Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
IntraVu, Inc. See All Filings	D	2019-12-03 10:22:27 UTC
Amount To Be Raised $11,674,918 Associated Brokers / Dealers N/A CIK Number 0001794926 Filed Document 0001794926-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-03 10:22:27 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Townsend Real Estate Fund-E, L.P. See All Filings	D/A	2019-12-03 10:22:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AON Securities LLC CIK Number 0001756110 Filed Document 0001756110-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-03 10:22:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Super Sauces Inc. See All Filings	D/A	2019-12-03 10:21:40 UTC
Amount To Be Raised $1,500,486 Associated Brokers / Dealers N/A CIK Number 0001781700 Filed Document 0001781700-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-03 10:21:40 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Florida Sunrise Fund See All Filings	D	2019-12-03 10:11:39 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001795147 Filed Document 0001795147-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-03 10:11:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
NB Alternatives Distressed Credit Fund Ltd See All Filings	D/A	2019-12-03 09:51:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman BD LLC CIK Number 0001487218 Filed Document 0001315863-19-000947 Exclusions or Exemptions 506b Accepted Date 2019-12-03 09:51:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NextPlay Careers, Inc. See All Filings	D	2019-12-03 09:47:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795620 Filed Document 0001795620-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-03 09:47:08 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
908 TAI OW, LLC See All Filings	D	2019-12-03 09:44:23 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001794875 Filed Document 0001794875-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-03 09:44:23 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SEI Hedge Fund SPC See All Filings	D/A	2019-12-03 09:30:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647709 Filed Document 0001647709-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-03 09:30:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Forest Devices, Inc. See All Filings	D/A	2019-12-03 09:15:41 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001647635 Filed Document 0001647635-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-12-03 09:15:41 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
Covalis Capital Enhanced Fund LP See All Filings	D/A	2019-12-03 06:14:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724162 Filed Document 0000902664-19-004475 Exclusions or Exemptions 506b Accepted Date 2019-12-03 06:14:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Covalis Capital Fund LP See All Filings	D/A	2019-12-03 06:09:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618100 Filed Document 0000902664-19-004474 Exclusions or Exemptions 506b Accepted Date 2019-12-03 06:09:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEY LADIES LLC See All Filings	D	2019-12-02 21:57:05 UTC
Amount To Be Raised $660,000 Associated Brokers / Dealers N/A CIK Number 0001794532 Filed Document 0001794531-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-02 21:57:05 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BERBER GROUP LLC See All Filings	D	2019-12-02 21:29:18 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001794563 Filed Document 0001794531-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-02 21:29:18 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
THIRD PLACE MORAGA LLC See All Filings	D	2019-12-02 21:05:20 UTC
Amount To Be Raised $1,110,000 Associated Brokers / Dealers N/A CIK Number 0001794531 Filed Document 0001794531-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-02 21:05:20 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Virtual World Computing, LLC See All Filings	D/A	2019-12-02 21:00:45 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001502880 Filed Document 0001502880-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-02 21:00:45 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SharesPost, Inc. See All Filings	D	2019-12-02 20:35:15 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001512261 Filed Document 0001512261-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-02 20:35:15 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
ISAM Systematic Trend SPV LLC - Series A See All Filings	D/A	2019-12-02 19:37:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668491 Filed Document 0001668491-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-02 19:37:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Yerdle, Inc. See All Filings	D	2019-12-02 19:29:44 UTC
Amount To Be Raised $25,324,990 Associated Brokers / Dealers N/A CIK Number 0001606467 Filed Document 0001792948-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-02 19:29:44 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ISAM Systematic Trend SPV LLC - Series Levitas See All Filings	D/A	2019-12-02 19:25:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760434 Filed Document 0001760434-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-02 19:25:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Flat Footed III LLC See All Filings	D	2019-12-02 19:19:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ACCESS SECURITIES, LLC and Mann Mann Jensen Partners LP CIK Number 0001795372 Filed Document 0001795372-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-02 19:19:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
Chicle Luxury Apartments, LLC See All Filings	D	2019-12-02 18:52:51 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers n/a CIK Number 0001795616 Filed Document 0001795616-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-02 18:52:51 UTC Type of Offering D Industry Residential Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
JID Investments CCRE 675 Drewry Atlanta LLC See All Filings	D	2019-12-02 18:52:11 UTC
Amount To Be Raised $3,850,000 Associated Brokers / Dealers N/A CIK Number 0001795599 Filed Document 0001795599-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-02 18:52:11 UTC Type of Offering D Industry Residential Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
ACACIA RESEARCH CORP See All Filings	D	2019-12-02 18:34:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000934549 Filed Document 0000934549-19-000049 Exclusions or Exemptions 506b Accepted Date 2019-12-02 18:34:30 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Blair Pond Estates, LLC See All Filings	D	2019-12-02 18:24:36 UTC
Amount To Be Raised $13,323,095 Associated Brokers / Dealers N/A CIK Number 0001795604 Filed Document 0001795604-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-02 18:24:36 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Smart Picture Technologies, Inc. See All Filings	D	2019-12-02 18:11:14 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001571514 Filed Document 0001571514-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-02 18:11:14 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Stick & Ball TV LLC See All Filings	D	2019-12-02 18:08:23 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001795585 Filed Document 0001795585-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-02 18:08:23 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
All of Us Financial LLC See All Filings	D	2019-12-02 17:52:44 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001752934 Filed Document 0001752934-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-12-02 17:52:44 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
ROC ASIA PACIFIC PRIVATE EQUITY FUND IV L.P See All Filings	D/A	2019-12-02 17:34:04 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Coronado Investments, LLC CIK Number 0001757200 Filed Document 0001757200-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-02 17:34:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HGR Bellevue REIT Holdings LLC See All Filings	D	2019-12-02 17:31:48 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H&L Equities, LLC, Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, Lori Mayfield, and Charles Mathes CIK Number 0001795296 Filed Document 0001795296-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-02 17:31:48 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Deans Knight Income Fund See All Filings	D/A	2019-12-02 17:19:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718792 Filed Document 0001718792-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-02 17:19:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Manulife PE Partners Cayman, L.P. See All Filings	D	2019-12-02 17:11:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JOHN HANCOCK DISTRIBUTORS LLC and CAMPBELL LUTYENS & CO. INC CIK Number 0001795110 Filed Document 0001795110-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-02 17:11:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WEDGE NETWORKS INC See All Filings	D	2019-12-02 17:09:51 UTC
Amount To Be Raised $3,934,565 Associated Brokers / Dealers N/A CIK Number 0001658851 Filed Document 0001658851-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-02 17:09:51 UTC Type of Offering D Industry Other Technology Principal Place of Business ALBERTA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Accel India VI L.P. See All Filings	D	2019-12-02 17:09:25 UTC
Amount To Be Raised $525,000,000 Associated Brokers / Dealers N/A CIK Number 0001784044 Filed Document 0001784044-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-02 17:09:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Manulife Private Equity Partners, L.P. See All Filings	D/A	2019-12-02 17:08:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JOHN HANCOCK DISTRIBUTORS LLC and CAMPBELL LUTYENS & CO. INC CIK Number 0001781932 Filed Document 0001781932-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-02 17:08:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SUMMIT INVESTORS GE IX/VC IV, LLC See All Filings	D	2019-12-02 17:06:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654074 Filed Document 0001654074-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-02 17:06:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Cutter Capital Fund I, LP See All Filings	D/A	2019-12-02 17:06:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760930 Filed Document 0001760930-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-02 17:06:05 UTC Type of Offering D/A Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SUMMIT INVESTORS X, LLC See All Filings	D	2019-12-02 17:04:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001777794 Filed Document 0001777794-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-12-02 17:04:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Deans Knight Equity Growth Fund See All Filings	D/A	2019-12-02 16:56:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718800 Filed Document 0001718800-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-02 16:56:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PhysIQ, Inc. See All Filings	D	2019-12-02 16:46:42 UTC
Amount To Be Raised $5,400,000 Associated Brokers / Dealers n/a CIK Number 0001590451 Filed Document 0001590451-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-02 16:46:42 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Oxide Computer Co See All Filings	D	2019-12-02 16:39:12 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001795071 Filed Document 0001795071-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-02 16:39:12 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FLYHT Aerospace Solutions Ltd. See All Filings	D/A	2019-12-02 16:26:46 UTC
Amount To Be Raised $6,342,562 Associated Brokers / Dealers Canaccord Genuity LLC CIK Number 0001403749 Filed Document 0001403749-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-02 16:26:46 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ALBERTA, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
iMedia Brands, Inc. See All Filings	D	2019-12-02 16:19:58 UTC
Amount To Be Raised $1,484,100 Associated Brokers / Dealers N/A CIK Number 0000870826 Filed Document 0000870826-19-000017 Exclusions or Exemptions 506b Accepted Date 2019-12-02 16:19:58 UTC Type of Offering D Industry Retailing Principal Place of Business MINNESOTA Revenue or Assets $Over $100,000,000 Type of Security Equity
iMedia Brands, Inc. See All Filings	D	2019-12-02 16:16:30 UTC
Amount To Be Raised $510,000 Associated Brokers / Dealers N/A CIK Number 0000870826 Filed Document 0000870826-19-000016 Exclusions or Exemptions 506b Accepted Date 2019-12-02 16:16:30 UTC Type of Offering D Industry Retailing Principal Place of Business MINNESOTA Revenue or Assets $Over $100,000,000 Type of Security Equity
Tourmalet Matawin Fund IX, L.P. See All Filings	D/A	2019-12-02 16:13:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pickwick Capital Partners, LLC CIK Number 0001777668 Filed Document 0001315863-19-000946 Exclusions or Exemptions 506b Accepted Date 2019-12-02 16:13:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Risk Parity Multi-Asset Plus Fund, a series of The PanAgora Group Trust See All Filings	D/A	2019-12-02 16:01:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475779 Filed Document 0001475779-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-02 16:01:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Risk Parity Multi-Asset Fund-HV, a series of The PanAgora Group Trust See All Filings	D/A	2019-12-02 15:59:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616167 Filed Document 0001616167-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-02 15:59:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thras.io, Inc. See All Filings	D	2019-12-02 15:58:54 UTC
Amount To Be Raised $14,999,981 Associated Brokers / Dealers N/A CIK Number 0001775009 Filed Document 0001231919-19-000058 Exclusions or Exemptions 506b Accepted Date 2019-12-02 15:58:54 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Diversified Risk U.S. Small Cap Equity Fund, a series of The PanAgora Group Trust See All Filings	D/A	2019-12-02 15:57:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538380 Filed Document 0001538380-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-02 15:57:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diversified Risk U.S. Large Cap Equity Fund, a series of The PanAgora Group Trust See All Filings	D/A	2019-12-02 15:54:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475778 Filed Document 0001475778-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-02 15:54:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Curex Group Holdings, LLC See All Filings	D	2019-12-02 15:52:14 UTC
Amount To Be Raised $21,380,576 Associated Brokers / Dealers N/A CIK Number 0001474335 Filed Document 0001012975-19-000747 Exclusions or Exemptions 506b Accepted Date 2019-12-02 15:52:14 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity