Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Agricycle Global Inc. See All Filings	D	2019-12-23 15:03:39 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001797461 Filed Document 0001797461-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-23 15:03:39 UTC Type of Offering D Industry Other Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
KAKAR IV LLC See All Filings	D	2019-12-23 15:03:13 UTC
Amount To Be Raised $275,000 Associated Brokers / Dealers None CIK Number 0001797112 Filed Document 0001797112-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-23 15:03:13 UTC Type of Offering D Industry Investing Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
GUARDIAN DFH III, LLC See All Filings	D	2019-12-23 15:02:12 UTC
Amount To Be Raised $3,232,864 Associated Brokers / Dealers N/A CIK Number 0001797158 Filed Document 0001797158-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-23 15:02:12 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
2692952 Ontario Inc. See All Filings	D	2019-12-23 15:00:51 UTC
Amount To Be Raised $248,904 Associated Brokers / Dealers N/A CIK Number 0001797796 Filed Document 0001062993-19-004829 Exclusions or Exemptions 506b Accepted Date 2019-12-23 15:00:51 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
AQR GRP EL Master Account Ltd. See All Filings	D	2019-12-23 14:59:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQR Investments, LLC CIK Number 0001796331 Filed Document 0001405086-19-000413 Exclusions or Exemptions 506b Accepted Date 2019-12-23 14:59:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic Partners Offshore Infrastructure III L.P. See All Filings	D	2019-12-23 14:58:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Compass Group Global Advisors and iCapital Securities, LLC CIK Number 0001796720 Filed Document 0001796720-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-23 14:58:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR GRP 10 Master Account Ltd. See All Filings	D	2019-12-23 14:57:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQR Investments, LLC CIK Number 0001796330 Filed Document 0001405086-19-000412 Exclusions or Exemptions 506b Accepted Date 2019-12-23 14:57:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
2692952 Ontario Inc. See All Filings	D	2019-12-23 14:57:28 UTC
Amount To Be Raised $98,453 Associated Brokers / Dealers N/A CIK Number 0001797796 Filed Document 0001062993-19-004828 Exclusions or Exemptions 506b Accepted Date 2019-12-23 14:57:28 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Partners Infrastructure III L.P. See All Filings	D	2019-12-23 14:54:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Compass Group Global Advisors and iCapital Securities, LLC CIK Number 0001796719 Filed Document 0001796719-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-23 14:54:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Audiodrop, Inc. See All Filings	D	2019-12-23 14:49:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797367 Filed Document 0001797367-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-23 14:49:16 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
3Spoke Capital III, LP See All Filings	D	2019-12-23 14:47:23 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001795512 Filed Document 0001795512-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-23 14:47:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Royalty Lending 2019 LP See All Filings	D	2019-12-23 14:44:25 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers None CIK Number 0001653773 Filed Document 0001653773-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-23 14:44:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
AQR Global Stock Selection Master Account, L.P. See All Filings	D	2019-12-23 14:44:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQR Investments, LLC CIK Number 0001796329 Filed Document 0001405086-19-000411 Exclusions or Exemptions 506b Accepted Date 2019-12-23 14:44:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Global Risk-Managed BuyWrite Master Account, L.P. See All Filings	D	2019-12-23 14:42:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQR Investments, LLC CIK Number 0001796247 Filed Document 0001405086-19-000410 Exclusions or Exemptions 506b Accepted Date 2019-12-23 14:42:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BetterLesson, Inc. See All Filings	D	2019-12-23 14:41:32 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001519221 Filed Document 0001519221-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-23 14:41:32 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
AQR Global Risk Premium Offshore Fund (CAD), L.P. See All Filings	D	2019-12-23 14:40:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQR Investments, LLC CIK Number 0001796243 Filed Document 0001405086-19-000409 Exclusions or Exemptions 506b Accepted Date 2019-12-23 14:40:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Global Risk Premium Master Account Ltd. See All Filings	D	2019-12-23 14:38:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQR Investments, LLC CIK Number 0001796231 Filed Document 0001405086-19-000408 Exclusions or Exemptions 506b Accepted Date 2019-12-23 14:38:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Global Macro Master Account, L.P. See All Filings	D	2019-12-23 14:35:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQR Investments, LLC CIK Number 0001796276 Filed Document 0001405086-19-000407 Exclusions or Exemptions 506b Accepted Date 2019-12-23 14:35:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VL 256 See All Filings	D	2019-12-23 14:35:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc. CIK Number 0001797293 Filed Document 0001797293-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-23 14:35:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gregory FCA Communications, LLC See All Filings	D	2019-12-23 14:35:16 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001796614 Filed Document 0001796614-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-23 14:35:16 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
AQR Global Alternative Premia Master Account, L.P. See All Filings	D	2019-12-23 14:34:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQR Investments, LLC CIK Number 0001796277 Filed Document 0001405086-19-000406 Exclusions or Exemptions 506b Accepted Date 2019-12-23 14:34:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Diversified Convexity Master Account, L.P. See All Filings	D	2019-12-23 14:33:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQR Investments, LLC CIK Number 0001796275 Filed Document 0001405086-19-000405 Exclusions or Exemptions 506b Accepted Date 2019-12-23 14:33:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Taild Sports, Inc. See All Filings	D	2019-12-23 14:33:03 UTC
Amount To Be Raised $360,000 Associated Brokers / Dealers N/A CIK Number 0001797856 Filed Document 0001797856-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-23 14:33:03 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AQR DELTA XN Master Account, L.P. See All Filings	D	2019-12-23 14:32:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQR Investments, LLC CIK Number 0001796274 Filed Document 0001405086-19-000404 Exclusions or Exemptions 506b Accepted Date 2019-12-23 14:32:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Learning Explorer LLC See All Filings	D	2019-12-23 14:31:13 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001797776 Filed Document 0001797776-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-23 14:31:13 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AQR DELTA Offshore Fund (AUD), L.P. See All Filings	D	2019-12-23 14:27:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQR Investments, LLC CIK Number 0001796272 Filed Document 0001405086-19-000403 Exclusions or Exemptions 506b Accepted Date 2019-12-23 14:27:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Absolute Return Master Account, L.P. See All Filings	D	2019-12-23 14:24:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQR Investments, LLC CIK Number 0001796189 Filed Document 0001405086-19-000402 Exclusions or Exemptions 506b Accepted Date 2019-12-23 14:24:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cognixion Inc. See All Filings	D/A	2019-12-23 14:21:24 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers N/A CIK Number 0001749036 Filed Document 0001749036-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-12-23 14:21:24 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Adams Street - PE Co-Inv (SI) Fund LP See All Filings	D	2019-12-23 14:17:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001782314 Filed Document 0001782314-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-23 14:17:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Arizona Physicians Advancing Cardiovascular Treatment, LLC See All Filings	D	2019-12-23 14:06:50 UTC
Amount To Be Raised $1,000 Associated Brokers / Dealers N/A CIK Number 0001761845 Filed Document 0001761845-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-23 14:06:50 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Investec Global Select LLC - Investec International Franchise Fund See All Filings	D	2019-12-23 14:05:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001796492 Filed Document 0001796493-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-23 14:05:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Upper90 Thrasio III SPV LLC See All Filings	D/A	2019-12-23 13:59:14 UTC
Amount To Be Raised $4,951,000 Associated Brokers / Dealers N/A CIK Number 0001786957 Filed Document 0001794727-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-12-23 13:59:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Investec Global Select LLC - Investec China A Shares Fund See All Filings	D	2019-12-23 13:59:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001796493 Filed Document 0001796493-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-23 13:59:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vericool, Inc. See All Filings	D/A	2019-12-23 13:43:33 UTC
Amount To Be Raised $14,843,575 Associated Brokers / Dealers Silver Leaf Partners CIK Number 0001784799 Filed Document 0001784799-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-12-23 13:43:33 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OnSwitch 2019 Pre-A, a series of Ramez Naam Ventures, LLC See All Filings	D	2019-12-23 13:42:57 UTC
Amount To Be Raised $177,495 Associated Brokers / Dealers N/A CIK Number 0001793695 Filed Document 0001794727-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-23 13:42:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peiky Corp. See All Filings	D	2019-12-23 13:33:23 UTC
Amount To Be Raised $90,000 Associated Brokers / Dealers N/A CIK Number 0001785572 Filed Document 0001062993-19-004827 Exclusions or Exemptions 506b Accepted Date 2019-12-23 13:33:23 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Seeq Corp See All Filings	D	2019-12-23 13:32:12 UTC
Amount To Be Raised $29,999,990 Associated Brokers / Dealers N/A CIK Number 0001578165 Filed Document 0001578165-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-23 13:32:12 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Jadala Corp. See All Filings	D	2019-12-23 13:31:15 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001797426 Filed Document 0001797426-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-23 13:31:15 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Altera Investments, LLC See All Filings	D	2019-12-23 13:29:45 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001796689 Filed Document 0001796689-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-23 13:29:45 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Sensor Industries Corp. See All Filings	D	2019-12-23 13:27:42 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001764322 Filed Document 0001764322-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-23 13:27:42 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
JUVA LIFE INC./Canada See All Filings	D	2019-12-23 13:26:55 UTC
Amount To Be Raised $94,285 Associated Brokers / Dealers N/A CIK Number 0001778651 Filed Document 0001183740-19-000268 Exclusions or Exemptions 506b Accepted Date 2019-12-23 13:26:55 UTC Type of Offering D Industry Biotechnology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
TR 2019, a series of AIM Master, LLC See All Filings	D	2019-12-23 13:23:19 UTC
Amount To Be Raised $514,500 Associated Brokers / Dealers Angel Investor Management Group, LLC CIK Number 0001794214 Filed Document 0001794727-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-23 13:23:19 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
GCM GROSVENOR SPECIAL OPPORTUNITIES FUND, L.P. See All Filings	D/A	2019-12-23 13:14:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703761 Filed Document 0001566114-19-000135 Exclusions or Exemptions 506b Accepted Date 2019-12-23 13:14:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ColonaryConcepts LLC See All Filings	D/A	2019-12-23 13:10:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575600 Filed Document 0001575600-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-23 13:10:13 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Greatest Expectations, LLC See All Filings	D	2019-12-23 13:09:18 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001797088 Filed Document 0001797088-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-23 13:09:18 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
CT Custom Strategic Opportunities, Ltd See All Filings	D/A	2019-12-23 13:06:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652611 Filed Document 0001566114-19-000134 Exclusions or Exemptions 506b Accepted Date 2019-12-23 13:06:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Docket Series A2 ONEVC HM LLC See All Filings	D	2019-12-23 13:06:24 UTC
Amount To Be Raised $1,412,000 Associated Brokers / Dealers N/A CIK Number 0001794727 Filed Document 0001794727-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-23 13:06:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AlphaCoin LLC See All Filings	D	2019-12-23 13:01:21 UTC
Amount To Be Raised $5,345,053 Associated Brokers / Dealers N/A CIK Number 0001716674 Filed Document 0001716674-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-12-23 13:01:21 UTC Type of Offering D Industry Investing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
NB Offshore Diversified Arbitrage Fund II Ltd. See All Filings	D/A	2019-12-23 12:57:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc., UBS Financial Services Inc., Credit Suisse Securities (USA) LLC, Morgan Stanley & Co. Incorporated, and Neuberger Berman LLC CIK Number 0001322692 Filed Document 0001322692-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-23 12:57:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TMRW Life Sciences, Inc. See All Filings	D	2019-12-23 12:55:39 UTC
Amount To Be Raised $29,000,000 Associated Brokers / Dealers N/A CIK Number 0001759388 Filed Document 0001013594-19-000770 Exclusions or Exemptions 506b Accepted Date 2019-12-23 12:55:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity