Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Phoenix Sports Partners LLC See All Filings	D	2019-12-18 11:50:20 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001755481 Filed Document 0001755481-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-18 11:50:20 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Raymond James Tax Credit Fund 45 L.L.C. See All Filings	D/A	2019-12-18 11:48:01 UTC
Amount To Be Raised $295,000,000 Associated Brokers / Dealers Raymond James Tax Credit Funds, Inc., William John Wagner, and Walter Vandy Tullos IV CIK Number 0001781447 Filed Document 0001781447-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-18 11:48:01 UTC Type of Offering D/A Industry Residential Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
North Point Capital Option Writing Fund, LP See All Filings	D/A	2019-12-18 11:42:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737144 Filed Document 0001737144-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 11:42:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
North Point Capital Macro Fund, LP See All Filings	D/A	2019-12-18 11:38:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737122 Filed Document 0001737122-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 11:38:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Carolina Renewables II, LLC See All Filings	D	2019-12-18 11:36:02 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001797226 Filed Document 0001797226-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 11:36:02 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
P2Bi Holdings LLC See All Filings	D	2019-12-18 11:35:54 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001795565 Filed Document 0001795565-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-18 11:35:54 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Bear Creek Longhorn Housing LLC See All Filings	D	2019-12-18 11:23:56 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001591392 Filed Document 0001591392-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-18 11:23:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Sacred Heart ASC, LLC See All Filings	D	2019-12-18 11:20:03 UTC
Amount To Be Raised $1,470,000 Associated Brokers / Dealers SCA Development, LLC CIK Number 0001797018 Filed Document 0001015325-19-000039 Exclusions or Exemptions 506b Accepted Date 2019-12-18 11:20:03 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Purple Care Ventures I LLC See All Filings	D	2019-12-18 11:18:32 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001796367 Filed Document 0001796367-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-18 11:18:32 UTC Type of Offering D Industry Agriculture Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RA Pennington LLC See All Filings	D	2019-12-18 11:17:39 UTC
Amount To Be Raised $1,030,000 Associated Brokers / Dealers N/A CIK Number 0001797229 Filed Document 0001797229-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 11:17:39 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
SKK Ventures, LLC See All Filings	D/A	2019-12-18 11:12:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001625087 Filed Document 0000919574-19-007707 Exclusions or Exemptions 506b Accepted Date 2019-12-18 11:12:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sandbox Insurtech Fund, LP See All Filings	D/A	2019-12-18 11:03:27 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001762411 Filed Document 0001762411-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 11:03:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AKI Investments LLC See All Filings	D	2019-12-18 10:55:55 UTC
Amount To Be Raised $3,031,000 Associated Brokers / Dealers N/A CIK Number 0001796964 Filed Document 0001796964-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 10:55:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WAUKESHA INVESTORS, LLC See All Filings	D	2019-12-18 10:53:29 UTC
Amount To Be Raised $3,450,000 Associated Brokers / Dealers N/A CIK Number 0001797039 Filed Document 0001797039-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 10:53:29 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Alto Opportunity Fund, L.P. See All Filings	D/A	2019-12-18 10:43:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690903 Filed Document 0001690903-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 10:43:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Uppercut Brands, Inc. See All Filings	D	2019-12-18 10:35:26 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers None CIK Number 0001514183 Filed Document 0001213900-19-026412 Exclusions or Exemptions 506b Accepted Date 2019-12-18 10:35:26 UTC Type of Offering D Industry Retailing Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Alto Opportunity Fund, SPC See All Filings	D/A	2019-12-18 10:30:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668899 Filed Document 0001668899-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 10:30:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Columns Hotel Sponsor LLC See All Filings	D	2019-12-18 10:22:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797143 Filed Document 0001797143-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 10:22:26 UTC Type of Offering D Industry Commercial Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Universa Black Swan Protection Protocol XXVI L.P. See All Filings	D/A	2019-12-18 10:21:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692112 Filed Document 0000935836-19-000663 Exclusions or Exemptions 506b Accepted Date 2019-12-18 10:21:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AiVita Biomedical, Inc. See All Filings	D	2019-12-18 10:03:50 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001676258 Filed Document 0001676258-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 10:03:50 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Atrium Sports, Inc. See All Filings	D	2019-12-18 10:02:50 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001776157 Filed Document 0001231919-19-000061 Exclusions or Exemptions 506b Accepted Date 2019-12-18 10:02:50 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tan Partners, LP See All Filings	D/A	2019-12-18 09:56:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611389 Filed Document 0001013594-19-000759 Exclusions or Exemptions 506b Accepted Date 2019-12-18 09:56:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Gratisfied, Inc. See All Filings	D	2019-12-18 09:56:10 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001795807 Filed Document 0001795807-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 09:56:10 UTC Type of Offering D Industry Manufacturing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
Camden Credit Fund LLC See All Filings	D/A	2019-12-18 09:54:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659006 Filed Document 0001795431-19-000011 Exclusions or Exemptions 506b Accepted Date 2019-12-18 09:54:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stimdia Medical Inc. See All Filings	D	2019-12-18 09:54:37 UTC
Amount To Be Raised $3,903,087 Associated Brokers / Dealers N/A CIK Number 0001660813 Filed Document 0001660813-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 09:54:37 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Tan Capital Management, LLC See All Filings	D/A	2019-12-18 09:54:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580647 Filed Document 0001013594-19-000758 Exclusions or Exemptions 506b Accepted Date 2019-12-18 09:54:15 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Eckard Land & Acquisition, LLC See All Filings	D	2019-12-18 09:46:48 UTC
Amount To Be Raised $2,571,750 Associated Brokers / Dealers N/A CIK Number 0001794409 Filed Document 0001794409-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 09:46:48 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
BMH NORTH MISSISSIPPI IMAGING SERVICES LLC See All Filings	D	2019-12-18 09:31:19 UTC
Amount To Be Raised $1,960,800 Associated Brokers / Dealers Betty Gearhart CIK Number 0001443986 Filed Document 0001443986-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 09:31:19 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
Inner Cosmos LLC See All Filings	D	2019-12-18 09:29:18 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001797179 Filed Document 0001797179-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 09:29:18 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Conscious Step, Inc. See All Filings	D	2019-12-18 09:28:32 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001797193 Filed Document 0001797193-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 09:28:32 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Fruition SCSP See All Filings	D	2019-12-18 09:24:11 UTC
Amount To Be Raised $70,524,135 Associated Brokers / Dealers Julie Prewer CIK Number 0001794692 Filed Document 0001192482-19-000547 Exclusions or Exemptions 506b Accepted Date 2019-12-18 09:24:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lazard International Equity (ACW Ex-U.S.) Trust See All Filings	D/A	2019-12-18 09:19:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001538407 Filed Document 0001538407-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 09:19:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Frutas SCSP See All Filings	D	2019-12-18 09:14:36 UTC
Amount To Be Raised $55,544,878 Associated Brokers / Dealers Julie Prewer CIK Number 0001794693 Filed Document 0001192482-19-000546 Exclusions or Exemptions 506b Accepted Date 2019-12-18 09:14:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
METROPOLITAN LIFE INSURANCE CO See All Filings	D/A	2019-12-18 08:42:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various CIK Number 0000937834 Filed Document 0000937834-19-000022 Exclusions or Exemptions 506b Accepted Date 2019-12-18 08:42:36 UTC Type of Offering D/A Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
AMP Capital Global Infrastructure Fund II C LP See All Filings	D/A	2019-12-18 08:15:09 UTC
Amount To Be Raised $3,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001735281 Filed Document 0001735281-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 08:15:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
AMP Capital Global Infrastructure Fund II B LP See All Filings	D/A	2019-12-18 08:13:50 UTC
Amount To Be Raised $3,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001725521 Filed Document 0001725521-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 08:13:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
AMP Capital Global Infrastructure Fund II A LP See All Filings	D/A	2019-12-18 08:12:19 UTC
Amount To Be Raised $3,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001725620 Filed Document 0001725620-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 08:12:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
LIM Opportunistic Fund 3 LP See All Filings	D/A	2019-12-18 07:56:27 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001762244 Filed Document 0001762244-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 07:56:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Double Loop Games Inc. See All Filings	D	2019-12-18 07:12:32 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001790981 Filed Document 0001790981-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 07:12:32 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Perfect Pour Technologies, Inc. See All Filings	D/A	2019-12-17 22:01:22 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001792966 Filed Document 0001792966-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-12-17 22:01:22 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
NB Select Opportunities Fund III LP See All Filings	D	2019-12-17 20:03:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001797190 Filed Document 0001797195-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-17 20:03:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MR3 Health, Inc. See All Filings	D/A	2019-12-17 19:19:24 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001649572 Filed Document 0001649572-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-17 19:19:24 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HILLCREST PETROLEUM LTD. See All Filings	D	2019-12-17 19:15:22 UTC
Amount To Be Raised $470,586 Associated Brokers / Dealers N/A CIK Number 0001418149 Filed Document 0001183740-19-000266 Exclusions or Exemptions 506b Accepted Date 2019-12-17 19:15:22 UTC Type of Offering D Industry Oil and Gas Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Ponvalley 3, a series of Ponvalley Master, LLC See All Filings	D	2019-12-17 19:13:00 UTC
Amount To Be Raised $1,070,825 Associated Brokers / Dealers N/A CIK Number 0001795717 Filed Document 0001786957-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-17 19:13:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Heritage Capital Fund III, L.P. See All Filings	D/A	2019-12-17 19:12:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SixPoint Partners, LLC CIK Number 0001759360 Filed Document 0001567619-19-023291 Exclusions or Exemptions 506b Accepted Date 2019-12-17 19:12:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Edgewater Valor Capital LLC See All Filings	D	2019-12-17 19:11:05 UTC
Amount To Be Raised $51,000,000 Associated Brokers / Dealers N/A CIK Number 0001795305 Filed Document 0001795305-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-17 19:11:05 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Upper90 Thrasio III SPV LLC See All Filings	D	2019-12-17 19:10:12 UTC
Amount To Be Raised $4,226,000 Associated Brokers / Dealers N/A CIK Number 0001786957 Filed Document 0001786957-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-17 19:10:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VP Dislocation Fund Private Investors Offshore, L.P. See All Filings	D	2019-12-17 19:03:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001796529 Filed Document 0000950103-19-017321 Exclusions or Exemptions 506b Accepted Date 2019-12-17 19:03:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PE Fund II, a series of AngelList-Forefront Venture Partners-Funds, LP See All Filings	D	2019-12-17 19:00:33 UTC
Amount To Be Raised $57,160 Associated Brokers / Dealers N/A CIK Number 0001797101 Filed Document 0001797101-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-17 19:00:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SH Fund I, a series of Moving Capital, LP See All Filings	D	2019-12-17 18:54:40 UTC
Amount To Be Raised $2,547,000 Associated Brokers / Dealers N/A CIK Number 0001797092 Filed Document 0001797092-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-17 18:54:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund