I, a series of Amir Shevat Capital, LP See All Filings	D	2019-11-20 10:47:46 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001794393 Filed Document 0001794393-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 10:47:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
5644 Riverwalk, LP See All Filings	D	2019-11-20 10:39:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001794625 Filed Document 0001794625-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 10:39:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity