Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AMSTAD HUNTSVILLE 1791, LP See All Filings	D/A	2019-12-04 14:28:11 UTC
Amount To Be Raised $891,000 Associated Brokers / Dealers N/A CIK Number 0001795360 Filed Document 0001795360-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-04 14:28:11 UTC Type of Offering D/A Industry Construction Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CMAP Lynx Fund Ltd See All Filings	D/A	2019-12-04 14:25:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691885 Filed Document 0001691885-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 14:25:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NexTech AR Solutions Corp. See All Filings	D	2019-12-04 14:23:24 UTC
Amount To Be Raised $923,440 Associated Brokers / Dealers Haywood Securities (USA) Inc. CIK Number 0001737270 Filed Document 0001737270-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-12-04 14:23:24 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PA MAC Fund, L.P. See All Filings	D/A	2019-12-04 14:22:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661106 Filed Document 0001661106-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 14:22:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Indicator Iugu II, LLC See All Filings	D	2019-12-04 14:22:31 UTC
Amount To Be Raised $920,000 Associated Brokers / Dealers N/A CIK Number 0001793989 Filed Document 0001793989-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 14:22:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
D-Wave Systems Inc. See All Filings	D	2019-12-04 14:21:49 UTC
Amount To Be Raised $9,662,089 Associated Brokers / Dealers N/A CIK Number 0001547061 Filed Document 0001547061-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-04 14:21:49 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
MINERVA SURGICAL INC See All Filings	D	2019-12-04 14:15:19 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001452965 Filed Document 0001452965-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-04 14:15:19 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CMAP Trend TCYP Fund Ltd See All Filings	D/A	2019-12-04 14:13:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691884 Filed Document 0001691884-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 14:13:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aboveteva LLC See All Filings	D	2019-12-04 14:08:19 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001795158 Filed Document 0001795158-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 14:08:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RUME PONDS INVESTORS, LLC See All Filings	D	2019-12-04 14:07:01 UTC
Amount To Be Raised $2,912,500 Associated Brokers / Dealers N/A CIK Number 0001795005 Filed Document 0001795005-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 14:07:01 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Bosshard Financial Group, Inc. See All Filings	D	2019-12-04 14:04:46 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001795669 Filed Document 0001042167-19-000100 Exclusions or Exemptions 506b Accepted Date 2019-12-04 14:04:46 UTC Type of Offering D Industry Commercial Banking Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
AIM Ultimate Holdings, LLC See All Filings	D	2019-12-04 14:00:44 UTC
Amount To Be Raised $11,750,000 Associated Brokers / Dealers N/A CIK Number 0001794614 Filed Document 0001794614-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 14:00:44 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Consolidated Wealth Management, Ltd. See All Filings	D/A	2019-12-04 13:47:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627045 Filed Document 0001627045-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-04 13:47:13 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Other
Automation Anywhere, Inc. See All Filings	D	2019-12-04 13:46:40 UTC
Amount To Be Raised $449,999,992 Associated Brokers / Dealers N/A CIK Number 0001795593 Filed Document 0001795593-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 13:46:40 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Verble Hollow Investment Fund LLC See All Filings	D	2019-12-04 13:42:19 UTC
Amount To Be Raised $7,300,000 Associated Brokers / Dealers Emerson Equity LLC CIK Number 0001795256 Filed Document 0001795256-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 13:42:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USEDC 2019 A Drilling Fund LP See All Filings	D/A	2019-12-04 13:40:14 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Richard Shaw CIK Number 0001781953 Filed Document 0001781953-19-000022 Exclusions or Exemptions 506b Accepted Date 2019-12-04 13:40:14 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
MacKay Municipal Short Term Opportunities Fund, L.P. See All Filings	D/A	2019-12-04 13:40:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers New York Life Distributors, LLC, John W. Akkerman, and Bruno Machado CIK Number 0001532022 Filed Document 0001567619-19-022634 Exclusions or Exemptions 506b Accepted Date 2019-12-04 13:40:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Signal H Falmouth I, LP See All Filings	D	2019-12-04 13:39:39 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers None CIK Number 0001795672 Filed Document 0001795672-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 13:39:39 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
One Concern, Inc. See All Filings	D	2019-12-04 13:38:07 UTC
Amount To Be Raised $42,090,879 Associated Brokers / Dealers N/A CIK Number 0001744497 Filed Document 0001567619-19-022632 Exclusions or Exemptions 506b Accepted Date 2019-12-04 13:38:07 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
USEDC 2019 A Drilling Fund LP See All Filings	D/A	2019-12-04 13:35:55 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001781953 Filed Document 0001781953-19-000021 Exclusions or Exemptions 506b Accepted Date 2019-12-04 13:35:55 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Arbiter Partners QP, LP See All Filings	D/A	2019-12-04 13:31:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502826 Filed Document 0000947871-19-000882 Exclusions or Exemptions 506b Accepted Date 2019-12-04 13:31:36 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hawk Ridge Partners LP See All Filings	D/A	2019-12-04 13:31:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Steven Friedman CIK Number 0001410879 Filed Document 0001410879-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 13:31:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FreeTVEE.com Inc. See All Filings	D	2019-12-04 13:21:46 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001795737 Filed Document 0001795737-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 13:21:46 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Hawk Ridge Partners Offshore Ltd. See All Filings	D/A	2019-12-04 13:20:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merril Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001689927 Filed Document 0001689927-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 13:20:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Platform I QOZB Holdings - Student Housing, LLC See All Filings	D	2019-12-04 13:18:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794767 Filed Document 0001794767-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 13:18:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
GLOBAL EQUITY SERIES OF GLOBAL ASSET MANAGEMENT STRATEGIES, LLC See All Filings	D/A	2019-12-04 13:17:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667630 Filed Document 0001667630-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 13:17:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Hawk Ridge Partners II, L.P. See All Filings	D/A	2019-12-04 13:12:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Steve Friedman and Merril Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001606283 Filed Document 0001606283-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 13:12:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Banner Ridge Secondary Fund III Co, LP See All Filings	D	2019-12-04 13:02:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786516 Filed Document 0001786516-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 13:02:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AEW Core Property Trust (US) Inc See All Filings	D/A	2019-12-04 12:47:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409684 Filed Document 0001409684-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 12:47:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Equity
LAUNCH Fund 3, L.P. See All Filings	D/A	2019-12-04 12:44:32 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001793756 Filed Document 0001792171-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-12-04 12:44:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund FG-DXL, a series of Forge Investments LLC See All Filings	D	2019-12-04 12:29:15 UTC
Amount To Be Raised $702,236 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001790465 Filed Document 0001792171-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-04 12:29:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund FG-JEM, a series of Forge Investments LLC See All Filings	D	2019-12-04 12:26:23 UTC
Amount To Be Raised $792,731 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001792171 Filed Document 0001792171-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-04 12:26:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alliance Fund Prodigo 1 Limited Partnership See All Filings	D	2019-12-04 12:22:24 UTC
Amount To Be Raised $3,393,000 Associated Brokers / Dealers N/A CIK Number 0001614007 Filed Document 0001567619-19-022626 Exclusions or Exemptions 506b Accepted Date 2019-12-04 12:22:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Haven Collection, Inc. See All Filings	D	2019-12-04 12:21:21 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001795464 Filed Document 0001795464-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 12:21:21 UTC Type of Offering D Industry Other Technology Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Debt
Syndicate Venture Partners 2019 Series 5, LLC See All Filings	D	2019-12-04 11:56:40 UTC
Amount To Be Raised $295,826 Associated Brokers / Dealers N/A CIK Number 0001793073 Filed Document 0001793073-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 11:56:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACRO QOZF HS1, LLC See All Filings	D	2019-12-04 11:50:04 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001795253 Filed Document 0001795253-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-04 11:50:04 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
PennAlt Organics Inc. See All Filings	D	2019-12-04 11:43:38 UTC
Amount To Be Raised $9,900,000 Associated Brokers / Dealers N/A CIK Number 0001693688 Filed Document 0001693688-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-04 11:43:38 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
LWREP VI REIT, Inc. See All Filings	D	2019-12-04 11:33:33 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001795651 Filed Document 0001795651-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 11:33:33 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
LGVP Frame I, LLC See All Filings	D	2019-12-04 11:31:34 UTC
Amount To Be Raised $2,871,000 Associated Brokers / Dealers N/A CIK Number 0001795327 Filed Document 0001104659-19-069778 Exclusions or Exemptions 506b Accepted Date 2019-12-04 11:31:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Coral Vita Inc. See All Filings	D	2019-12-04 11:30:12 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001768662 Filed Document 0001768662-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-04 11:30:12 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Alif Semiconductor, Inc. See All Filings	D	2019-12-04 11:30:06 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001772926 Filed Document 0001772926-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-04 11:30:06 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Electus Investment Fund I, LLC See All Filings	D	2019-12-04 11:22:23 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001789965 Filed Document 0001789965-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 11:22:23 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
BRP 5508 Seventh LLC See All Filings	D	2019-12-04 11:06:12 UTC
Amount To Be Raised $2,143,000 Associated Brokers / Dealers N/A CIK Number 0001795498 Filed Document 0001795498-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 11:06:12 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Mulvaney Global Markets Fund, Ltd. See All Filings	D/A	2019-12-04 11:02:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557837 Filed Document 0000945621-19-000346 Exclusions or Exemptions 506b Accepted Date 2019-12-04 11:02:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mulvaney Global Markets Fund LLC See All Filings	D/A	2019-12-04 11:00:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Palmetto Advisory Group CIK Number 0001557853 Filed Document 0000945621-19-000345 Exclusions or Exemptions 506b Accepted Date 2019-12-04 11:00:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
L-A Battery QOF Fund, L.P. See All Filings	D	2019-12-04 10:52:40 UTC
Amount To Be Raised $73,000,000 Associated Brokers / Dealers N/A CIK Number 0001795568 Filed Document 0001795143-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-04 10:52:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VIN-14 Akeso Biomedical, LLC See All Filings	D	2019-12-04 10:51:17 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers None CIK Number 0001795773 Filed Document 0001795771-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-04 10:51:17 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Eye Investment Fund Ltd. See All Filings	D/A	2019-12-04 10:47:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464505 Filed Document 0000945621-19-000344 Exclusions or Exemptions 506b Accepted Date 2019-12-04 10:47:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
L-A Battery Aggregator Fund, L.P. See All Filings	D	2019-12-04 10:45:47 UTC
Amount To Be Raised $73,000,000 Associated Brokers / Dealers N/A CIK Number 0001795143 Filed Document 0001795143-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 10:45:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MPGC II FRG Co-Investment (Parallel), L.P. See All Filings	D	2019-12-04 10:39:17 UTC
Amount To Be Raised $337,742,426 Associated Brokers / Dealers N/A CIK Number 0001795570 Filed Document 0001795570-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 10:39:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund