Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Healthcare Business Resources, Inc. See All Filings	D	2019-12-16 15:41:05 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001796949 Filed Document 0001553350-19-001288 Exclusions or Exemptions 506b Accepted Date 2019-12-16 15:41:05 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
East Lodge Fund ICAV-East Lodge Long Structured Opportunities Fund See All Filings	D/A	2019-12-16 15:26:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761722 Filed Document 0001315863-19-000966 Exclusions or Exemptions 506b Accepted Date 2019-12-16 15:26:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Prodigy Absolute Return Fund, LLC See All Filings	D/A	2019-12-16 15:26:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537770 Filed Document 0001537770-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-16 15:26:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP ES FUND XLII LLC See All Filings	D/A	2019-12-16 15:24:20 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001741698 Filed Document 0001741698-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-16 15:24:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
SwiftMile, Inc. See All Filings	D/A	2019-12-16 15:21:24 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers Katalyst Securities LLC CIK Number 0001702109 Filed Document 0001702109-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-12-16 15:21:24 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Addie Energy Fund QP, L.P. See All Filings	D/A	2019-12-16 15:12:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762446 Filed Document 0001762446-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-16 15:12:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Q BioMed Inc. See All Filings	D	2019-12-16 15:07:37 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001596062 Filed Document 0001104659-19-072982 Exclusions or Exemptions 506b Accepted Date 2019-12-16 15:07:37 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Atlantico Partners, L.P. See All Filings	D	2019-12-16 15:07:33 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001795625 Filed Document 0001795625-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-16 15:07:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Equity
Q BioMed Inc. See All Filings	D	2019-12-16 15:07:01 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001596062 Filed Document 0001104659-19-072980 Exclusions or Exemptions 506b Accepted Date 2019-12-16 15:07:01 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Q BioMed Inc. See All Filings	D	2019-12-16 15:05:58 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001596062 Filed Document 0001104659-19-072978 Exclusions or Exemptions 506b Accepted Date 2019-12-16 15:05:58 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Q BioMed Inc. See All Filings	D	2019-12-16 15:05:11 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001596062 Filed Document 0001104659-19-072976 Exclusions or Exemptions 506b Accepted Date 2019-12-16 15:05:11 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
IKIN, Inc. See All Filings	D	2019-12-16 15:04:30 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001765905 Filed Document 0001765905-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-16 15:04:30 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BOWLOUNGE FW, LLC See All Filings	D	2019-12-16 14:57:40 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001797007 Filed Document 0001797007-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-16 14:57:40 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Cognosos, Inc. See All Filings	D	2019-12-16 14:51:40 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001717114 Filed Document 0001717114-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-12-16 14:51:40 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
GenoPalate, Inc. See All Filings	D	2019-12-16 14:50:54 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001736000 Filed Document 0001736000-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-16 14:50:54 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
COMPAGNIE DE SAINT GOBAIN See All Filings	D	2019-12-16 14:48:41 UTC
Amount To Be Raised $306,644 Associated Brokers / Dealers N/A CIK Number 0001012037 Filed Document 0001012037-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-16 14:48:41 UTC Type of Offering D Industry Manufacturing Principal Place of Business FRANCE Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
E Squared Capital Fund, LP See All Filings	D/A	2019-12-16 14:46:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652744 Filed Document 0001652744-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-16 14:46:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Winter City Trust LP See All Filings	D/A	2019-12-16 14:44:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757591 Filed Document 0001757591-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-12-16 14:44:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerald Shoals Targeted Opportunities Fund LP See All Filings	D	2019-12-16 14:32:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793827 Filed Document 0001793827-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-16 14:32:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Triple Endoscopy, Inc. See All Filings	D	2019-12-16 14:26:54 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001733615 Filed Document 0001733615-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-16 14:26:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
eyeBrain Medical, Inc. See All Filings	D/A	2019-12-16 14:11:49 UTC
Amount To Be Raised $23,999,998 Associated Brokers / Dealers N/A CIK Number 0001624178 Filed Document 0001624178-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-16 14:11:49 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Endoscopy Center of West Central Ohio, LLC See All Filings	D	2019-12-16 14:11:08 UTC
Amount To Be Raised $963,793 Associated Brokers / Dealers N/A CIK Number 0001796745 Filed Document 0001015325-19-000038 Exclusions or Exemptions 506b Accepted Date 2019-12-16 14:11:08 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Soaring Pine Capital Real Estate & Debt Fund III, LLC See All Filings	D	2019-12-16 13:57:38 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001796716 Filed Document 0001796716-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-16 13:57:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
ANEW HOLDINGS I, LLC See All Filings	D/A	2019-12-16 13:56:53 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001707156 Filed Document 0001707156-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-16 13:56:53 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
CRE 5600 PARTNERS LLC See All Filings	D	2019-12-16 13:54:35 UTC
Amount To Be Raised $1,535,000 Associated Brokers / Dealers N/A CIK Number 0001795709 Filed Document 0001795709-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-16 13:54:35 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Saraland Holdings, LLC See All Filings	D	2019-12-16 13:47:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001796948 Filed Document 0001796948-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-16 13:47:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Redwood Land Opportunity Fund, L.P. See All Filings	D/A	2019-12-16 13:44:36 UTC
Amount To Be Raised $11,938,590 Associated Brokers / Dealers N/A CIK Number 0001790114 Filed Document 0001790114-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-16 13:44:36 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
SharpVue Real Estate Fund 2018 QP, LP See All Filings	D/A	2019-12-16 13:42:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001763271 Filed Document 0001461373-19-000069 Exclusions or Exemptions 506b Accepted Date 2019-12-16 13:42:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
LATAM Insurance Holdings LLC See All Filings	D/A	2019-12-16 13:42:52 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers StateTrust Investments Inc. CIK Number 0001796066 Filed Document 0001382963-19-000154 Exclusions or Exemptions 506b Accepted Date 2019-12-16 13:42:52 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Debt
Discover Echo Inc. See All Filings	D/A	2019-12-16 13:42:16 UTC
Amount To Be Raised $4,750,000 Associated Brokers / Dealers N/A CIK Number 0001689578 Filed Document 0001689578-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-16 13:42:16 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Baseline Short-term REIT, LLC See All Filings	D	2019-12-16 13:07:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L EQUITIES, LLC CIK Number 0001795806 Filed Document 0001795806-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-16 13:07:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Palisades Goldcorp Ltd. See All Filings	D	2019-12-16 12:58:12 UTC
Amount To Be Raised $200,828 Associated Brokers / Dealers N/A CIK Number 0001791972 Filed Document 0001791972-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-16 12:58:12 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Rockpoint Growth & Income Real Estate Fund III, L.P. See All Filings	D/A	2019-12-16 12:45:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001742019 Filed Document 0001742019-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-16 12:45:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WEFUNDER, INC. See All Filings	D	2019-12-16 12:45:33 UTC
Amount To Be Raised $8,863,808 Associated Brokers / Dealers N/A CIK Number 0001641389 Filed Document 0001685852-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-16 12:45:33 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LineVision, Inc. See All Filings	D	2019-12-16 12:44:04 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001762117 Filed Document 0001762117-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-16 12:44:04 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
DVG 1740 Fund L.P. See All Filings	D/A	2019-12-16 12:41:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593982 Filed Document 0001593982-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-16 12:41:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ORCHID VENTURES, INC. See All Filings	D	2019-12-16 12:39:11 UTC
Amount To Be Raised $93,938 Associated Brokers / Dealers N/A CIK Number 0001771468 Filed Document 0001183740-19-000262 Exclusions or Exemptions 506b Accepted Date 2019-12-16 12:39:11 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WCC MMI HoldCo, LLC See All Filings	D/A	2019-12-16 12:30:56 UTC
Amount To Be Raised $22,700,000 Associated Brokers / Dealers N/A CIK Number 0001796567 Filed Document 0001796567-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-16 12:30:56 UTC Type of Offering D/A Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
ANEW HOLDINGS I, LLC See All Filings	D/A	2019-12-16 12:08:33 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001707156 Filed Document 0001707156-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-16 12:08:33 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Base Rate OE Fund, L.P. See All Filings	D	2019-12-16 12:06:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001796467 Filed Document 0001796467-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-16 12:06:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Exeter Industrial REIT V LLC See All Filings	D	2019-12-16 12:00:57 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001796888 Filed Document 0001796888-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-16 12:00:57 UTC Type of Offering D Industry REITS and Finance Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Rockpoint Growth & Income Real Estate Parallel Fund III-Beta, L.P. See All Filings	D/A	2019-12-16 11:58:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001742023 Filed Document 0001742023-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-16 11:58:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GARWOOD MEDICAL DEVICES, LLC See All Filings	D/A	2019-12-16 11:55:49 UTC
Amount To Be Raised $3,719,105 Associated Brokers / Dealers N/A CIK Number 0001676184 Filed Document 0001676184-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-16 11:55:49 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PE Premier Coller International Partners VIII Offshore Feeder LP See All Filings	D	2019-12-16 11:54:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001795684 Filed Document 0000897069-19-000536 Exclusions or Exemptions 506b Accepted Date 2019-12-16 11:54:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hive Holdings, Inc. See All Filings	D	2019-12-16 11:48:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001796880 Filed Document 0001796880-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-16 11:48:46 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Lelex Prime, LLC See All Filings	D	2019-12-16 11:47:23 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001796932 Filed Document 0001796932-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-16 11:47:23 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Debt
Rockpoint Growth & Income Real Estate Parallel Fund III-Alpha, L.P. See All Filings	D/A	2019-12-16 11:44:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HMC Itajuba CIK Number 0001742020 Filed Document 0001742020-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-16 11:44:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Legion Partners Special Opportunities, L.P. II See All Filings	D/A	2019-12-16 11:35:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661189 Filed Document 0001661189-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-16 11:35:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SANTA MONICA PARTNERS LP See All Filings	D	2019-12-16 11:32:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000904793 Filed Document 0000904793-19-000026 Exclusions or Exemptions 506b Accepted Date 2019-12-16 11:32:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VIC Technology Venture Development, LLC See All Filings	D	2019-12-16 11:28:32 UTC
Amount To Be Raised $4,700,000 Associated Brokers / Dealers None CIK Number 0001219639 Filed Document 0001219639-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-16 11:28:32 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity