Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Lil Mixins, LLC See All Filings	D/A	2019-11-22 16:46:24 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001769072 Filed Document 0001769072-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-22 16:46:24 UTC Type of Offering D/A Industry Agriculture Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
HPI Real Estate Fund VIII LLC See All Filings	D	2019-11-22 16:46:08 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers Orchard Securities, LLC, American Portfolios Financial Services, Inc., American Independent Securities Group, LLC, Center Street Securities, Inc., BD4RIA, Inc., Concorde Investments Services, LLC, DAI Securities, LLC, DFPG Investments, LLC, Gramercy Securities, Inc., Great Point Capital LLC, Kalos Capital, Inc., Lion Street Financial, LLC, Sunbelt Securities, Inc., Wealthforge Secuities, LLC, Westpark Capital, LLC, and Emerson Equity LLC CIK Number 0001792429 Filed Document 0001567619-19-022097 Exclusions or Exemptions 506b Accepted Date 2019-11-22 16:46:08 UTC Type of Offering D Industry Commercial Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
KindHeart, Inc. See All Filings	D/A	2019-11-22 16:42:26 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001617570 Filed Document 0001617570-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 16:42:26 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Tamus ARS Fund LP See All Filings	D/A	2019-11-22 16:41:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571966 Filed Document 0001794068-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-11-22 16:41:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pistol Lake, Inc. See All Filings	D	2019-11-22 16:36:24 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001569380 Filed Document 0001569380-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-22 16:36:24 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HUMANIGEN, INC See All Filings	D	2019-11-22 16:35:03 UTC
Amount To Be Raised $20,494,614 Associated Brokers / Dealers N/A CIK Number 0001293310 Filed Document 0001293310-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-22 16:35:03 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rockstep Christiansburg LLC See All Filings	D	2019-11-22 16:30:52 UTC
Amount To Be Raised $9,525,000 Associated Brokers / Dealers N/A CIK Number 0001794437 Filed Document 0001209191-19-057793 Exclusions or Exemptions 506b Accepted Date 2019-11-22 16:30:52 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
AUDUBON AMBULATORY SURGERY CENTER LLC See All Filings	D	2019-11-22 16:29:25 UTC
Amount To Be Raised $264,000 Associated Brokers / Dealers N/A CIK Number 0001076722 Filed Document 0001076722-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-11-22 16:29:25 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CD&R Brand Continuity SPV, L.P. See All Filings	D	2019-11-22 16:20:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794886 Filed Document 0001794886-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-22 16:20:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
QIP Ltd. See All Filings	D/A	2019-11-22 16:20:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers McCutchen Group CIK Number 0001165110 Filed Document 0001794068-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-22 16:20:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Providence Growth 2019 Fund LLC See All Filings	D	2019-11-22 16:19:33 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001794658 Filed Document 0001794658-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-22 16:19:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
CD&R Brand Continuity SPV-A, L.P. See All Filings	D	2019-11-22 16:12:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794908 Filed Document 0001794908-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-22 16:12:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Specialty Insurance Marketing Services, LLC See All Filings	D	2019-11-22 16:12:24 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001790309 Filed Document 0001790309-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 16:12:24 UTC Type of Offering D Industry Insurance Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
ColdQuanta, Inc. See All Filings	D	2019-11-22 16:11:53 UTC
Amount To Be Raised $10,499,994 Associated Brokers / Dealers N/A CIK Number 0001746727 Filed Document 0001746727-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 16:11:53 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Craton Minerals Ltd. See All Filings	D	2019-11-22 16:09:38 UTC
Amount To Be Raised $577,010 Associated Brokers / Dealers N/A CIK Number 0001773106 Filed Document 0001567619-19-022078 Exclusions or Exemptions 506b Accepted Date 2019-11-22 16:09:38 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
BRICKBIO INC. See All Filings	D	2019-11-22 16:09:35 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001794889 Filed Document 0001794889-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 16:09:35 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
NERVGEN PHARMA CORP. See All Filings	D	2019-11-22 16:07:29 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001751912 Filed Document 0001567619-19-022075 Exclusions or Exemptions 506b Accepted Date 2019-11-22 16:07:29 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CD&R Brand Co-Investor, L.P. See All Filings	D	2019-11-22 16:04:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794877 Filed Document 0001794877-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-22 16:04:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
COMPACT MEDICAL SOLUTIONS LLC See All Filings	D	2019-11-22 15:58:43 UTC
Amount To Be Raised $85,000 Associated Brokers / Dealers Not Applicable CIK Number 0001794240 Filed Document 0001794240-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 15:58:43 UTC Type of Offering D Industry Biotechnology Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
Genprex, Inc. See All Filings	D	2019-11-22 15:58:43 UTC
Amount To Be Raised $1,457,274 Associated Brokers / Dealers Joseph Gunnar & Co., LLC CIK Number 0001595248 Filed Document 0001437749-19-023449 Exclusions or Exemptions 506b Accepted Date 2019-11-22 15:58:43 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
All Social Inc. See All Filings	D	2019-11-22 15:57:19 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001787422 Filed Document 0001787422-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-22 15:57:19 UTC Type of Offering D Industry Other Technology Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Go Store It Wilmington Storage DST See All Filings	D/A	2019-11-22 15:55:37 UTC
Amount To Be Raised $5,175,000 Associated Brokers / Dealers John Jenkins, Trawnegan Gall, Edward Fernandez, Joseph Michaletz, Robin Naylor, Corbin Thomas, Troy Thomas, and Wealthforge Securities, LLC CIK Number 0001775979 Filed Document 0001775979-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-22 15:55:37 UTC Type of Offering D/A Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Sonen Global Multistrategy (Irish) Fund, a series of the Sonen Invest Mgmt Private Acc Plat PLC See All Filings	D/A	2019-11-22 15:53:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668598 Filed Document 0001104659-19-066619 Exclusions or Exemptions 506b Accepted Date 2019-11-22 15:53:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stanford CO Investors LP See All Filings	D	2019-11-22 15:51:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RealCadre LLC CIK Number 0001794853 Filed Document 0001794853-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 15:51:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SCOLLAR, INC. See All Filings	D	2019-11-22 15:46:37 UTC
Amount To Be Raised $936,980 Associated Brokers / Dealers N/A CIK Number 0001708461 Filed Document 0001708461-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-22 15:46:37 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VergePointe Capital Fund XXII, LP See All Filings	D/A	2019-11-22 15:45:51 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001723731 Filed Document 0000896595-19-000013 Exclusions or Exemptions 506b Accepted Date 2019-11-22 15:45:51 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Brentwood AC Group, LLC See All Filings	D	2019-11-22 15:40:51 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers None CIK Number 0001794856 Filed Document 0001794856-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-22 15:40:51 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets $Not Applicable Type of Security Equity
Quadria Capital Fund II LP See All Filings	D/A	2019-11-22 15:40:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001770279 Filed Document 0001770279-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-22 15:40:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sonen Global Multistrategy (Delaware) Fund, a series of the Sonen Invest Mgmt Private Acc Plat LLC See All Filings	D/A	2019-11-22 15:38:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668606 Filed Document 0001104659-19-066611 Exclusions or Exemptions 506b Accepted Date 2019-11-22 15:38:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Plug & Play Future Commerce Fund I, L.P. See All Filings	D	2019-11-22 15:35:03 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001794663 Filed Document 0001794663-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 15:35:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
I-Pass Patient Safety Institute, Inc. See All Filings	D/A	2019-11-22 15:25:07 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001691252 Filed Document 0001787834-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-11-22 15:25:07 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Florida Insect Control Group LLC See All Filings	D	2019-11-22 15:24:53 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001763746 Filed Document 0001763746-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-22 15:24:53 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Social Life Network, Inc. See All Filings	D/A	2019-11-22 15:23:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001281984 Filed Document 0001493152-19-018245 Exclusions or Exemptions 506b Accepted Date 2019-11-22 15:23:37 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PIMCO Multi-Asset Alternative Risk Premia Strategy Risk Off Version Onshore Fund L.P. See All Filings	D	2019-11-22 15:20:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001793851 Filed Document 0001793851-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 15:20:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Schottenfeld Opportunities Fund II, LP See All Filings	D	2019-11-22 15:18:44 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001740611 Filed Document 0001740611-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-22 15:18:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EAGLERIDGE REALTY TRUST, INC. See All Filings	D	2019-11-22 15:18:10 UTC
Amount To Be Raised $7,495,000 Associated Brokers / Dealers N/A CIK Number 0001639009 Filed Document 0001639009-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 15:18:10 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Ares US Real Estate Opportunity Fund III, L.P. See All Filings	D	2019-11-22 15:17:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ares Investor Services LLC CIK Number 0001794605 Filed Document 0001794741-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 15:17:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JLL Partners Fund VIII, L.P. See All Filings	D/A	2019-11-22 15:17:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Freres & Co LLC, EdgeLine Capital, LLC, J.P. MORGAN SECURITIES LLC, and Greenstone Placement Management FZ-LLC CIK Number 0001760660 Filed Document 0001760660-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 15:17:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pufferfish Ventures, LLC See All Filings	D	2019-11-22 15:16:32 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001794888 Filed Document 0001794888-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 15:16:32 UTC Type of Offering D Industry Agriculture Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Starfort Partners LP See All Filings	D/A	2019-11-22 15:08:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657424 Filed Document 0001657424-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 15:08:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Surgical Center of Connecticut, LLC See All Filings	D	2019-11-22 15:08:05 UTC
Amount To Be Raised $13,063 Associated Brokers / Dealers SCA Development, LLC CIK Number 0001746757 Filed Document 0001746757-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-22 15:08:05 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ZCA Front Street QOF, LLC See All Filings	D	2019-11-22 15:05:38 UTC
Amount To Be Raised $11,750,000 Associated Brokers / Dealers N/A CIK Number 0001794824 Filed Document 0001794824-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 15:05:38 UTC Type of Offering D Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
CC-600 Washington, LLC See All Filings	D	2019-11-22 14:45:13 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001794857 Filed Document 0001794857-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 14:45:13 UTC Type of Offering D Industry Investing Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
HANGMEN BROADWAY LP See All Filings	D	2019-11-22 14:39:41 UTC
Amount To Be Raised $4,750,000 Associated Brokers / Dealers N/A CIK Number 0001794544 Filed Document 0001591408-19-000028 Exclusions or Exemptions 506b Accepted Date 2019-11-22 14:39:41 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GenomOncology, LLC See All Filings	D	2019-11-22 14:39:21 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001549491 Filed Document 0001549491-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-22 14:39:21 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Adjuvance Technologies Inc. See All Filings	D/A	2019-11-22 14:31:48 UTC
Amount To Be Raised $24,657,194 Associated Brokers / Dealers N/A CIK Number 0001652786 Filed Document 0001231919-19-000056 Exclusions or Exemptions 506b Accepted Date 2019-11-22 14:31:48 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Crow Point Equity Opportunities Fund Limited Partnership See All Filings	D	2019-11-22 14:31:17 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001794728 Filed Document 0001794728-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 14:31:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trilantic Europe VI SCSp See All Filings	D	2019-11-22 14:28:30 UTC
Amount To Be Raised $1,323,960,000 Associated Brokers / Dealers Capstone Advisors SA and CSP Securities, LP CIK Number 0001793128 Filed Document 0001793128-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 14:28:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Coller International Partners VIII (iCapial), L.P. See All Filings	D	2019-11-22 14:26:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794147 Filed Document 0000897069-19-000519 Exclusions or Exemptions 506b Accepted Date 2019-11-22 14:26:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Profusion Private Asset Fund II, LLC See All Filings	D	2019-11-22 14:23:35 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001794860 Filed Document 0001794860-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 14:23:35 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity