Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NHIT: World Credit Asset Trust See All Filings	D/A	2019-12-26 09:31:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584089 Filed Document 0001584089-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-26 09:31:55 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Host Events Inc. See All Filings	D	2019-12-26 09:31:11 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0001797897 Filed Document 0001797949-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-26 09:31:11 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Ridgeline Tarrant Class B LLC See All Filings	D	2019-12-26 09:16:54 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers None CIK Number 0001797784 Filed Document 0001797784-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 09:16:54 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Next Level Aviation Holdings, LLC See All Filings	D	2019-12-26 09:00:17 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001797628 Filed Document 0001415889-19-001564 Exclusions or Exemptions 506b Accepted Date 2019-12-26 09:00:17 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SeaTrac Systems, Inc. See All Filings	D	2019-12-26 08:49:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001797949 Filed Document 0001797949-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-26 08:49:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Electric QOZ Fund, LLC See All Filings	D	2019-12-26 08:37:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797647 Filed Document 0001797647-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-26 08:37:16 UTC Type of Offering D Industry Other Principal Place of Business NEW MEXICO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Trend Discovery, LP See All Filings	D/A	2019-12-26 06:20:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550970 Filed Document 0001213900-19-026900 Exclusions or Exemptions 506b Accepted Date 2019-12-26 06:20:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENTWATER EQUITY OPPORTUNITIES FUND LTD. See All Filings	D/A	2019-12-23 21:27:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469171 Filed Document 0001393725-19-000147 Exclusions or Exemptions 506b Accepted Date 2019-12-23 21:27:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pentwater Equity Opportunities Fund LLC See All Filings	D/A	2019-12-23 21:24:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469075 Filed Document 0001393725-19-000146 Exclusions or Exemptions 506b Accepted Date 2019-12-23 21:24:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENTWATER EVENT FUND LTD See All Filings	D/A	2019-12-23 21:17:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413943 Filed Document 0001393725-19-000145 Exclusions or Exemptions 506b Accepted Date 2019-12-23 21:17:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENTWATER EVENT FUND LLC See All Filings	D/A	2019-12-23 21:11:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413958 Filed Document 0001393725-19-000144 Exclusions or Exemptions 506b Accepted Date 2019-12-23 21:11:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pentwater Thanksgiving Fund LP See All Filings	D/A	2019-12-23 21:10:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699365 Filed Document 0001393725-19-000143 Exclusions or Exemptions 506b Accepted Date 2019-12-23 21:10:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OCEANA FUND LTD. See All Filings	D/A	2019-12-23 21:03:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469172 Filed Document 0001393725-19-000142 Exclusions or Exemptions 506b Accepted Date 2019-12-23 21:03:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PERE Collection II Offshore Fund, S.C.Sp. See All Filings	D/A	2019-12-23 21:02:42 UTC
Amount To Be Raised $51,000,000 Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. and CITI PRIVATE ADVISORY, LLC CIK Number 0001771930 Filed Document 0001771930-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-23 21:02:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oceana Fund LLC See All Filings	D/A	2019-12-23 21:02:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469074 Filed Document 0001393725-19-000141 Exclusions or Exemptions 506b Accepted Date 2019-12-23 21:02:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENTWATER MERGER ARBITRAGE FUND LLC See All Filings	D/A	2019-12-23 20:59:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537437 Filed Document 0001393725-19-000140 Exclusions or Exemptions 506b Accepted Date 2019-12-23 20:59:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PERE Collection II Onshore Fund, L.P. See All Filings	D/A	2019-12-23 20:57:00 UTC
Amount To Be Raised $98,080,000 Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. and CITI PRIVATE ADVISORY, LLC CIK Number 0001771600 Filed Document 0001771600-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-23 20:57:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENTWATER MERGER ARBITRAGE FUND LTD. See All Filings	D/A	2019-12-23 20:53:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537438 Filed Document 0001393725-19-000139 Exclusions or Exemptions 506b Accepted Date 2019-12-23 20:53:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Openprise, Inc. See All Filings	D	2019-12-23 20:50:43 UTC
Amount To Be Raised $9,731,927 Associated Brokers / Dealers N/A CIK Number 0001715921 Filed Document 0001715921-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-23 20:50:43 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Freeport First Lien Loan Fund IV-B (Offshore) LP See All Filings	D	2019-12-23 20:44:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797405 Filed Document 0001393725-19-000138 Exclusions or Exemptions 506b Accepted Date 2019-12-23 20:44:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
URANIUM ENERGY CORP See All Filings	D	2019-12-23 20:42:09 UTC
Amount To Be Raised $700,500 Associated Brokers / Dealers N/A CIK Number 0001334933 Filed Document 0001183740-19-000269 Exclusions or Exemptions 506b Accepted Date 2019-12-23 20:42:09 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Full In Partners Fund I, L.P. See All Filings	D	2019-12-23 20:33:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Warren H. Spar, David Choi, and Dana Marie Samuels CIK Number 0001797884 Filed Document 0001797884-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-23 20:33:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
425 Park Ave REIT LLC See All Filings	D	2019-12-23 20:04:11 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Gary Cutson CIK Number 0001796723 Filed Document 0001796723-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-23 20:04:11 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
S2 Genomics, Inc. See All Filings	D	2019-12-23 19:45:04 UTC
Amount To Be Raised $3,603,997 Associated Brokers / Dealers N/A CIK Number 0001797955 Filed Document 0001797955-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-23 19:45:04 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Speqtral Quantum Technologies, Inc. See All Filings	D	2019-12-23 19:20:31 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001797918 Filed Document 0001567619-19-023580 Exclusions or Exemptions 506b Accepted Date 2019-12-23 19:20:31 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Peterson Partners IX, LP See All Filings	D	2019-12-23 19:18:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001796395 Filed Document 0001796395-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-23 19:18:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Powell Mansfield Inc. See All Filings	D/A	2019-12-23 19:17:13 UTC
Amount To Be Raised $1,175,000 Associated Brokers / Dealers N/A CIK Number 0001724792 Filed Document 0001724792-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-23 19:17:13 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Winston Privacy, a Series of New Stack Ventures Alpha, LLC See All Filings	D	2019-12-23 19:01:55 UTC
Amount To Be Raised $105,000 Associated Brokers / Dealers N/A CIK Number 0001745646 Filed Document 0001795189-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-12-23 19:01:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IBC Advanced Alloys Corp. See All Filings	D	2019-12-23 18:59:59 UTC
Amount To Be Raised $1,120,476 Associated Brokers / Dealers N/A CIK Number 0001450894 Filed Document 0001450894-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-23 18:59:59 UTC Type of Offering D Industry Manufacturing Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Xebec Industrial Trust, LP See All Filings	D	2019-12-23 18:58:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709707 Filed Document 0001567619-19-023577 Exclusions or Exemptions 506b Accepted Date 2019-12-23 18:58:29 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Cyborg Bridge, a Series of PAA Master Fund, LLC See All Filings	D	2019-12-23 18:55:13 UTC
Amount To Be Raised $578,000 Associated Brokers / Dealers N/A CIK Number 0001794729 Filed Document 0001795189-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-12-23 18:55:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Xebec Holdings, LLC See All Filings	D	2019-12-23 18:55:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709706 Filed Document 0001567619-19-023576 Exclusions or Exemptions 506b Accepted Date 2019-12-23 18:55:06 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lakewood-Amedex, Inc. See All Filings	D	2019-12-23 18:51:13 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Sargasso Consulting LLC CIK Number 0001614811 Filed Document 0001614811-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-23 18:51:13 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
VCM Lodging, LP See All Filings	D	2019-12-23 18:51:00 UTC
Amount To Be Raised $37,500,000 Associated Brokers / Dealers N/A CIK Number 0001795983 Filed Document 0001795983-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-23 18:51:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
AV RH SPV, a series of Assure Labs 2019, LLC See All Filings	D	2019-12-23 18:47:49 UTC
Amount To Be Raised $180,000 Associated Brokers / Dealers N/A CIK Number 0001797332 Filed Document 0001795189-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-23 18:47:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ayenda 1, a series of Kairos Growth, LLC See All Filings	D	2019-12-23 18:37:57 UTC
Amount To Be Raised $575,000 Associated Brokers / Dealers N/A CIK Number 0001791215 Filed Document 0001795189-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-23 18:37:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Green Falcon Investors IV, L.P. See All Filings	D	2019-12-23 18:37:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797836 Filed Document 0001797836-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-23 18:37:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HealthReveal, Inc. See All Filings	D/A	2019-12-23 18:32:35 UTC
Amount To Be Raised $26,999,554 Associated Brokers / Dealers N/A CIK Number 0001641152 Filed Document 0001567619-19-023575 Exclusions or Exemptions 506b Accepted Date 2019-12-23 18:32:35 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ER-S REIT LLC See All Filings	D	2019-12-23 18:29:45 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Gary Cutson CIK Number 0001796722 Filed Document 0001796722-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-23 18:29:45 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bridge Venture - MESA I , a series of Assure Labs 2019, LLC See All Filings	D	2019-12-23 18:28:06 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001795189 Filed Document 0001795189-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-23 18:28:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cancer Focus Fund, LP See All Filings	D	2019-12-23 18:18:41 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001794822 Filed Document 0001794822-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-23 18:18:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Voya Commercial Mortgage REIT, LLC See All Filings	D	2019-12-23 18:14:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers H & L Equities, LLC CIK Number 0001797822 Filed Document 0001797822-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-23 18:14:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VCM Residences at Riverdale, LP See All Filings	D	2019-12-23 18:09:38 UTC
Amount To Be Raised $5,421,000 Associated Brokers / Dealers N/A CIK Number 0001795982 Filed Document 0001795982-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-23 18:09:38 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Ocular Innovations, Inc. See All Filings	D	2019-12-23 18:01:28 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001797813 Filed Document 0001797813-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-23 18:01:28 UTC Type of Offering D Industry Other Technology Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Avidbank Holdings, Inc. See All Filings	D	2019-12-23 17:54:56 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers Sandler O'Neill + Partners, L.P. CIK Number 0001443575 Filed Document 0001567619-19-023572 Exclusions or Exemptions 506b Accepted Date 2019-12-23 17:54:56 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
NI Fund I, a series of DV Deals, LP See All Filings	D	2019-12-23 17:49:02 UTC
Amount To Be Raised $83,000 Associated Brokers / Dealers N/A CIK Number 0001797824 Filed Document 0001797824-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-23 17:49:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JULY STREET PROPERTY HOLDINGS LLC See All Filings	D	2019-12-23 17:48:30 UTC
Amount To Be Raised $10,125,000 Associated Brokers / Dealers N/A CIK Number 0001797860 Filed Document 0001797860-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-23 17:48:30 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Shoonya Digital, Inc. See All Filings	D	2019-12-23 17:39:18 UTC
Amount To Be Raised $712,502 Associated Brokers / Dealers N/A CIK Number 0001777492 Filed Document 0001777492-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-23 17:39:18 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hooray Foods, Inc. See All Filings	D	2019-12-23 17:37:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001796836 Filed Document 0001796836-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-23 17:37:21 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
MA BEAUTE INC. See All Filings	D	2019-12-23 17:36:29 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001796634 Filed Document 0001796634-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-23 17:36:29 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other