Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Sunley House Capital Ltd. See All Filings	D/A	2019-12-18 14:46:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640936 Filed Document 0001640936-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-18 14:46:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Allegro Ophthalmics, LLC See All Filings	D	2019-12-18 14:46:00 UTC
Amount To Be Raised $6,738,545 Associated Brokers / Dealers N/A CIK Number 0001631466 Filed Document 0001631466-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-18 14:46:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Harvest Strategic Associates VIII, L.P. See All Filings	D/A	2019-12-18 14:36:42 UTC
Amount To Be Raised $4,030,415,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001761417 Filed Document 0000950103-19-017340 Exclusions or Exemptions 506b Accepted Date 2019-12-18 14:36:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sunley House Capital Limited Partnership See All Filings	D/A	2019-12-18 14:36:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640937 Filed Document 0001640937-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-18 14:36:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harvest Partners VIII (Parallel), L.P. See All Filings	D/A	2019-12-18 14:34:27 UTC
Amount To Be Raised $4,030,415,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001761418 Filed Document 0000950103-19-017338 Exclusions or Exemptions 506b Accepted Date 2019-12-18 14:34:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Entrepreneurial Equity Partners Fund I, L.P. See All Filings	D/A	2019-12-18 14:32:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Moelis & Company LLC CIK Number 0001762209 Filed Document 0001567619-19-023307 Exclusions or Exemptions 506b Accepted Date 2019-12-18 14:32:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Harvest Partners VIII, L.P. See All Filings	D/A	2019-12-18 14:32:13 UTC
Amount To Be Raised $4,030,415,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001761419 Filed Document 0000950103-19-017336 Exclusions or Exemptions 506b Accepted Date 2019-12-18 14:32:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Arq Ltd See All Filings	D	2019-12-18 14:22:43 UTC
Amount To Be Raised $65,000,000 Associated Brokers / Dealers Sage Enterprises Limited CIK Number 0001637606 Filed Document 0000906318-19-000032 Exclusions or Exemptions 506b Accepted Date 2019-12-18 14:22:43 UTC Type of Offering D Industry Other Energy Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
Sunley House Capital Fund Ltd. See All Filings	D/A	2019-12-18 14:17:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699047 Filed Document 0001699047-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-18 14:17:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sunley House Capital Fund LP See All Filings	D/A	2019-12-18 14:13:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699048 Filed Document 0001699048-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-18 14:13:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CORE ENDOWMENT PORTFOLIO II L P See All Filings	D/A	2019-12-18 14:11:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001390878 Filed Document 0001390878-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 14:11:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRIMA MORTGAGE INVESTMENT TRUST LLC See All Filings	D	2019-12-18 14:09:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001618020 Filed Document 0001618020-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 14:09:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DeepCrawl Holding Co See All Filings	D	2019-12-18 14:02:50 UTC
Amount To Be Raised $15,289,735 Associated Brokers / Dealers N/A CIK Number 0001796817 Filed Document 0001796817-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-18 14:02:50 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Orion Energy Credit Opportunities Fund III, L.P. See All Filings	D	2019-12-18 14:02:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Asante Capital Group Advisors, LLC CIK Number 0001787446 Filed Document 0001567619-19-023304 Exclusions or Exemptions 506b Accepted Date 2019-12-18 14:02:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Black Swan SPV 2 (TS) L.P. See All Filings	D	2019-12-18 13:59:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001796540 Filed Document 0001796540-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 13:59:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pluie, Inc. See All Filings	D	2019-12-18 13:59:23 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001797159 Filed Document 0001797159-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 13:59:23 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Viatorem Princeton Parc LLC See All Filings	D	2019-12-18 13:56:29 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001797005 Filed Document 0001797005-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 13:56:29 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GW&K International Small Cap Fund II, L.P. See All Filings	D/A	2019-12-18 13:55:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699243 Filed Document 0001699243-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-18 13:55:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Benchmark WS SPV, L.P. See All Filings	D	2019-12-18 13:55:22 UTC
Amount To Be Raised $38,127,000 Associated Brokers / Dealers N/A CIK Number 0001794808 Filed Document 0001794808-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 13:55:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SharpVue Real Estate Fund 2018 AI, LP See All Filings	D/A	2019-12-18 13:55:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001763305 Filed Document 0001461373-19-000070 Exclusions or Exemptions 506b Accepted Date 2019-12-18 13:55:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
GW&K International Small Cap Fund, L.P. See All Filings	D/A	2019-12-18 13:53:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627427 Filed Document 0001627427-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-18 13:53:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTERNATIONAL LP I See All Filings	D/A	2019-12-18 13:51:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001395158 Filed Document 0001395158-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-12-18 13:51:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
International Fund, LLC See All Filings	D/A	2019-12-18 13:48:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542566 Filed Document 0001615594-19-000052 Exclusions or Exemptions 506b Accepted Date 2019-12-18 13:48:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
HighGold Mining Inc. See All Filings	D	2019-12-18 13:43:52 UTC
Amount To Be Raised $3,923,048 Associated Brokers / Dealers Sprott Global Resource Investments, Ltd., Cormark Securities Inc., and Canaccord Genuity Corp. CIK Number 0001786894 Filed Document 0001567619-19-023302 Exclusions or Exemptions 506b Accepted Date 2019-12-18 13:43:52 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Tinctorium, Inc. See All Filings	D	2019-12-18 13:41:26 UTC
Amount To Be Raised $3,390,000 Associated Brokers / Dealers N/A CIK Number 0001796966 Filed Document 0001796966-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-18 13:41:26 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FIG TECH INC. See All Filings	D	2019-12-18 13:35:07 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001681670 Filed Document 0001681670-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 13:35:07 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gratiot Opportunity Fund, LLC See All Filings	D	2019-12-18 13:19:11 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers The Enterprise Securities Company CIK Number 0001795472 Filed Document 0001262463-19-000430 Exclusions or Exemptions 506b Accepted Date 2019-12-18 13:19:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
USIP I, LLC See All Filings	D	2019-12-18 13:17:57 UTC
Amount To Be Raised $11,500,000 Associated Brokers / Dealers N/A CIK Number 0001793878 Filed Document 0001315863-19-000968 Exclusions or Exemptions 506b Accepted Date 2019-12-18 13:17:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Launch10 LLC See All Filings	D	2019-12-18 13:14:23 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001797169 Filed Document 0001797169-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 13:14:23 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
LatinX Financial Technology, Inc. See All Filings	D	2019-12-18 13:13:34 UTC
Amount To Be Raised $4,334,995 Associated Brokers / Dealers N/A CIK Number 0001795003 Filed Document 0001795003-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 13:13:34 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
629 7th Avenue South, LLC See All Filings	D	2019-12-18 13:11:57 UTC
Amount To Be Raised $6,200,000 Associated Brokers / Dealers N/A CIK Number 0001797247 Filed Document 0001797247-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 13:11:57 UTC Type of Offering D Industry Residential Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
9960 McCombs LLC See All Filings	D	2019-12-18 13:11:55 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001797259 Filed Document 0001445866-19-001452 Exclusions or Exemptions 506b Accepted Date 2019-12-18 13:11:55 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
WIC Small Cap Value Fund, L.P. See All Filings	D/A	2019-12-18 13:07:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462866 Filed Document 0001462866-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 13:07:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Octavia Four LLC See All Filings	D	2019-12-18 12:58:11 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001797232 Filed Document 0001797232-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 12:58:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Galois Capital Alpha Fund LP See All Filings	D/A	2019-12-18 12:51:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762487 Filed Document 0001762487-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 12:51:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Leon's Auto Sales, Inc. See All Filings	D	2019-12-18 12:51:01 UTC
Amount To Be Raised $5,800,000 Associated Brokers / Dealers N/A CIK Number 0001795609 Filed Document 0001754186-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-18 12:51:01 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Companyon Ventures Fund II, L.P. See All Filings	D	2019-12-18 12:45:19 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Conor Smyth CIK Number 0001797212 Filed Document 0001797212-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 12:45:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BNM DEVELOPMENT Ltd LIABILITY Co See All Filings	D	2019-12-18 12:43:12 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001796994 Filed Document 0001796994-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 12:43:12 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
FCG Acquisitions, Inc. See All Filings	D	2019-12-18 12:39:27 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001763680 Filed Document 0001763680-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-18 12:39:27 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
STRIVE TECH INC. See All Filings	D/A	2019-12-18 12:35:37 UTC
Amount To Be Raised $2,901,162 Associated Brokers / Dealers N/A CIK Number 0001706277 Filed Document 0001706277-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-12-18 12:35:37 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Swift Real Estate Partners Fund III, L.P. See All Filings	D/A	2019-12-18 12:33:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762186 Filed Document 0001762187-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-18 12:33:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Swift Real Estate Partners Parallel Fund III, L.P. See All Filings	D/A	2019-12-18 12:26:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762187 Filed Document 0001762187-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 12:26:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
States Title Holding, Inc. See All Filings	D	2019-12-18 12:20:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764250 Filed Document 0000950103-19-017327 Exclusions or Exemptions 506b Accepted Date 2019-12-18 12:20:46 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
STRIVE TECH INC. See All Filings	D/A	2019-12-18 12:19:08 UTC
Amount To Be Raised $2,901,162 Associated Brokers / Dealers N/A CIK Number 0001706277 Filed Document 0001706277-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-12-18 12:19:08 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SKYLANDS SPECIAL INVESTMENT II LLC See All Filings	D/A	2019-12-18 12:10:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001326171 Filed Document 0001326171-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 12:10:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Skylands Special Investment LLC See All Filings	D/A	2019-12-18 12:09:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001305373 Filed Document 0001305373-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 12:09:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Health Platforms Group, Inc. See All Filings	D/A	2019-12-18 12:07:47 UTC
Amount To Be Raised $12,489,538 Associated Brokers / Dealers N/A CIK Number 0001716227 Filed Document 0001716227-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-18 12:07:47 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SKYLANDS QUEST LLC See All Filings	D/A	2019-12-18 12:07:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001308939 Filed Document 0001308939-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 12:07:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
HARBOUR HOLDINGS LTD. See All Filings	D/A	2019-12-18 12:06:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PERINVEST (UK) LIMITED CIK Number 0001124725 Filed Document 0001124725-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 12:06:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
CCM PARTNERS LP See All Filings	D/A	2019-12-18 11:55:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001176228 Filed Document 0001176228-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-18 11:55:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund