|
|
D |
2019-12-10 16:53:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001796366
- Filed Document
- 0001567619-19-022834
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-10 16:53:20 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2019-12-10 16:52:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001384289
- Filed Document
- 0001794159-19-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-10 16:52:39 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-12-10 16:49:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762493
- Filed Document
- 0000897069-19-000528
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-10 16:49:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-10 16:35:16 UTC |
- Amount To Be Raised
- $250,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001653374
- Filed Document
- 0001653374-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-10 16:35:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-10 16:35:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Perkins Fund Marketing, LLC and Tangent Capital Partners, LLC
- CIK Number
- 0001559131
- Filed Document
- 0001315863-19-000961
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-10 16:35:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-10 16:30:49 UTC |
- Amount To Be Raised
- $21,489,200
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001696371
- Filed Document
- 0001696371-19-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-10 16:30:49 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2019-12-10 16:20:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Corinthian Partners, LLC, Chardan Capital Markets, KJM Securities, Inc., and Perkins Fund Marketing, LLC
- CIK Number
- 0001520114
- Filed Document
- 0001315863-19-000960
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-10 16:20:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-10 16:14:40 UTC |
- Amount To Be Raised
- $40,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001703136
- Filed Document
- 0001703136-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-10 16:14:40 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-10 16:10:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001048702
- Filed Document
- 0001567619-19-022825
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-10 16:10:41 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-12-10 16:10:32 UTC |
- Amount To Be Raised
- $717,690
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001503887
- Filed Document
- 0001503887-19-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-10 16:10:32 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-10 16:08:48 UTC |
- Amount To Be Raised
- $605,708
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001503887
- Filed Document
- 0001503887-19-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-10 16:08:48 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2019-12-10 16:07:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), Sanford Michael Katz, ROBERT W. BAIRD & CO. INCORPORATED, and JOHN D. MORENO
- CIK Number
- 0001269190
- Filed Document
- 0001269190-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-10 16:07:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-10 16:06:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- EverCore Group LLC
- CIK Number
- 0001794435
- Filed Document
- 0001315863-19-000959
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-10 16:06:06 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-10 15:56:03 UTC |
- Amount To Be Raised
- $480,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001564499
- Filed Document
- 0001564499-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-10 15:56:03 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Other
|
|
|
D/A |
2019-12-10 15:52:13 UTC |
- Amount To Be Raised
- $11,242,501
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001622871
- Filed Document
- 0001622871-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-10 15:52:13 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-10 15:49:13 UTC |
- Amount To Be Raised
- $800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001796121
- Filed Document
- 0001796121-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-10 15:49:13 UTC
- Type of Offering
- D/A
- Industry
- Manufacturing
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-10 15:38:34 UTC |
- Amount To Be Raised
- $158,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001796391
- Filed Document
- 0001012975-19-000786
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-10 15:38:34 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-12-10 15:38:02 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001781792
- Filed Document
- 0001781792-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-10 15:38:02 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2019-12-10 15:34:20 UTC |
- Amount To Be Raised
- $158,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001796392
- Filed Document
- 0001012975-19-000785
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-10 15:34:20 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-12-10 15:24:29 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001794347
- Filed Document
- 0001794347-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-10 15:24:29 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-12-10 15:23:43 UTC |
- Amount To Be Raised
- $40,000,000
- Associated Brokers / Dealers
- SANDLER, O'NEILL & PARTNERS, L.P. and KEEFE, BRUYETTE & WOODS, INC.
- CIK Number
- 0000743367
- Filed Document
- 0001794159-19-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-10 15:23:43 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- MAINE
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Debt
|
|
|
D |
2019-12-10 15:18:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001796084
- Filed Document
- 0001796084-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-10 15:18:42 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-12-10 15:18:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692180
- Filed Document
- 0001405086-19-000388
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-10 15:18:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-10 15:13:49 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001795505
- Filed Document
- 0001795505-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-10 15:13:49 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2019-12-10 14:44:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001742052
- Filed Document
- 0001742052-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-10 14:44:21 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-12-10 14:35:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001795114
- Filed Document
- 0001795114-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-10 14:35:10 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-10 14:30:01 UTC |
- Amount To Be Raised
- $3,122,221
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001716855
- Filed Document
- 0001716855-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-10 14:30:01 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-10 14:28:02 UTC |
- Amount To Be Raised
- $7,360,508
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001418269
- Filed Document
- 0001418269-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-10 14:28:02 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-10 14:18:28 UTC |
- Amount To Be Raised
- $916,677
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001769626
- Filed Document
- 0001062993-19-004691
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-10 14:18:28 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-10 14:17:53 UTC |
- Amount To Be Raised
- $50,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001435387
- Filed Document
- 0001493152-19-018957
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-10 14:17:53 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2019-12-10 14:17:05 UTC |
- Amount To Be Raised
- $1,338,300
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001788166
- Filed Document
- 0001793996-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-10 14:17:05 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-10 13:54:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001796425
- Filed Document
- 0001796425-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-10 13:54:22 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-12-10 13:53:58 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001790721
- Filed Document
- 0001790721-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-10 13:53:58 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-10 13:52:44 UTC |
- Amount To Be Raised
- $1,020,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001796387
- Filed Document
- 0001796387-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-10 13:52:44 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW ZEALAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-10 13:50:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001796003
- Filed Document
- 0000919574-19-007619
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-10 13:50:21 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-10 13:49:32 UTC |
- Amount To Be Raised
- $30,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001734669
- Filed Document
- 0001553997-19-000032
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-10 13:49:32 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-12-10 13:47:34 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793996
- Filed Document
- 0001793996-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-10 13:47:34 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-12-10 13:47:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001713244
- Filed Document
- 0001713244-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-10 13:47:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-12-10 13:46:08 UTC |
- Amount To Be Raised
- $107,142
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001778964
- Filed Document
- 0001778964-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-10 13:46:08 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-10 13:44:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001760088
- Filed Document
- 0001013594-19-000735
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-10 13:44:35 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-10 13:42:03 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001796219
- Filed Document
- 0001796219-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-10 13:42:03 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- NEW HAMPSHIRE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2019-12-10 13:35:28 UTC |
- Amount To Be Raised
- $65,334,005
- Associated Brokers / Dealers
- Wealthforge Securities, LLC, McDermott Investment Services, LLC, Lewis Financial Group, L.C., Sandlapper Securites, LLC, Westpark Capital, Inc., Concorde Investment Services. LLC, Centaurus Financial, Inc., RCX Capital Group, LLC, Capulent LLC, Inland Securties Corporation, 1ST GLOBAL CAPITAL CORP., CALTON & ASSOCIATES, INC., Cambridge Investment Research, COLORADO FINANCIAL SERVICE CORPORATION, DFPG INVESTMENTS, INC., FSC SECURITIES CORPORATION, HUNTWICKE SECURITIES, LLC, INTEGRITY BROKERAGE SERVICES, INC., JCC ADVISORS, LLC, KALOS CAPITAL, INC., LIGHTHOUSE CAPITAL GROUP, LLC, MADISON AVENUE SECURITIES, LLC, NATIONAL SECURITIES CORPORATION, PRIMEX, ROYAL ALLIANCE ASSOCIATES, INC., THE STRATEGIC FINANCIAL ALLIANCE, INC., CABIN SECURITIES, INC., CABOT LODGE SECURITIES LLC, LIGHTPATH CAPITAL, INC, TAYLOR CAPITAL MANAGEMENT INC., HD VEST INVESTMENT SERVICES, PARKLAND SECURITIES, LLC, EMERSON EQUITY LLC, GREAT POINT CAPITAL LLC, NEXTREND SECURITIES, INC., SIGMA FINANCIAL CORPORATION, TITAN SECURITIES, TRIAD ADVISORS LLC, INVESTMENT SECURITY CORPORATION, INVESTACORP, INC., CROWN CAPITAL SECURITIES, L.P., K CAPITAL LLC, IBN FINANCIAL SERVICES, INC., PROEQUITIES, INC., DAI SECURITIES, LLC, SAXONY SECURITIES, INC., STAX CAPITAL, SAGEPOINT FINANCIAL, INC., Ausdal Financial Partners, Inc., DEMPSEY LORD SMITH, LLC, Avantax Investment Services Inc, METROPOLITAN CAPITAL INVESTMENT BANC, INC, THORNHILL SECURITIES, INC., and Stax Capital
- CIK Number
- 0001734696
- Filed Document
- 0001734696-19-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-10 13:35:28 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2019-12-10 13:29:24 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001795904
- Filed Document
- 0001795904-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-10 13:29:24 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- OHIO
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2019-12-10 13:27:27 UTC |
- Amount To Be Raised
- $3,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001796180
- Filed Document
- 0001796180-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-10 13:27:27 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-10 13:25:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001504133
- Filed Document
- 0000947871-19-000950
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-10 13:25:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-12-10 13:24:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001547289
- Filed Document
- 0001315863-19-000958
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-10 13:24:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-10 13:21:18 UTC |
- Amount To Be Raised
- $4,750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001689578
- Filed Document
- 0001689578-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-10 13:21:18 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-12-10 13:20:41 UTC |
- Amount To Be Raised
- $3,001,645
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001795892
- Filed Document
- 0001795892-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-10 13:20:41 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-10 13:12:22 UTC |
- Amount To Be Raised
- $3,300,000
- Associated Brokers / Dealers
- Taglich Brothers, Inc.
- CIK Number
- 0001421588
- Filed Document
- 0001421588-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-10 13:12:22 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-10 13:11:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001547288
- Filed Document
- 0001315863-19-000957
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-10 13:11:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|