Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Whiterock Capital Acquisition Fund I, LP See All Filings	D	2019-12-04 10:36:24 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001741637 Filed Document 0001741637-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-04 10:36:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SI Halifax Industrial, LP See All Filings	D	2019-12-04 10:32:56 UTC
Amount To Be Raised $3,017,000 Associated Brokers / Dealers N/A CIK Number 0001795814 Filed Document 0001795814-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 10:32:56 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
VIN-13 Cardiowise, LLC See All Filings	D	2019-12-04 10:32:25 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers None CIK Number 0001795771 Filed Document 0001795771-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 10:32:25 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
MPGC II FRG Co-Investment, L.P. See All Filings	D	2019-12-04 10:32:12 UTC
Amount To Be Raised $217,605,300 Associated Brokers / Dealers N/A CIK Number 0001795607 Filed Document 0001795607-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 10:32:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Otis Wealth, Inc. See All Filings	D	2019-12-04 10:31:32 UTC
Amount To Be Raised $11,150,003 Associated Brokers / Dealers N/A CIK Number 0001768898 Filed Document 0001768898-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-04 10:31:32 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Shipyard Capital LP See All Filings	D/A	2019-12-04 10:27:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655491 Filed Document 0001655491-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-04 10:27:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alcentra Global Multi-Credit Solution US Feeder, LP See All Filings	D/A	2019-12-04 10:26:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723945 Filed Document 0001723945-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-12-04 10:26:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ECP Liquid Fund 1 LLC See All Filings	D/A	2019-12-04 10:03:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001161148 Filed Document 0001161148-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-04 10:03:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIM DIVIDEND INCOME FUND LTD. See All Filings	D/A	2019-12-04 09:55:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617664 Filed Document 0000919574-19-007545 Exclusions or Exemptions 506b Accepted Date 2019-12-04 09:55:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
CHONDRIAL THERAPEUTICS HOLDINGS, LLC See All Filings	D	2019-12-04 09:37:59 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001776691 Filed Document 0001776691-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-04 09:37:59 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
PROHELIUM AZ FUND I LLC See All Filings	D	2019-12-04 09:14:58 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001795647 Filed Document 0001795647-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 09:14:58 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Blantyre Mulanje SPC See All Filings	D	2019-12-04 09:01:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795553 Filed Document 0001315863-19-000949 Exclusions or Exemptions 506b Accepted Date 2019-12-04 09:01:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Blantyre Mulanje LP See All Filings	D	2019-12-04 09:00:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795564 Filed Document 0001315863-19-000948 Exclusions or Exemptions 506b Accepted Date 2019-12-04 09:00:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LeverEdge Association See All Filings	D	2019-12-04 08:54:19 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001764831 Filed Document 0001764831-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-04 08:54:19 UTC Type of Offering D Industry Business Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Soundspace, LLC See All Filings	D	2019-12-04 08:53:32 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001795803 Filed Document 0001795803-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 08:53:32 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
ECNC Green, LLC See All Filings	D	2019-12-04 08:41:10 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers n/a CIK Number 0001795628 Filed Document 0001795628-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 08:41:10 UTC Type of Offering D Industry Commercial Principal Place of Business RHODE ISLAND Revenue or Assets $No Revenues Type of Security Equity
CIVIC EAGLE, INC. See All Filings	D	2019-12-04 07:54:50 UTC
Amount To Be Raised $1,862,407 Associated Brokers / Dealers N/A CIK Number 0001636405 Filed Document 0001636405-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-04 07:54:50 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Seer Capital Commercial Real Estate Debt Fund II Trust See All Filings	D/A	2019-12-04 06:33:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760583 Filed Document 0000902664-19-004485 Exclusions or Exemptions 506b Accepted Date 2019-12-04 06:33:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 259 See All Filings	D	2019-12-04 06:16:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lion Street Financial, LLC CIK Number 0001795679 Filed Document 0001795679-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 06:16:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alberta Street Development LLC See All Filings	D/A	2019-12-03 19:48:17 UTC
Amount To Be Raised $14,001,012 Associated Brokers / Dealers N/A CIK Number 0001757832 Filed Document 0001757832-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-12-03 19:48:17 UTC Type of Offering D/A Industry Construction Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
LeggUP Inc. See All Filings	D	2019-12-03 19:30:54 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001795600 Filed Document 0001795600-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-03 19:30:54 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
North Mill Equipment Finance LLC See All Filings	D	2019-12-03 19:07:06 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Brean Capital, LLC CIK Number 0001675497 Filed Document 0001209191-19-058862 Exclusions or Exemptions 506b Accepted Date 2019-12-03 19:07:06 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
South Hill Lenders, LLC See All Filings	D	2019-12-03 19:00:20 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Kurt Ursich and Jeromy Salvesen CIK Number 0001795736 Filed Document 0001795736-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-03 19:00:20 UTC Type of Offering D Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Ucensys Research LLC See All Filings	D	2019-12-03 18:48:10 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001795752 Filed Document 0001795752-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-03 18:48:10 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Strategic Life Settlements I LLC See All Filings	D	2019-12-03 18:42:35 UTC
Amount To Be Raised $1,474,179 Associated Brokers / Dealers N/A CIK Number 0001795738 Filed Document 0001795738-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-03 18:42:35 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
FREG The Diplomat Holdings, LLC See All Filings	D	2019-12-03 18:18:20 UTC
Amount To Be Raised $16,800,000 Associated Brokers / Dealers N/A CIK Number 0001795290 Filed Document 0001795290-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-03 18:18:20 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Douglas Emmett Inc See All Filings	D	2019-12-03 18:16:44 UTC
Amount To Be Raised $14,389,800 Associated Brokers / Dealers N/A CIK Number 0001364250 Filed Document 0001567619-19-022602 Exclusions or Exemptions 506b Accepted Date 2019-12-03 18:16:44 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
New Vernon Global Opportunity Fund (Cayman) Ltd See All Filings	D/A	2019-12-03 18:14:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754889 Filed Document 0001754889-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-03 18:14:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
TechU Angels Venture Partners LLC - Series S See All Filings	D	2019-12-03 17:53:30 UTC
Amount To Be Raised $1,440,000 Associated Brokers / Dealers N/A CIK Number 0001795735 Filed Document 0001791319-19-000013 Exclusions or Exemptions 506b Accepted Date 2019-12-03 17:53:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TechU Angels Venture Partners LLC - Series S See All Filings	D	2019-12-03 17:51:20 UTC
Amount To Be Raised $1,440,000 Associated Brokers / Dealers N/A CIK Number 0001795735 Filed Document 0001791319-19-000012 Exclusions or Exemptions 506b Accepted Date 2019-12-03 17:51:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIFF Private Equity Partners 2020, L.P. See All Filings	D	2019-12-03 17:50:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795196 Filed Document 0001795196-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-03 17:50:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NS Shower Stream, a series of New Stack Ventures Alpha, LLC See All Filings	D	2019-12-03 17:49:04 UTC
Amount To Be Raised $217,500 Associated Brokers / Dealers N/A CIK Number 0001791085 Filed Document 0001791319-19-000011 Exclusions or Exemptions 506b Accepted Date 2019-12-03 17:49:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ancora Medical, Inc. See All Filings	D	2019-12-03 17:47:28 UTC
Amount To Be Raised $320,000 Associated Brokers / Dealers N/A CIK Number 0001712367 Filed Document 0001712367-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-03 17:47:28 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TIFF Special Opportunities Fund III, L.P. See All Filings	D	2019-12-03 17:45:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795197 Filed Document 0001795197-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-03 17:45:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sail Internet, a series of Leonis Master Fund, LLC See All Filings	D	2019-12-03 17:28:20 UTC
Amount To Be Raised $153,283 Associated Brokers / Dealers N/A CIK Number 0001793219 Filed Document 0001791319-19-000010 Exclusions or Exemptions 506b Accepted Date 2019-12-03 17:28:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sabot Odessa LLC See All Filings	D	2019-12-03 17:19:29 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001795621 Filed Document 0001795621-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-03 17:19:29 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pathway Private Credit Fund II, LP See All Filings	D	2019-12-03 17:18:34 UTC
Amount To Be Raised $1,002,010,000 Associated Brokers / Dealers N/A CIK Number 0001795663 Filed Document 0001795663-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-03 17:18:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WHI REAL ESTATE PARTNERS V, L.P. See All Filings	D	2019-12-03 17:15:46 UTC
Amount To Be Raised $325,000,000 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001795756 Filed Document 0001795756-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-03 17:15:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Applied Internet Technology, Inc. See All Filings	D/A	2019-12-03 17:15:27 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001771855 Filed Document 0001771855-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-12-03 17:15:27 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
WHI REAL ESTATE PARTNERS V-TE, L.P. See All Filings	D	2019-12-03 17:14:47 UTC
Amount To Be Raised $325,000,000 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001795572 Filed Document 0001795572-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-03 17:14:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Molecular Templates, Inc. See All Filings	D/A	2019-12-03 17:06:25 UTC
Amount To Be Raised $14,999,994 Associated Brokers / Dealers N/A CIK Number 0001183765 Filed Document 0001713695-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-12-03 17:06:25 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Crusoe Series A, a series of Edelweiss Fund Management, LLC See All Filings	D	2019-12-03 17:02:41 UTC
Amount To Be Raised $524,754 Associated Brokers / Dealers N/A CIK Number 0001795188 Filed Document 0001791319-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-12-03 17:02:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Makers Fund II LP See All Filings	D	2019-12-03 17:00:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795655 Filed Document 0001795655-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-03 17:00:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Flagship Capital Partners Equity Opportunity Fund LP See All Filings	D	2019-12-03 16:58:45 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001795640 Filed Document 0001567619-19-022594 Exclusions or Exemptions 506b Accepted Date 2019-12-03 16:58:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
MacArthur TAI OW Venture, LLC See All Filings	D	2019-12-03 16:57:58 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001795218 Filed Document 0001795218-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-03 16:57:58 UTC Type of Offering D Industry REITS and Finance Principal Place of Business KOREA, REPUBLIC OF Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kinside Inc. See All Filings	D	2019-12-03 16:56:19 UTC
Amount To Be Raised $4,322,485 Associated Brokers / Dealers N/A CIK Number 0001757419 Filed Document 0001757419-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-03 16:56:19 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Starboard Metro DST See All Filings	D/A	2019-12-03 16:55:38 UTC
Amount To Be Raised $22,400,000 Associated Brokers / Dealers CONCORDE INVESTMENT SERVICES, LLC, TIMOTHY JOHN SHERER, WEALTHFORGE SECURITIES, LLC, TRAWNEGAN GALL, David Andrew Kangas, TAYLOR WESTON GARRETT, Dan Laurence Werry, RONALD DAVID BIRNBAUM, Ronald Stillman Cole, David Harris Freedman, CHRISTINA SUZANNE NIELSON, JOSEPH ALLEN NUGENT, RYAN DAVID FINCH, TIM DANIEL CLAIRMONT, and Cabot Lodge Securities CIK Number 0001751300 Filed Document 0001751300-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-12-03 16:55:38 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Safehub Inc. See All Filings	D	2019-12-03 16:50:10 UTC
Amount To Be Raised $4,961,452 Associated Brokers / Dealers N/A CIK Number 0001795558 Filed Document 0001795558-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-03 16:50:10 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Big Cottonwood Partners LLC See All Filings	D	2019-12-03 16:48:06 UTC
Amount To Be Raised $1,609,090 Associated Brokers / Dealers N/A CIK Number 0001795391 Filed Document 0001795391-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-03 16:48:06 UTC Type of Offering D Industry Commercial Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
Direct Notice LLC See All Filings	D	2019-12-03 16:44:31 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001795691 Filed Document 0001795691-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-03 16:44:31 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity