Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Plume Design, Inc. See All Filings	D	2019-12-27 14:13:51 UTC
Amount To Be Raised $47,857,619 Associated Brokers / Dealers N/A CIK Number 0001664759 Filed Document 0001664759-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-27 14:13:51 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MILL HILL CREDIT OPPORTUNITIES FUND LP See All Filings	D/A	2019-12-27 14:09:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690624 Filed Document 0001690624-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-27 14:09:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apollo Total Return Fund Enhanced (Exempt) LP See All Filings	D/A	2019-12-27 14:05:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660827 Filed Document 0000950142-19-002565 Exclusions or Exemptions 506b Accepted Date 2019-12-27 14:05:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Total Return Fund Enhanced (Offshore) Ltd. See All Filings	D/A	2019-12-27 14:04:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660828 Filed Document 0000950142-19-002564 Exclusions or Exemptions 506b Accepted Date 2019-12-27 14:04:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Graycliff Private Equity Partners IV LP See All Filings	D/A	2019-12-27 14:03:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001784686 Filed Document 0001784686-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-27 14:03:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Total Return Fund Enhanced (Onshore) LP See All Filings	D/A	2019-12-27 14:03:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660829 Filed Document 0000950142-19-002563 Exclusions or Exemptions 506b Accepted Date 2019-12-27 14:03:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Maple Rock Offshore Fund LP See All Filings	D/A	2019-12-27 13:50:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629618 Filed Document 0001683241-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-12-27 13:50:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Olympus Peak Onshore LP See All Filings	D/A	2019-12-27 13:47:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762932 Filed Document 0001315863-19-000986 Exclusions or Exemptions 506b Accepted Date 2019-12-27 13:47:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Olympus Peak Offshore Ltd. See All Filings	D/A	2019-12-27 13:45:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001763064 Filed Document 0001315863-19-000985 Exclusions or Exemptions 506b Accepted Date 2019-12-27 13:45:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
B R A S S PARTNERSHIP IN COMMENDAM See All Filings	D	2019-12-27 13:42:17 UTC
Amount To Be Raised $721,875 Associated Brokers / Dealers N/A CIK Number 0001223895 Filed Document 0001223895-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-27 13:42:17 UTC Type of Offering D Industry Other Health Care Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Promentis Pharmaceuticals, Inc. See All Filings	D	2019-12-27 13:33:02 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001470994 Filed Document 0001470994-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-27 13:33:02 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
Blackstone Alternatives Solution VI Fund (Offshore) L.P. See All Filings	D	2019-12-27 13:31:33 UTC
Amount To Be Raised $53,005,000 Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001797710 Filed Document 0001797710-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-27 13:31:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maple Rock US Fund LP See All Filings	D/A	2019-12-27 13:29:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629616 Filed Document 0001683241-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-12-27 13:29:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Selleration, Inc. See All Filings	D	2019-12-27 13:23:07 UTC
Amount To Be Raised $2,555,420 Associated Brokers / Dealers N/A CIK Number 0001604357 Filed Document 0001604357-19-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2019-12-27 13:23:07 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Blue Vista Student Housing Fund III-C, LLC See All Filings	D/A	2019-12-27 13:21:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781334 Filed Document 0001781334-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-27 13:21:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone Alternatives Solution VI L.P. See All Filings	D	2019-12-27 13:18:19 UTC
Amount To Be Raised $536,054,000 Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001797711 Filed Document 0001797711-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-27 13:18:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coladka, Inc. See All Filings	D/A	2019-12-27 13:17:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768918 Filed Document 0001768918-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-27 13:17:10 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
HUSREF VII Parallel REIT See All Filings	D	2019-12-27 12:49:05 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001797850 Filed Document 0001797850-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-27 12:49:05 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Soroban Special Investment Cayman Fund LP See All Filings	D/A	2019-12-27 12:48:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683240 Filed Document 0001683241-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-27 12:48:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AlphaCredit Investment Grade Bond Portfolio See All Filings	D/A	2019-12-27 12:48:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762746 Filed Document 0001795431-19-000016 Exclusions or Exemptions 506b Accepted Date 2019-12-27 12:48:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HUSREF VII Feeder REIT See All Filings	D	2019-12-27 12:47:22 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001797851 Filed Document 0001797851-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-27 12:47:22 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
AlphaCredit High Yield Bond Portfolio II See All Filings	D/A	2019-12-27 12:45:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762745 Filed Document 0001795431-19-000015 Exclusions or Exemptions 506b Accepted Date 2019-12-27 12:45:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Harbert Seniors Housing II, LLC See All Filings	D	2019-12-27 12:45:29 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001797888 Filed Document 0001797888-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-27 12:45:29 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Franklin Surgical Center, LLC See All Filings	D	2019-12-27 12:33:39 UTC
Amount To Be Raised $96,000 Associated Brokers / Dealers N/A CIK Number 0001714241 Filed Document 0001797720-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-27 12:33:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Hexamer Therapeutics, Inc See All Filings	D	2019-12-27 12:32:49 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001797915 Filed Document 0001797915-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-27 12:32:49 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Alternative Financing Options Inc. See All Filings	D/A	2019-12-27 12:27:01 UTC
Amount To Be Raised $2,299,200 Associated Brokers / Dealers N/A CIK Number 0001719619 Filed Document 0001719619-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-27 12:27:01 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Athanor International Fund, Ltd. See All Filings	D/A	2019-12-27 12:22:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724744 Filed Document 0001724744-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-27 12:22:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Athanor Fund, LP See All Filings	D/A	2019-12-27 12:18:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724746 Filed Document 0001724746-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-27 12:18:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Soroban Opportunities Cayman Fund Ltd See All Filings	D/A	2019-12-27 12:14:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615909 Filed Document 0001683241-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-27 12:14:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jackson Industrial Investments, LLC See All Filings	D/A	2019-12-27 12:11:42 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers Metric Financial Inc. CIK Number 0001794841 Filed Document 0001794841-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-27 12:11:42 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Clearwater (No. 2) REIT LLC See All Filings	D	2019-12-27 11:58:10 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, H & L Equities, LLC, H & L Equities, LLC, H & L Equities, LLC, and H & L Equities, LLC CIK Number 0001797830 Filed Document 0001797830-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-27 11:58:10 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Regenerative Foods & Juices Company, Inc. See All Filings	D	2019-12-27 11:49:42 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001739956 Filed Document 0001739956-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-27 11:49:42 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Ipsidy Inc. See All Filings	D	2019-12-27 11:47:08 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001534154 Filed Document 0001213900-19-027071 Exclusions or Exemptions 506b Accepted Date 2019-12-27 11:47:08 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
VP Operating Inc See All Filings	D/A	2019-12-27 11:44:56 UTC
Amount To Be Raised $1,550,000 Associated Brokers / Dealers N/A CIK Number 0001600199 Filed Document 0001600199-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-27 11:44:56 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Cerahelix, Inc. See All Filings	D	2019-12-27 11:42:02 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001510131 Filed Document 0001510131-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-27 11:42:02 UTC Type of Offering D Industry Other Technology Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Claria Medical, Inc. See All Filings	D	2019-12-27 11:34:55 UTC
Amount To Be Raised $832,500 Associated Brokers / Dealers N/A CIK Number 0001711350 Filed Document 0001711350-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-27 11:34:55 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Massachusetts Avenue Surgery Center, LLC See All Filings	D	2019-12-27 11:32:42 UTC
Amount To Be Raised $440,000 Associated Brokers / Dealers NA CIK Number 0001797720 Filed Document 0001797720-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-27 11:32:42 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Series 1, a series of Silicon Valley CISO Investments LLC See All Filings	D	2019-12-27 11:24:38 UTC
Amount To Be Raised $84,705 Associated Brokers / Dealers N/A CIK Number 0001797329 Filed Document 0001793221-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-27 11:24:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Soroban Special Investment Fund LLC - Series A See All Filings	D/A	2019-12-27 11:21:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683241 Filed Document 0001683241-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-27 11:21:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sprott Private Resource Streaming & Royalty (US), LP See All Filings	D	2019-12-27 11:16:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sprott Global Resource Investments Ltd. CIK Number 0001790775 Filed Document 0001567619-19-023626 Exclusions or Exemptions 506b Accepted Date 2019-12-27 11:16:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Genesis Software Innovations, LLC See All Filings	D	2019-12-27 11:06:16 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001772212 Filed Document 0001772212-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-27 11:06:16 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
HCM TRI Partners, L.P. See All Filings	D	2019-12-27 11:04:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797235 Filed Document 0001797235-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-27 11:04:57 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
FinDox Inc. See All Filings	D	2019-12-27 11:03:39 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001690513 Filed Document 0001690513-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-27 11:03:39 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Soroban Opportunities Fund LLC See All Filings	D/A	2019-12-27 10:59:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615910 Filed Document 0001798083-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-27 10:59:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Augusta SF, LLC See All Filings	D	2019-12-27 10:32:39 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001797335 Filed Document 0001797335-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-27 10:32:39 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CYLOGIC INC. See All Filings	D	2019-12-27 10:25:44 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001791618 Filed Document 0001791618-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-27 10:25:44 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
GABELLI GLOBAL INFRASTRUCTURE & DEVELOPMENT PARTNERS, L.P. See All Filings	D/A	2019-12-27 10:08:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers G.research, LLC CIK Number 0001621871 Filed Document 0000919574-19-007828 Exclusions or Exemptions 506b Accepted Date 2019-12-27 10:08:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CV QOZ Partners B-8, LP See All Filings	D	2019-12-27 10:06:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CITI PRIVATE ADVISORY, LLC, CITIGROUP GLOBAL MARKETS INC., and CAIS CAPITAL LLC CIK Number 0001797660 Filed Document 0001797660-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-27 10:06:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ACCUMULUS EMERGING MANAGERS FUND LP See All Filings	D/A	2019-12-27 10:06:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555639 Filed Document 0000919574-19-007826 Exclusions or Exemptions 506b Accepted Date 2019-12-27 10:06:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GABELLI ASSOCIATES LTD II E See All Filings	D/A	2019-12-27 10:05:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers G.research, LLC, Arete Wealth Management, LLC, and TimeCapital Securities Corporation CIK Number 0001489941 Filed Document 0000919574-19-007825 Exclusions or Exemptions 506b Accepted Date 2019-12-27 10:05:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity