|
|
D/A |
2019-11-21 15:44:14 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001760488
- Filed Document
- 0001760488-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-21 15:44:14 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2019-11-21 15:41:30 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001794670
- Filed Document
- 0001794670-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-21 15:41:30 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-11-21 15:34:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001675562
- Filed Document
- 0001675562-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-21 15:34:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-11-21 15:24:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001721149
- Filed Document
- 0001721149-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-21 15:24:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-11-21 15:20:16 UTC |
- Amount To Be Raised
- $17,857,732
- Associated Brokers / Dealers
- Inland Securities Corporation, Mc Dermott Investment Services, LLC, WealthForge Securities LLC, RCX Capital Group LLC, Concorde Investment Services, LLC, JRL Capital Corporation, Cambridge Investment Research, Arkadios Capital, Westpark Capital Inc, Avantax Investment Services Inc, AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC., Colorado Financial Service Corp, Independent Financial Group, LLC, Triad Advisors, Inc., DFPG Investments, Inc., Securities America Inc., SAGEPOINT FINANCIAL, INC., and AUSDAL FINANCIAL PARTNERS, INC.
- CIK Number
- 0001789375
- Filed Document
- 0001734696-19-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-21 15:20:16 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2019-11-21 15:16:30 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001534209
- Filed Document
- 0001534209-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-21 15:16:30 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- IDAHO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-21 15:15:10 UTC |
- Amount To Be Raised
- $2,400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792648
- Filed Document
- 0001567619-19-022014
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-21 15:15:10 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2019-11-21 15:10:07 UTC |
- Amount To Be Raised
- $12,000,000
- Associated Brokers / Dealers
- Maxim Group LLC
- CIK Number
- 0001794644
- Filed Document
- 0001794644-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-21 15:10:07 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-11-21 15:10:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001759335
- Filed Document
- 0001759335-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-21 15:10:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-21 15:07:57 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001658435
- Filed Document
- 0001658435-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-21 15:07:57 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-11-21 14:58:48 UTC |
- Amount To Be Raised
- $2,690,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001794680
- Filed Document
- 0001794680-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-21 14:58:48 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-11-21 14:56:22 UTC |
- Amount To Be Raised
- $97,179,813
- Associated Brokers / Dealers
- INLAND SECURITIES CORPORATION, MADISON AVENUE SECURITIES, LLC, PRIMEX, 1st Global Capital Corporation, Concorde Investment Services, LLC, DFPG Investments, Inc., International Assets Advisory, LLC, Nationwide Planning Associates, Inc, AMERITAS INVESTMENT CORP., CABIN SECURITIES, INC., SAGEPOINT FINANCIAL, INC., MCDERMOTT INVESTMENT SERVICES, LLC, Avantax Investment Services Inc, Cetera Advisors, LLC, Crown Capital Securities L.P., Emerson Equity LLC, FSC Securities Corporation, Investacorp, Inc., Investment Planners, Inc., Kalos Capital, M Holdings Securities, Muriel Siebert & Co., Inc, RCX Capital Group LLC, Royal Alliance Associates, Inc., Tfs Securities, Inc., Triad Advisors, Inc., Vanderbilt Securities, LLC, WealthForge Securities LLC, Woodbury Financial Services, Inc., American Investors Company, Arkadios Capital, Callaway Financial Services Inc, Cambridge Investment Research, Capulent LLC, Cetera Advisors, LLC, Concorde Investment Services, LLC, Crown Capital Securities L.P., Galt Financial Group, Inc., Harbour Investments, Inc., LINCOLN FINANCIAL ADVISORS CORPORATION, National Securities Corp., Ni Advisors, NPB Financial Group, LLC, PURSHE KAPLAN STERLING INVESTMENTS, Saxony Securities, Inc., Securities America Inc., Stonecrest Capital Markets, Inc, The Strategic Financial Alliance, United Planners' Financial Services, Westpark Capital Inc, DAI Securities LLC, and INFINEX INVESTMENTS, INC.
- CIK Number
- 0001786107
- Filed Document
- 0001734696-19-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-21 14:56:22 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2019-11-21 14:48:39 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001776200
- Filed Document
- 0001776200-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-21 14:48:39 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
|
|
|
D/A |
2019-11-21 14:44:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001517144
- Filed Document
- 0001794227-19-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-21 14:44:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-11-21 14:44:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001667426
- Filed Document
- 0001667426-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-21 14:44:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-11-21 14:44:01 UTC |
- Amount To Be Raised
- $65,334,005
- Associated Brokers / Dealers
- Wealthforge Securities, LLC, McDermott Investment Services, LLC, Lewis Financial Group, L.C., Sandlapper Securites, LLC, Westpark Capital, Inc., Concorde Investment Services. LLC, Centaurus Financial, Inc., RCX Capital Group, LLC, Capulent LLC, Inland Securties Corporation, 1ST GLOBAL CAPITAL CORP., CALTON & ASSOCIATES, INC., Cambridge Investment Research, COLORADO FINANCIAL SERVICE CORPORATION, DFPG INVESTMENTS, INC., FSC SECURITIES CORPORATION, HUNTWICKE SECURITIES, LLC, INTEGRITY BROKERAGE SERVICES, INC., JCC ADVISORS, LLC, KALOS CAPITAL, INC., LIGHTHOUSE CAPITAL GROUP, LLC, MADISON AVENUE SECURITIES, LLC, NATIONAL SECURITIES CORPORATION, PRIMEX, ROYAL ALLIANCE ASSOCIATES, INC., THE STRATEGIC FINANCIAL ALLIANCE, INC., CABIN SECURITIES, INC., CABOT LODGE SECURITIES LLC, LIGHTPATH CAPITAL, INC, TAYLOR CAPITAL MANAGEMENT INC., HD VEST INVESTMENT SERVICES, PARKLAND SECURITIES, LLC, EMERSON EQUITY LLC, GREAT POINT CAPITAL LLC, NEXTREND SECURITIES, INC., SIGMA FINANCIAL CORPORATION, TITAN SECURITIES, TRIAD ADVISORS LLC, INVESTMENT SECURITY CORPORATION, INVESTACORP, INC., CROWN CAPITAL SECURITIES, L.P., K CAPITAL LLC, IBN FINANCIAL SERVICES, INC., PROEQUITIES, INC., DAI SECURITIES, LLC, SAXONY SECURITIES, INC., STAX CAPITAL, SAGEPOINT FINANCIAL, INC., Ausdal Financial Partners, Inc., DEMPSEY LORD SMITH, LLC, and Avantax Investment Services Inc
- CIK Number
- 0001734696
- Filed Document
- 0001734696-19-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-21 14:44:01 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2019-11-21 14:37:30 UTC |
- Amount To Be Raised
- $2,637,410
- Associated Brokers / Dealers
- None
- CIK Number
- 0001794694
- Filed Document
- 0001794694-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-21 14:37:30 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2019-11-21 14:21:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001794682
- Filed Document
- 0001794682-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-21 14:21:21 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-21 14:13:48 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001794688
- Filed Document
- 0001794688-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-21 14:13:48 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-11-21 14:12:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001718599
- Filed Document
- 0001718599-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-21 14:12:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-21 14:09:48 UTC |
- Amount To Be Raised
- $7,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001741614
- Filed Document
- 0001741614-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-21 14:09:48 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-21 14:08:04 UTC |
- Amount To Be Raised
- $14,765,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001342710
- Filed Document
- 0001342710-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-21 14:08:04 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-11-21 14:00:35 UTC |
- Amount To Be Raised
- $1,175,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001794519
- Filed Document
- 0001794519-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-21 14:00:35 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2019-11-21 13:55:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001737565
- Filed Document
- 0001737565-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-21 13:55:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-21 13:53:30 UTC |
- Amount To Be Raised
- $7,728,992
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001794302
- Filed Document
- 0001794302-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-21 13:53:30 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-21 13:52:01 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793859
- Filed Document
- 0001793859-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-21 13:52:01 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2019-11-21 13:36:29 UTC |
- Amount To Be Raised
- $450,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001794332
- Filed Document
- 0001461859-19-000023
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-21 13:36:29 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-21 13:21:13 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- MICROVENTURE MARKETPLACE INC
- CIK Number
- 0001791872
- Filed Document
- 0001791872-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-21 13:21:13 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-21 13:20:20 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001530655
- Filed Document
- 0001209191-19-057569
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-21 13:20:20 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-21 13:17:30 UTC |
- Amount To Be Raised
- $20,014,988
- Associated Brokers / Dealers
- John Dexter Pearson, N/A, and N/A
- CIK Number
- 0001697532
- Filed Document
- 0000950172-19-000131
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-21 13:17:30 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-21 12:58:18 UTC |
- Amount To Be Raised
- $3,999,897
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762597
- Filed Document
- 0001762597-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-21 12:58:18 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-21 12:50:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001794606
- Filed Document
- 0001794606-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-21 12:50:42 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-21 12:44:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001794771
- Filed Document
- 0001794771-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-21 12:44:08 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-11-21 12:41:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001759337
- Filed Document
- 0001759337-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-21 12:41:13 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-11-21 12:31:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001545403
- Filed Document
- 0001545403-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-21 12:31:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-11-21 12:27:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001545677
- Filed Document
- 0001545677-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-21 12:27:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-21 12:25:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- HMC Investments, Inc.
- CIK Number
- 0001794461
- Filed Document
- 0001794461-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-21 12:25:15 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-11-21 12:19:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001759258
- Filed Document
- 0001759258-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-21 12:19:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-11-21 12:16:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Man Investments Inc.
- CIK Number
- 0001659128
- Filed Document
- 0001659128-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-21 12:16:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-11-21 12:06:21 UTC |
- Amount To Be Raised
- $303,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001685391
- Filed Document
- 0001685391-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-21 12:06:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-11-21 12:05:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001296469
- Filed Document
- 0001296469-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-21 12:05:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-11-21 11:56:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001485583
- Filed Document
- 0001485583-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-21 11:56:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-21 11:55:36 UTC |
- Amount To Be Raised
- $330,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001794701
- Filed Document
- 0001794701-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-21 11:55:36 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
|
|
|
D |
2019-11-21 11:55:33 UTC |
- Amount To Be Raised
- $22,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001794465
- Filed Document
- 0001794465-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-21 11:55:33 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2019-11-21 11:55:26 UTC |
- Amount To Be Raised
- $900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001741666
- Filed Document
- 0001741666-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-21 11:55:26 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2019-11-21 11:53:31 UTC |
- Amount To Be Raised
- $35,000,001
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001768103
- Filed Document
- 0001567619-19-022007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-21 11:53:31 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-21 11:51:50 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001789019
- Filed Document
- 0001567619-19-022005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-21 11:51:50 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-21 11:48:42 UTC |
- Amount To Be Raised
- $35,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001794659
- Filed Document
- 0001794659-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-21 11:48:42 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-21 11:42:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001659003
- Filed Document
- 0001659003-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-21 11:42:53 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-21 11:36:33 UTC |
- Amount To Be Raised
- $10,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001373698
- Filed Document
- 0001373698-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-21 11:36:33 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|