|
|
D |
2019-12-20 16:10:43 UTC |
- Amount To Be Raised
- $35,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001797011
- Filed Document
- 0001797570-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-20 16:10:43 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-20 16:09:34 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes
- CIK Number
- 0001797604
- Filed Document
- 0001797604-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-20 16:09:34 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-20 16:08:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001796506
- Filed Document
- 0001796506-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-20 16:08:22 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-12-20 16:06:11 UTC |
- Amount To Be Raised
- $8,555,000
- Associated Brokers / Dealers
- Lake Street Capital Markets, LLC
- CIK Number
- 0001681682
- Filed Document
- 0001645460-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-20 16:06:11 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2019-12-20 16:03:49 UTC |
- Amount To Be Raised
- $25,449,992
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001715518
- Filed Document
- 0001715518-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-20 16:03:49 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-20 16:00:45 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001796234
- Filed Document
- 0001796234-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-20 16:00:45 UTC
- Type of Offering
- D
- Industry
- Lodging and Conventions
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-20 16:00:25 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- Dawson James Securities, Inc.
- CIK Number
- 0001470683
- Filed Document
- 0001104659-19-074958
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-20 16:00:25 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- CHINA
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Option To Acquire
|
|
|
D |
2019-12-20 15:53:48 UTC |
- Amount To Be Raised
- $3,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001797570
- Filed Document
- 0001797570-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-20 15:53:48 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-20 15:53:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001724092
- Filed Document
- 0001724092-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-20 15:53:34 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- AUSTRALIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-20 15:53:18 UTC |
- Amount To Be Raised
- $854,550,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001796083
- Filed Document
- 0001796083-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-20 15:53:18 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-12-20 15:52:14 UTC |
- Amount To Be Raised
- $1,045,450,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001796077
- Filed Document
- 0001796077-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-20 15:52:14 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-12-20 15:52:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001724093
- Filed Document
- 0001724093-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-20 15:52:05 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- AUSTRALIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-20 15:45:18 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001706678
- Filed Document
- 0001706678-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-20 15:45:18 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-20 15:34:39 UTC |
- Amount To Be Raised
- $30,290,411
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001565732
- Filed Document
- 0001609551-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-20 15:34:39 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-20 15:31:42 UTC |
- Amount To Be Raised
- $453,541
- Associated Brokers / Dealers
- Haywood Securities (USA) Inc.
- CIK Number
- 0001693232
- Filed Document
- 0001693232-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-20 15:31:42 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2019-12-20 15:26:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000937914
- Filed Document
- 0001209191-19-061502
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-20 15:26:41 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2019-12-20 15:25:02 UTC |
- Amount To Be Raised
- $7,684,078
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001797100
- Filed Document
- 0001797100-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-20 15:25:02 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-20 15:20:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001726599
- Filed Document
- 0001315863-19-000978
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-20 15:20:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-20 15:17:04 UTC |
- Amount To Be Raised
- $6,350,000
- Associated Brokers / Dealers
- Patrick Capital Markets, LLC and Gary Moses
- CIK Number
- 0001797547
- Filed Document
- 0001797588-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-20 15:17:04 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-12-20 15:14:26 UTC |
- Amount To Be Raised
- $9,125,000
- Associated Brokers / Dealers
- Emerson Equity
- CIK Number
- 0001795517
- Filed Document
- 0001795517-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-20 15:14:26 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-20 15:13:52 UTC |
- Amount To Be Raised
- $15,325,000
- Associated Brokers / Dealers
- Evercore Group L.L.C.
- CIK Number
- 0001545264
- Filed Document
- 0001545264-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-20 15:13:52 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-12-20 15:12:44 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001739842
- Filed Document
- 0001739842-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-20 15:12:44 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-20 15:11:59 UTC |
- Amount To Be Raised
- $800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793604
- Filed Document
- 0001793604-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-20 15:11:59 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-20 15:08:22 UTC |
- Amount To Be Raised
- $14,999,987
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001767025
- Filed Document
- 0001767025-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-20 15:08:22 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
ArcLine Carlyle Direct Alternative Opportunities Feeder Fund, L.P.
See All Filings
|
D |
2019-12-20 15:06:16 UTC |
- Amount To Be Raised
- $100,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001797584
- Filed Document
- 0001797584-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-20 15:06:16 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-20 15:00:25 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001670188
- Filed Document
- 0001670188-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-20 15:00:25 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-20 14:56:22 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001761234
- Filed Document
- 0001761234-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-20 14:56:22 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-20 14:56:09 UTC |
- Amount To Be Raised
- $1,600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001797530
- Filed Document
- 0001797530-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-20 14:56:09 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-20 14:55:26 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001797706
- Filed Document
- 0001797706-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-20 14:55:26 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-20 14:51:13 UTC |
- Amount To Be Raised
- $1,735,754
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001670188
- Filed Document
- 0001670188-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-20 14:51:13 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-20 14:49:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Robert Arthur Jones, Daniel Allen Summerlin, James Fielding Miller, and James Talton, III
- CIK Number
- 0001663084
- Filed Document
- 0000919574-19-007756
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-20 14:49:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-20 14:49:09 UTC |
- Amount To Be Raised
- $19,999,978
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711637
- Filed Document
- 0001567619-19-023475
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-20 14:49:09 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-20 14:48:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001763005
- Filed Document
- 0001315863-19-000977
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-20 14:48:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-20 14:36:37 UTC |
- Amount To Be Raised
- $3,986,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001797419
- Filed Document
- 0001797419-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-20 14:36:37 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-20 14:36:23 UTC |
- Amount To Be Raised
- $5,100,000
- Associated Brokers / Dealers
- Ascendiant Capital Markets, LLC
- CIK Number
- 0001718379
- Filed Document
- 0001718379-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-20 14:36:23 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- HAWAII
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-20 14:26:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001129620
- Filed Document
- 0000919574-19-007754
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-20 14:26:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-20 14:23:36 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001724839
- Filed Document
- 0001724485-19-000116
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-20 14:23:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-12-20 14:23:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Stifel, Nicolaus & Company, Incorporated
- CIK Number
- 0001797700
- Filed Document
- 0001797505-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-20 14:23:19 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-12-20 14:22:58 UTC |
- Amount To Be Raised
- $2,550,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001722987
- Filed Document
- 0001722987-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-20 14:22:58 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-20 14:22:53 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes
- CIK Number
- 0001797626
- Filed Document
- 0001797626-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-20 14:22:53 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-20 14:22:46 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001724835
- Filed Document
- 0001724485-19-000115
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-20 14:22:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-12-20 14:21:38 UTC |
- Amount To Be Raised
- $600,000,000
- Associated Brokers / Dealers
- LAZARD FRERES & CO. LLC and LAZARD & CO., LIMITED
- CIK Number
- 0001721801
- Filed Document
- 0001721801-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-20 14:21:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-20 14:20:41 UTC |
- Amount To Be Raised
- $600,000,000
- Associated Brokers / Dealers
- LAZARD FRERES & CO. LLC and LAZARD & CO., LIMITED
- CIK Number
- 0001721799
- Filed Document
- 0001721799-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-20 14:20:41 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-20 14:20:00 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001770944
- Filed Document
- 0001770944-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-20 14:20:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2019-12-20 14:17:32 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001797668
- Filed Document
- 0001797668-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-20 14:17:32 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-12-20 14:10:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762791
- Filed Document
- 0001762791-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-20 14:10:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Sound Point CLO Equity Fund-A Series of Taylor Insurance Series LP
See All Filings
|
D/A |
2019-12-20 14:06:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669944
- Filed Document
- 0001669944-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-20 14:06:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-20 14:04:11 UTC |
- Amount To Be Raised
- $1,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719357
- Filed Document
- 0001719357-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-20 14:04:11 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-12-20 14:02:44 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes
- CIK Number
- 0001797625
- Filed Document
- 0001797625-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-20 14:02:44 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
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D |
2019-12-20 14:02:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Stifel, Nicolaus & Company, Incorporated
- CIK Number
- 0001797699
- Filed Document
- 0001797505-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-20 14:02:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|