Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Aspen Strand Global Gaming Portal, LLC See All Filings	D	2019-12-11 20:52:07 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001788240 Filed Document 0001788139-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-11 20:52:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Envy Esports, LLC See All Filings	D	2019-12-11 20:18:52 UTC
Amount To Be Raised $14,050,000 Associated Brokers / Dealers N/A CIK Number 0001788139 Filed Document 0001788139-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 20:18:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
VistaGen Therapeutics, Inc. See All Filings	D	2019-12-11 19:50:37 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001411685 Filed Document 0001415889-19-001479 Exclusions or Exemptions 506b Accepted Date 2019-12-11 19:50:37 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Redlist Opportunity Holdings, LLC See All Filings	D	2019-12-11 19:29:01 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001796616 Filed Document 0001796616-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 19:29:01 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Other
1200 Pharma LLC See All Filings	D	2019-12-11 19:12:01 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001723507 Filed Document 0001723507-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 19:12:01 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CRB Group, Inc. See All Filings	D	2019-12-11 19:08:11 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001688431 Filed Document 0001688431-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 19:08:11 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
I-V Access Technology, Inc. See All Filings	D	2019-12-11 18:53:44 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001674987 Filed Document 0001674987-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 18:53:44 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Projector.is, Inc. See All Filings	D	2019-12-11 18:46:31 UTC
Amount To Be Raised $2,999,987 Associated Brokers / Dealers N/A CIK Number 0001650349 Filed Document 0001243233-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-11 18:46:31 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SpiderOak, Inc. See All Filings	D	2019-12-11 18:40:30 UTC
Amount To Be Raised $8,100,000 Associated Brokers / Dealers N/A CIK Number 0001582588 Filed Document 0001582588-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 18:40:30 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
TerrAscend Corp. See All Filings	D	2019-12-11 18:13:27 UTC
Amount To Be Raised $2,323,762 Associated Brokers / Dealers N/A CIK Number 0001778129 Filed Document 0001062993-19-004709 Exclusions or Exemptions 506b Accepted Date 2019-12-11 18:13:27 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Suvoda LLC See All Filings	D	2019-12-11 18:09:40 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001796320 Filed Document 0001796320-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 18:09:40 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Polychain Ventures II (Parallel) LP See All Filings	D	2019-12-11 18:09:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001796508 Filed Document 0001796508-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 18:09:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Legacy Equity Realty Capital III, Inc. See All Filings	D	2019-12-11 17:44:14 UTC
Amount To Be Raised $7,000 Associated Brokers / Dealers N/A CIK Number 0001743956 Filed Document 0001743956-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-11 17:44:14 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
GREEN BAY VENTURES TACTICAL CAPITAL, LLC See All Filings	D	2019-12-11 17:42:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793771 Filed Document 0001793771-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 17:42:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AltFi Investment Fund, LP See All Filings	D	2019-12-11 17:40:39 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001796569 Filed Document 0001031323-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-12-11 17:40:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
SW Real Estate Fund II, LLC See All Filings	D/A	2019-12-11 17:40:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roseview Securities, LLC CIK Number 0001755732 Filed Document 0001567619-19-022886 Exclusions or Exemptions 506b Accepted Date 2019-12-11 17:40:15 UTC Type of Offering D/A Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Hall Opportunity Fund 1, LP See All Filings	D	2019-12-11 17:36:27 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001795800 Filed Document 0001795800-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 17:36:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Eniac Special Epsilon LLC See All Filings	D	2019-12-11 17:32:56 UTC
Amount To Be Raised $1,956,016 Associated Brokers / Dealers N/A CIK Number 0001796632 Filed Document 0001796632-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 17:32:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Heart Test Laboratories, Inc. See All Filings	D	2019-12-11 17:29:21 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001468492 Filed Document 0001468492-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-11 17:29:21 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SOSV IV LP See All Filings	D/A	2019-12-11 17:26:57 UTC
Amount To Be Raised $277,000,000 Associated Brokers / Dealers N/A CIK Number 0001735820 Filed Document 0001735820-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-11 17:26:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Column Group IV-A, LP See All Filings	D	2019-12-11 17:18:42 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001796353 Filed Document 0001796353-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 17:18:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HW High Yield, L.P. See All Filings	D	2019-12-11 17:18:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001796507 Filed Document 0000935836-19-000656 Exclusions or Exemptions 506b Accepted Date 2019-12-11 17:18:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TSSP Agriculture Partners (A), L.P. See All Filings	D	2019-12-11 17:17:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001789753 Filed Document 0001789753-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-11 17:17:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LATAM Insurance Holdings LLC See All Filings	D	2019-12-11 17:16:32 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers StateTrust Investments Inc. CIK Number 0001796066 Filed Document 0001382963-19-000153 Exclusions or Exemptions 506b Accepted Date 2019-12-11 17:16:32 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Debt
Column Group IV, LP See All Filings	D	2019-12-11 17:13:46 UTC
Amount To Be Raised $700,000,000 Associated Brokers / Dealers N/A CIK Number 0001796354 Filed Document 0001796354-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 17:13:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Heart Test Laboratories, Inc. See All Filings	D	2019-12-11 17:13:42 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001468492 Filed Document 0001468492-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-11 17:13:42 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Caffeinated Capital Opportunity Fund II, LP See All Filings	D/A	2019-12-11 17:08:52 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001741409 Filed Document 0001741409-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 17:08:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Apexigen, Inc. See All Filings	D	2019-12-11 17:05:46 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers N/A CIK Number 0001575867 Filed Document 0001575867-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-11 17:05:46 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
G4 Capital Partners IV, LP See All Filings	D	2019-12-11 17:04:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794493 Filed Document 0001013594-19-000744 Exclusions or Exemptions 506b Accepted Date 2019-12-11 17:04:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Onaroll, Inc. See All Filings	D	2019-12-11 16:59:34 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001796147 Filed Document 0001796147-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:59:34 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Heart Test Laboratories, Inc. See All Filings	D	2019-12-11 16:58:11 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001468492 Filed Document 0001468492-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:58:11 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Rokk3r Fuel Co-Invest 2, LLC - Series D-2 See All Filings	D	2019-12-11 16:57:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001796627 Filed Document 0001796627-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:57:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thundra, Inc. See All Filings	D	2019-12-11 16:54:41 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001796624 Filed Document 0001796624-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:54:41 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
VV Capital International, Ltd. See All Filings	D/A	2019-12-11 16:54:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640839 Filed Document 0001598246-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:54:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gorgias Inc. See All Filings	D	2019-12-11 16:49:17 UTC
Amount To Be Raised $13,033,234 Associated Brokers / Dealers N/A CIK Number 0001666063 Filed Document 0001666063-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:49:17 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
ATLANTIC LITHOTRIPSY, LLC See All Filings	D	2019-12-11 16:47:31 UTC
Amount To Be Raised $313,500 Associated Brokers / Dealers N/A CIK Number 0001101582 Filed Document 0001209191-19-060048 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:47:31 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
PC Jackson Creek, LLC See All Filings	D	2019-12-11 16:47:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001796630 Filed Document 0001796630-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:47:17 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
H/2 CP L.P. See All Filings	D/A	2019-12-11 16:44:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659257 Filed Document 0001659257-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:44:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
William Cary Partnership, LP See All Filings	D/A	2019-12-11 16:44:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762172 Filed Document 0001762172-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:44:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Galton Agency MBS Onshore Fund, LP See All Filings	D	2019-12-11 16:42:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, LLC CIK Number 0001796585 Filed Document 0001796585-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:42:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Madeira Grove Manager, LLC See All Filings	D	2019-12-11 16:42:37 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001795300 Filed Document 0001793875-19-000010 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:42:37 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
HiberSense, Inc. See All Filings	D	2019-12-11 16:42:29 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001735485 Filed Document 0001735485-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:42:29 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
VV Capital Partners, LP See All Filings	D/A	2019-12-11 16:38:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598246 Filed Document 0001598246-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:38:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHASE CHANGE SOFTWARE LLC See All Filings	D/A	2019-12-11 16:36:57 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Castle Placement, LLC CIK Number 0001390066 Filed Document 0001015325-19-000036 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:36:57 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
RADCO - Madeira Grove, LP See All Filings	D	2019-12-11 16:34:48 UTC
Amount To Be Raised $5,450,000 Associated Brokers / Dealers N/A CIK Number 0001795201 Filed Document 0001793875-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:34:48 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
PHASE CHANGE SOFTWARE LLC See All Filings	D/A	2019-12-11 16:30:53 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001390066 Filed Document 0001015325-19-000035 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:30:53 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PointResource Fund LP See All Filings	D/A	2019-12-11 16:30:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750691 Filed Document 0000950142-19-002462 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:30:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EMPLOY INTELLIGENCE, INC. See All Filings	D	2019-12-11 16:25:33 UTC
Amount To Be Raised $3,999,687 Associated Brokers / Dealers N/A CIK Number 0001796500 Filed Document 0001796500-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:25:33 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
RV Marketplace, LP See All Filings	D	2019-12-11 16:25:29 UTC
Amount To Be Raised $5,857,836 Associated Brokers / Dealers N/A CIK Number 0001795194 Filed Document 0001793875-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:25:29 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Dusty Robotics, Inc. See All Filings	D	2019-12-11 16:23:22 UTC
Amount To Be Raised $4,999,996 Associated Brokers / Dealers N/A CIK Number 0001796214 Filed Document 0001796214-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:23:22 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity