Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Genvid Technologies, Inc. See All Filings	D	2019-11-26 09:49:33 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001683531 Filed Document 0001683531-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-26 09:49:33 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Daily Mail & General Trust plc See All Filings	D	2019-11-26 09:40:17 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001794818 Filed Document 0001794818-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-26 09:40:17 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets $Over $100,000,000 Type of Security Security To Be Acquired
WB Ozarks, LLC See All Filings	D	2019-11-26 09:38:20 UTC
Amount To Be Raised $620,000 Associated Brokers / Dealers N/A CIK Number 0001794753 Filed Document 0001794753-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-26 09:38:20 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Syntax Index Series LP See All Filings	D/A	2019-11-26 09:31:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507681 Filed Document 0001315863-19-000944 Exclusions or Exemptions 506b Accepted Date 2019-11-26 09:31:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Horizon Opportunities Fund, a series of iCapital Global Access Partnership II, L.P. See All Filings	D/A	2019-11-26 09:30:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659378 Filed Document 0001659378-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-26 09:30:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QMA US Small Cap Core Equity Fund of the Prudential Trust Co Institutional Business Trust See All Filings	D/A	2019-11-26 09:29:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001723392 Filed Document 0001723392-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-26 09:29:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
O'MY Foods LLC See All Filings	D	2019-11-26 09:28:57 UTC
Amount To Be Raised $745,000 Associated Brokers / Dealers N/A CIK Number 0001724881 Filed Document 0001724881-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-26 09:28:57 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Syntax Global I, LP See All Filings	D/A	2019-11-26 09:27:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537376 Filed Document 0001315863-19-000943 Exclusions or Exemptions 506b Accepted Date 2019-11-26 09:27:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OnSeen Marketing, Inc. See All Filings	D	2019-11-26 09:13:54 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001748602 Filed Document 0001748602-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-26 09:13:54 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
LSC-3 Office, DST See All Filings	D/A	2019-11-26 09:00:53 UTC
Amount To Be Raised $19,865,000 Associated Brokers / Dealers Orchard Securities LLC, IBN Financial Services, Inc., and McDermott Investment Services, LLC CIK Number 0001794335 Filed Document 0001794335-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-26 09:00:53 UTC Type of Offering D/A Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
PCPRE GROUP 9, LLC See All Filings	D	2019-11-26 08:44:52 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers NONE CIK Number 0001795122 Filed Document 0001795122-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-26 08:44:52 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
DCP Asia Co-Investment Fund I, L.P. See All Filings	D	2019-11-26 08:34:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795020 Filed Document 0001795020-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-26 08:34:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
DCP Asia Co-Investment Fund I Feeder I, L.P. See All Filings	D	2019-11-26 08:31:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795008 Filed Document 0001795008-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-26 08:31:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fogelman-Cobblestone, LLC See All Filings	D	2019-11-26 08:02:58 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001795072 Filed Document 0001795072-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-26 08:02:58 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Advesa Wellness, Inc. See All Filings	D	2019-11-25 22:07:48 UTC
Amount To Be Raised $1,500,500 Associated Brokers / Dealers N/A CIK Number 0001794993 Filed Document 0001794993-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-25 22:07:48 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Perfect Pour Technologies, Inc. See All Filings	D	2019-11-25 20:48:26 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001792966 Filed Document 0001792966-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-25 20:48:26 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
ONPOINT SOLUTIONS,INC. See All Filings	D	2019-11-25 19:31:43 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001769551 Filed Document 0001769551-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-25 19:31:43 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
MuTaka Japan Market Neutral Fund See All Filings	D	2019-11-25 19:29:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794987 Filed Document 0001794987-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-25 19:29:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CEFF I REIT 1, INC. See All Filings	D	2019-11-25 18:58:35 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H&L Equities, LLC, H&L Equities, LLC, H&L Equities, LLC, H&L Equities, LLC, and H&L Equities, LLC CIK Number 0001794766 Filed Document 0001794766-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-25 18:58:35 UTC Type of Offering D Industry REITS and Finance Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 256 See All Filings	D	2019-11-25 18:51:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lion Street Financial, LLC CIK Number 0001793556 Filed Document 0001793556-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-25 18:51:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund I, a series of Todd & Rahul's Angel Deals, LP See All Filings	D	2019-11-25 18:48:25 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001794916 Filed Document 0001794916-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-25 18:48:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Allomer Innovation Holdings LLC See All Filings	D	2019-11-25 18:33:07 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001794858 Filed Document 0001794858-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-25 18:33:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Samasource Impact Sourcing, Inc. See All Filings	D	2019-11-25 18:27:12 UTC
Amount To Be Raised $7,834,572 Associated Brokers / Dealers N/A CIK Number 0001795015 Filed Document 0001795015-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-25 18:27:12 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Upfront Healthcare Services, Inc. See All Filings	D	2019-11-25 18:25:10 UTC
Amount To Be Raised $2,419,455 Associated Brokers / Dealers N/A CIK Number 0001706305 Filed Document 0001794610-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-25 18:25:10 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Ibble, Inc. See All Filings	D	2019-11-25 18:24:02 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001794050 Filed Document 0001794050-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-25 18:24:02 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SC Venture Onshore Feeder Fund I, L.P. See All Filings	D	2019-11-25 18:17:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Citi Private Advisory, LLC CIK Number 0001794893 Filed Document 0000950172-19-000135 Exclusions or Exemptions 506b Accepted Date 2019-11-25 18:17:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SC Venture Offshore Feeder Fund I, Ltd. See All Filings	D	2019-11-25 18:16:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Citi Private Advisory, LLC CIK Number 0001794922 Filed Document 0000950172-19-000134 Exclusions or Exemptions 506b Accepted Date 2019-11-25 18:16:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FastModel Holdings, LLC See All Filings	D	2019-11-25 17:59:35 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001794951 Filed Document 0001794951-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-25 17:59:35 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
FARMERS & MERCHANTS BANCORP See All Filings	D/A	2019-11-25 17:54:53 UTC
Amount To Be Raised $4,409,020 Associated Brokers / Dealers N/A CIK Number 0001085913 Filed Document 0001085913-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-25 17:54:53 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
1111 TDS APARTMENTS LLC See All Filings	D	2019-11-25 17:52:55 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001795102 Filed Document 0001795102-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-25 17:52:55 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FARMERS & MERCHANTS BANCORP See All Filings	D	2019-11-25 17:47:29 UTC
Amount To Be Raised $4,409,020 Associated Brokers / Dealers N/A CIK Number 0001085913 Filed Document 0001085913-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-25 17:47:29 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
SIDEKICK 1021 LLC See All Filings	D	2019-11-25 17:46:49 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001795084 Filed Document 0001795084-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-25 17:46:49 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
UHCC LLC See All Filings	D	2019-11-25 17:33:14 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001794980 Filed Document 0001794980-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-25 17:33:14 UTC Type of Offering D Industry Business Services Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
CORNERSTONE BANCORP INC/DE See All Filings	D	2019-11-25 17:28:10 UTC
Amount To Be Raised $15,596,523 Associated Brokers / Dealers Investment Bank Services CIK Number 0001123211 Filed Document 0000913849-19-000419 Exclusions or Exemptions 506b Accepted Date 2019-11-25 17:28:10 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Degree, Inc. See All Filings	D	2019-11-25 17:18:49 UTC
Amount To Be Raised $24,999,966 Associated Brokers / Dealers N/A CIK Number 0001673900 Filed Document 0001739074-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-11-25 17:18:49 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Temple Terrace Buligo LP See All Filings	D	2019-11-25 17:08:10 UTC
Amount To Be Raised $695,000 Associated Brokers / Dealers N/A CIK Number 0001792765 Filed Document 0001104659-19-067082 Exclusions or Exemptions 506b Accepted Date 2019-11-25 17:08:10 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
CIS Catholic Impact Fund, LP See All Filings	D	2019-11-25 17:04:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795087 Filed Document 0001567619-19-022198 Exclusions or Exemptions 506b Accepted Date 2019-11-25 17:04:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Side, Inc. See All Filings	D	2019-11-25 16:59:33 UTC
Amount To Be Raised $35,075,000 Associated Brokers / Dealers N/A CIK Number 0001702464 Filed Document 0001702464-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-25 16:59:33 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Side, Inc. See All Filings	D	2019-11-25 16:55:30 UTC
Amount To Be Raised $19,090,609 Associated Brokers / Dealers N/A CIK Number 0001702464 Filed Document 0001702464-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-25 16:55:30 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ULURU Inc. See All Filings	D	2019-11-25 16:50:24 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001168220 Filed Document 0001168220-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-25 16:50:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Side, Inc. See All Filings	D	2019-11-25 16:48:02 UTC
Amount To Be Raised $8,731,373 Associated Brokers / Dealers N/A CIK Number 0001702464 Filed Document 0001702464-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-25 16:48:02 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ARS VIII CIP REIT See All Filings	D	2019-11-25 16:47:41 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001794748 Filed Document 0001794748-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-25 16:47:41 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cabot Industrial Opportunity Fund I REIT, LLC See All Filings	D	2019-11-25 16:39:46 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001794833 Filed Document 0001794833-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-25 16:39:46 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Ellijay Buligo LP See All Filings	D	2019-11-25 16:38:49 UTC
Amount To Be Raised $2,550,000 Associated Brokers / Dealers N/A CIK Number 0001792666 Filed Document 0001104659-19-067060 Exclusions or Exemptions 506b Accepted Date 2019-11-25 16:38:49 UTC Type of Offering D Industry Residential Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Country Club of New Canaan, Inc. See All Filings	D	2019-11-25 16:35:09 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001794574 Filed Document 0001794574-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-25 16:35:09 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Underdog Pharmaceuticals, Inc. See All Filings	D	2019-11-25 16:30:39 UTC
Amount To Be Raised $3,975,000 Associated Brokers / Dealers N/A CIK Number 0001794705 Filed Document 0001794705-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-25 16:30:39 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sarepta Therapeutics, Inc. See All Filings	D	2019-11-25 16:25:12 UTC
Amount To Be Raised $30,499,980 Associated Brokers / Dealers N/A CIK Number 0000873303 Filed Document 0000904454-19-000735 Exclusions or Exemptions 506b Accepted Date 2019-11-25 16:25:12 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Cultivate Technology Inc. See All Filings	D	2019-11-25 16:19:06 UTC
Amount To Be Raised $7,999,998 Associated Brokers / Dealers N/A CIK Number 0001794811 Filed Document 0001794811-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-25 16:19:06 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aisling Organic Cosmetics LLC See All Filings	D	2019-11-25 16:09:36 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers None CIK Number 0001795075 Filed Document 0001795075-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-25 16:09:36 UTC Type of Offering D Industry Other Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Debt
Mawson Resources Ltd See All Filings	D/A	2019-11-25 16:05:47 UTC
Amount To Be Raised $7,913,831 Associated Brokers / Dealers N/A CIK Number 0001622629 Filed Document 0001715994-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-11-25 16:05:47 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity