Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
325 Marmon Drive, LLC See All Filings	D	2019-12-20 17:50:57 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001797601 Filed Document 0001797601-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 17:50:57 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SKUxchange, LLC See All Filings	D	2019-12-20 17:50:31 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001794452 Filed Document 0001794452-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-20 17:50:31 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
USA Millwork Holding Co., LLC See All Filings	D	2019-12-20 17:46:55 UTC
Amount To Be Raised $18,500,000 Associated Brokers / Dealers N/A CIK Number 0001715547 Filed Document 0001715547-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-20 17:46:55 UTC Type of Offering D Industry Manufacturing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Alexander Capital Ventures LLC See All Filings	D	2019-12-20 17:29:41 UTC
Amount To Be Raised $438,367 Associated Brokers / Dealers Jonathan Gazdak CIK Number 0001682558 Filed Document 0001104659-19-075141 Exclusions or Exemptions 506b Accepted Date 2019-12-20 17:29:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alexander Capital Ventures LLC See All Filings	D	2019-12-20 17:29:21 UTC
Amount To Be Raised $336,111 Associated Brokers / Dealers Jonathan Gazdak CIK Number 0001682558 Filed Document 0001104659-19-075139 Exclusions or Exemptions 506b Accepted Date 2019-12-20 17:29:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ares Real Estate Secured Income Fund, L.P. See All Filings	D/A	2019-12-20 17:27:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ares Investor Services LLC CIK Number 0001757740 Filed Document 0001757740-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-20 17:27:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pinecrest Wellness Fund LLC See All Filings	D	2019-12-20 17:26:32 UTC
Amount To Be Raised $775,000 Associated Brokers / Dealers None CIK Number 0001797308 Filed Document 0001797308-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 17:26:32 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Industrial Portfolio REIT II, LLC See All Filings	D	2019-12-20 17:26:09 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001797596 Filed Document 0001797596-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 17:26:09 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Alexander Capital Ventures LLC See All Filings	D	2019-12-20 17:24:43 UTC
Amount To Be Raised $1,137,578 Associated Brokers / Dealers Jonathan Gazdak CIK Number 0001682558 Filed Document 0001104659-19-075119 Exclusions or Exemptions 506b Accepted Date 2019-12-20 17:24:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alexander Capital Ventures LLC See All Filings	D	2019-12-20 17:23:27 UTC
Amount To Be Raised $699,852 Associated Brokers / Dealers Jonathan Gazdak CIK Number 0001682558 Filed Document 0001104659-19-075116 Exclusions or Exemptions 506b Accepted Date 2019-12-20 17:23:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alexander Capital Ventures LLC See All Filings	D	2019-12-20 17:22:53 UTC
Amount To Be Raised $1,386,100 Associated Brokers / Dealers Jonathan Gazdak CIK Number 0001682558 Filed Document 0001104659-19-075113 Exclusions or Exemptions 506b Accepted Date 2019-12-20 17:22:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Interos Inc. See All Filings	D	2019-12-20 17:22:23 UTC
Amount To Be Raised $8,350,000 Associated Brokers / Dealers N/A CIK Number 0001797513 Filed Document 0001797451-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-20 17:22:23 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Arc Pay Corp See All Filings	D	2019-12-20 17:19:39 UTC
Amount To Be Raised $37,882 Associated Brokers / Dealers N/A CIK Number 0001797765 Filed Document 0001783401-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-20 17:19:39 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
Benefit Street Partners SMA-O L.P. See All Filings	D	2019-12-20 17:18:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797606 Filed Document 0001797606-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 17:18:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EDUCATION GROWTH PARTNERS, LP See All Filings	D/A	2019-12-20 17:17:27 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001763210 Filed Document 0001405086-19-000401 Exclusions or Exemptions 506b Accepted Date 2019-12-20 17:17:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Liberty Grove Partners, LLC See All Filings	D	2019-12-20 17:15:48 UTC
Amount To Be Raised $8,100,000 Associated Brokers / Dealers Patrick Capital Markets, LLC, Michael Hazen, Emerson Equity LLC, Sudhir Pai, Center Street Securities, Inc., Vincent Annable, Saxony Securities, Inc., Michael Rose, Atomi Financial Group, Inc., Darren Whissen, Gary Moses, Craig Riggs, Dominic Baldini, Kathleen Morrissey, Patrick Lam, Sean Snyder, Terry Tang, Tim Sherer, Pinnacle Equity Management, LLC, William Davis, Legacy Wealth Management, LLC, Pete Covino, Thomas Smith, Cameron Foster, Tony Riggs, Alexander Capital, L.P., and John Williamson CIK Number 0001797588 Filed Document 0001797588-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-20 17:15:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Efund City Fixed Income Fund LP See All Filings	D	2019-12-20 17:15:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797249 Filed Document 0001797249-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 17:15:26 UTC Type of Offering D Industry Investing Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
4606 Appliance Drive REIT, LLC See All Filings	D	2019-12-20 17:14:03 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001797736 Filed Document 0001797736-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 17:14:03 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ares Real Estate Enhanced Income Fund, L.P. See All Filings	D/A	2019-12-20 17:13:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ares Investor Services LLC and Meritz Securities Co., Ltd CIK Number 0001757739 Filed Document 0001757739-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 17:13:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLIP Towers Investment Fund LLC See All Filings	D	2019-12-20 17:10:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001796035 Filed Document 0001405086-19-000400 Exclusions or Exemptions 506b Accepted Date 2019-12-20 17:10:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
EnCap Energy Transition Co-Investment Fund I-E, L.P. See All Filings	D	2019-12-20 17:08:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797742 Filed Document 0001797742-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-20 17:08:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
250 E Town LLC See All Filings	D	2019-12-20 17:08:38 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001797602 Filed Document 0001797602-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 17:08:38 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
EnCap Energy Transition Co-Investment Fund I-B, L.P. See All Filings	D	2019-12-20 17:05:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797743 Filed Document 0001797743-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-20 17:05:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
EnCap Energy Transition Co-Investment Fund I-A, L.P. See All Filings	D	2019-12-20 17:01:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797745 Filed Document 0001797745-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-20 17:01:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Neurable Inc. See All Filings	D	2019-12-20 17:00:34 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001683307 Filed Document 0001683307-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 17:00:34 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Eve Financial, Inc. See All Filings	D	2019-12-20 16:57:08 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001797560 Filed Document 0001797560-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:57:08 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
BIODESIX INC See All Filings	D	2019-12-20 16:56:55 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001439725 Filed Document 0001439725-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:56:55 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
LBA Logistics Value Fund VII REIT, LLC See All Filings	D	2019-12-20 16:55:36 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001797528 Filed Document 0001797528-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:55:36 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GRIP Molecular Technologies Inc. See All Filings	D	2019-12-20 16:54:54 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001797600 Filed Document 0001797600-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:54:54 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Debt
RJA PUTWRITE SELECT FUND LP See All Filings	D/A	2019-12-20 16:46:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673134 Filed Document 0001405086-19-000399 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:46:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
TCP Interval Fund LP See All Filings	D/A	2019-12-20 16:44:59 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001694016 Filed Document 0001694016-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:44:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Luminex Resources Corp. See All Filings	D	2019-12-20 16:43:57 UTC
Amount To Be Raised $1,202,836 Associated Brokers / Dealers Haywood Securities (USA) Inc. CIK Number 0001783401 Filed Document 0001783401-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:43:57 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Kuleana Spirits, Inc. See All Filings	D	2019-12-20 16:42:35 UTC
Amount To Be Raised $5,700,000 Associated Brokers / Dealers N/A CIK Number 0001720264 Filed Document 0001720264-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:42:35 UTC Type of Offering D Industry Other Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
Oncorus, Inc. See All Filings	D/A	2019-12-20 16:39:09 UTC
Amount To Be Raised $89,602,491 Associated Brokers / Dealers N/A CIK Number 0001671818 Filed Document 0001671818-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:39:09 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Tarrytown Co-Investment Holdings, LLC See All Filings	D	2019-12-20 16:36:34 UTC
Amount To Be Raised $6,333,000 Associated Brokers / Dealers N/A CIK Number 0001797503 Filed Document 0001042167-19-000105 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:36:34 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree Special Opportunities Fund XI (SPAC) (Cayman), Ltd. See All Filings	D	2019-12-20 16:35:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797480 Filed Document 0001315863-19-000979 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:35:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Predicate Labs Inc. See All Filings	D	2019-12-20 16:32:40 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001797451 Filed Document 0001797451-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:32:40 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
iVIK Holdings Ltd. See All Filings	D	2019-12-20 16:32:06 UTC
Amount To Be Raised $469,217 Associated Brokers / Dealers N/A CIK Number 0001759754 Filed Document 0001062993-19-004815 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:32:06 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
DropCar, Inc. See All Filings	D	2019-12-20 16:29:41 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Palladium Capital Advisors, LLC CIK Number 0001086745 Filed Document 0001650776-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:29:41 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Above All Greenery, LLC See All Filings	D	2019-12-20 16:29:17 UTC
Amount To Be Raised $1,890,000 Associated Brokers / Dealers N/A CIK Number 0001797162 Filed Document 0001797162-19-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2019-12-20 16:29:17 UTC Type of Offering D Industry Agriculture Principal Place of Business MAINE Revenue or Assets $No Revenues Type of Security Equity
Muse Software, Inc. See All Filings	D	2019-12-20 16:28:46 UTC
Amount To Be Raised $921,150 Associated Brokers / Dealers N/A CIK Number 0001797708 Filed Document 0001797708-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:28:46 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
QA PARTNERS LLC See All Filings	D	2019-12-20 16:28:27 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001797587 Filed Document 0001797587-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:28:27 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
NOWDiagnostics, Inc. See All Filings	D	2019-12-20 16:27:48 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001572736 Filed Document 0001572736-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:27:48 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Ottawa Avenue Fund 2020, LP See All Filings	D	2019-12-20 16:22:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797701 Filed Document 0001797701-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:22:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Express Lien, Inc. See All Filings	D	2019-12-20 16:16:47 UTC
Amount To Be Raised $30,000,004 Associated Brokers / Dealers N/A CIK Number 0001650890 Filed Document 0001650890-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:16:47 UTC Type of Offering D Industry Other Technology Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Raydiant Oximetry, Inc. See All Filings	D	2019-12-20 16:16:40 UTC
Amount To Be Raised $2,005,450 Associated Brokers / Dealers N/A CIK Number 0001737709 Filed Document 0001737709-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:16:40 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Brown Advisory (Bermuda) Ltd.-Brown Advisory Global Managers Fund See All Filings	D/A	2019-12-20 16:16:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630991 Filed Document 0000899140-19-000645 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:16:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Aniluxx Biotechnology, Inc. See All Filings	D	2019-12-20 16:15:40 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001793334 Filed Document 0001793334-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:15:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
NeoVolta Inc. See All Filings	D	2019-12-20 16:15:36 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001748137 Filed Document 0001393905-19-000355 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:15:36 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HSCM Bermuda Alt Cat Fund SAC Ltd. See All Filings	D	2019-12-20 16:11:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001796666 Filed Document 0001796666-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:11:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity