Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
QOF Thrive LLC See All Filings	D	2019-12-05 14:34:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795453 Filed Document 0001795453-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-05 14:34:16 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Western Wealth Capital XLIX US Investor, LP See All Filings	D/A	2019-12-05 14:33:32 UTC
Amount To Be Raised $8,100,000 Associated Brokers / Dealers N/A CIK Number 0001791287 Filed Document 0001642247-19-000059 Exclusions or Exemptions 506b Accepted Date 2019-12-05 14:33:32 UTC Type of Offering D/A Industry Residential Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Thrive Overton Park LLC See All Filings	D	2019-12-05 14:30:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795454 Filed Document 0001795454-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-05 14:30:46 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Western Wealth Capital L US Investor, LP See All Filings	D/A	2019-12-05 14:21:41 UTC
Amount To Be Raised $11,750,000 Associated Brokers / Dealers N/A CIK Number 0001792833 Filed Document 0001642247-19-000058 Exclusions or Exemptions 506b Accepted Date 2019-12-05 14:21:41 UTC Type of Offering D/A Industry Residential Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
MP Cloud Technologies, Inc. See All Filings	D	2019-12-05 14:17:24 UTC
Amount To Be Raised $3,171,759 Associated Brokers / Dealers N/A CIK Number 0001795997 Filed Document 0001795997-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-05 14:17:24 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Redhawk Investors LLC See All Filings	D	2019-12-05 14:16:25 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001722937 Filed Document 0001722937-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-05 14:16:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Arrow Holding Corp. See All Filings	D	2019-12-05 14:03:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598391 Filed Document 0001598391-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-05 14:03:02 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AMC Small Cap Fund 3, LLC See All Filings	D	2019-12-05 14:00:47 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001796046 Filed Document 0001796046-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-05 14:00:47 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Black Sheep, Inc. See All Filings	D	2019-12-05 13:58:56 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers Randall S. Winters CIK Number 0001795094 Filed Document 0001795094-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-05 13:58:56 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Sandstone Diagnostics Inc See All Filings	D	2019-12-05 13:57:08 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001612978 Filed Document 0001612978-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-05 13:57:08 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mercury Acquisition Inc. See All Filings	D	2019-12-05 13:48:23 UTC
Amount To Be Raised $24,230,400 Associated Brokers / Dealers N/A CIK Number 0001795605 Filed Document 0001795605-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-05 13:48:23 UTC Type of Offering D Industry Business Services Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Pearl Biotech & Life Sciences Fund, L.P. See All Filings	D/A	2019-12-05 13:33:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635568 Filed Document 0001635568-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-05 13:33:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KD Capital, L.P. See All Filings	D/A	2019-12-05 13:32:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627581 Filed Document 0001627581-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-05 13:32:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BTC Africa S.A. See All Filings	D	2019-12-05 13:31:46 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001617338 Filed Document 0001617338-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-05 13:31:46 UTC Type of Offering D Industry Other Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
PACIFIC OAK RESIDENTIAL TRUST, INC. See All Filings	D	2019-12-05 13:31:39 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001487782 Filed Document 0001487782-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-12-05 13:31:39 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Northworks Automation, Inc. See All Filings	D	2019-12-05 13:30:43 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001795789 Filed Document 0001795789-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-05 13:30:43 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Meridian Park Verta Partners, LLC See All Filings	D	2019-12-05 13:19:21 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001796015 Filed Document 0001796015-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-05 13:19:21 UTC Type of Offering D Industry Residential Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
CM REI GROUP FP LLC See All Filings	D	2019-12-05 13:13:26 UTC
Amount To Be Raised $1,450,000 Associated Brokers / Dealers N/A CIK Number 0001796025 Filed Document 0001796023-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-05 13:13:26 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MM RIDGEMONT LLC See All Filings	D	2019-12-05 13:04:32 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001796023 Filed Document 0001796023-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-05 13:04:32 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Valiant Peregrine Fund, L.P. See All Filings	D	2019-12-05 12:55:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794056 Filed Document 0000935836-19-000647 Exclusions or Exemptions 506b Accepted Date 2019-12-05 12:55:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Suite 719 LLC See All Filings	D	2019-12-05 12:55:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795842 Filed Document 0001795842-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-05 12:55:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Westwood Park 815 LLC See All Filings	D	2019-12-05 12:49:27 UTC
Amount To Be Raised $975,000 Associated Brokers / Dealers N/A CIK Number 0001795478 Filed Document 0001795478-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-05 12:49:27 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Unique Electric Solutions, Inc. See All Filings	D	2019-12-05 12:44:25 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001731892 Filed Document 0001731892-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-05 12:44:25 UTC Type of Offering D Industry Energy Conservation Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cloudrise, Inc. See All Filings	D	2019-12-05 12:39:07 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001795328 Filed Document 0001795328-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-05 12:39:07 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Mathematics & Problem Solving LLC See All Filings	D	2019-12-05 12:29:22 UTC
Amount To Be Raised $1,260,000 Associated Brokers / Dealers Foreside Investment Services LLC CIK Number 0001766260 Filed Document 0001766260-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-05 12:29:22 UTC Type of Offering D Industry Other Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
2018 POE Colt LLC See All Filings	D	2019-12-05 12:20:08 UTC
Amount To Be Raised $119,000 Associated Brokers / Dealers N/A CIK Number 0001796033 Filed Document 0001796020-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-12-05 12:20:08 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CRES Holdings, Inc. See All Filings	D	2019-12-05 12:19:12 UTC
Amount To Be Raised $7,354,871 Associated Brokers / Dealers N/A CIK Number 0001777547 Filed Document 0001777547-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-05 12:19:12 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
YAKIRA PARTNERS, L.P. See All Filings	D/A	2019-12-05 12:17:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001036183 Filed Document 0001036183-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-05 12:17:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Micromanage Colt LLC See All Filings	D	2019-12-05 12:17:28 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001796032 Filed Document 0001796020-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-12-05 12:17:28 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
2018 Street Boss Colt LLC See All Filings	D	2019-12-05 12:11:04 UTC
Amount To Be Raised $107,500 Associated Brokers / Dealers N/A CIK Number 0001796027 Filed Document 0001796020-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-05 12:11:04 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
2018 MMM Colt LLC See All Filings	D	2019-12-05 12:07:32 UTC
Amount To Be Raised $95,000 Associated Brokers / Dealers N/A CIK Number 0001796020 Filed Document 0001796020-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-05 12:07:32 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Aperimus Socorro, LP See All Filings	D/A	2019-12-05 12:04:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535302 Filed Document 0001085146-19-003045 Exclusions or Exemptions 506b Accepted Date 2019-12-05 12:04:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
African Development Partners III L.P. See All Filings	D/A	2019-12-05 12:01:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001777840 Filed Document 0001777840-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-12-05 12:01:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
SharpSpring, Inc. See All Filings	D	2019-12-05 11:56:55 UTC
Amount To Be Raised $5,000,004 Associated Brokers / Dealers N/A CIK Number 0001506439 Filed Document 0000892712-19-000405 Exclusions or Exemptions 506b Accepted Date 2019-12-05 11:56:55 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Guidepost Growth Equity III-B, L.P. See All Filings	D	2019-12-05 11:53:25 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers FocusPoint Private Capital Group CIK Number 0001793802 Filed Document 0001012975-19-000776 Exclusions or Exemptions 506b Accepted Date 2019-12-05 11:53:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Guidepost Growth Equity III-A, L.P. See All Filings	D	2019-12-05 11:52:03 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers FocusPoint Private Capital Group CIK Number 0001794178 Filed Document 0001012975-19-000775 Exclusions or Exemptions 506b Accepted Date 2019-12-05 11:52:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Calikana Group, LLC See All Filings	D	2019-12-05 11:42:22 UTC
Amount To Be Raised $3,450,000 Associated Brokers / Dealers N/A CIK Number 0001795793 Filed Document 0001795793-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-05 11:42:22 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
HSCM Bermuda Fund Ltd. See All Filings	D/A	2019-12-05 11:40:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001679704 Filed Document 0000899140-19-000636 Exclusions or Exemptions 506b Accepted Date 2019-12-05 11:40:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 482 See All Filings	D	2019-12-05 11:33:46 UTC
Amount To Be Raised $1,390,624 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001790084 Filed Document 0001790084-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-05 11:33:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Duo on Fillmore, LLC See All Filings	D/A	2019-12-05 11:28:26 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Arete Wealth Management, LLC CIK Number 0001716953 Filed Document 0001716953-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-05 11:28:26 UTC Type of Offering D/A Industry Residential Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Park Tower Owner LLC See All Filings	D	2019-12-05 11:27:40 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001795326 Filed Document 0001795326-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-05 11:27:40 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
NB Direct Access Fund LP See All Filings	D	2019-12-05 11:26:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated CIK Number 0001795949 Filed Document 0001795949-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-05 11:26:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Active Guardian, Inc. See All Filings	D	2019-12-05 11:23:29 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001795794 Filed Document 0001795794-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-05 11:23:29 UTC Type of Offering D Industry Manufacturing Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
Carlyle Clover Partners, L.P. See All Filings	D	2019-12-05 11:14:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable and Not Applicable CIK Number 0001795745 Filed Document 0001795745-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-05 11:14:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Selinsky Square LLC See All Filings	D	2019-12-05 10:48:24 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers none CIK Number 0001795896 Filed Document 0001795896-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-05 10:48:24 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
BioFluidica, Inc. See All Filings	D	2019-12-05 10:41:32 UTC
Amount To Be Raised $8,212,520 Associated Brokers / Dealers N/A CIK Number 0001670738 Filed Document 0001670738-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-05 10:41:32 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ID Metrics Group Inc. See All Filings	D	2019-12-05 10:33:55 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001747081 Filed Document 0001747081-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-05 10:33:55 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Debt
PA Secondary Fund VI, LP See All Filings	D	2019-12-05 10:33:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NY Life Distributors LLC CIK Number 0001795751 Filed Document 0001795751-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-05 10:33:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jackson Industrial Investments, LLC See All Filings	D/A	2019-12-05 10:32:10 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers Metric Financial Inc. CIK Number 0001794841 Filed Document 0001794841-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-05 10:32:10 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Serengeti Caracal SPC Ltd. -Segregated Portfolio EC See All Filings	D	2019-12-05 10:29:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795306 Filed Document 0000902664-19-004495 Exclusions or Exemptions 506b Accepted Date 2019-12-05 10:29:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund