Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Chickasaw MLP Partners, LLC See All Filings	D/A	2019-12-30 13:55:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726936 Filed Document 0001726936-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-30 13:55:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sound Agriculture Co See All Filings	D	2019-12-30 13:55:15 UTC
Amount To Be Raised $13,102,736 Associated Brokers / Dealers N/A CIK Number 0001723422 Filed Document 0001723422-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-30 13:55:15 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ALL PRO BELL STATION, LLLP See All Filings	D	2019-12-30 13:49:14 UTC
Amount To Be Raised $4,350,000 Associated Brokers / Dealers N/A CIK Number 0001798247 Filed Document 0001798247-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-30 13:49:14 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
AEW Core Property Trust (US) Inc See All Filings	D	2019-12-30 13:45:33 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001409684 Filed Document 0001409684-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-30 13:45:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CannaRoyalty Corp. See All Filings	D/A	2019-12-30 13:42:43 UTC
Amount To Be Raised $4,106,542 Associated Brokers / Dealers N/A CIK Number 0001757034 Filed Document 0001757034-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-12-30 13:42:43 UTC Type of Offering D/A Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Terragenics Nutrition, Inc. See All Filings	D	2019-12-30 13:40:50 UTC
Amount To Be Raised $506,250 Associated Brokers / Dealers N/A CIK Number 0001772850 Filed Document 0001772850-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-30 13:40:50 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
ProtoKinetix, Inc. See All Filings	D/A	2019-12-30 13:38:30 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001128189 Filed Document 0001128189-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-12-30 13:38:30 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Emerging Oaks Alpha, LP See All Filings	D	2019-12-30 13:34:07 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001797404 Filed Document 0001797940-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-30 13:34:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Advantage Capital Holdings V, LLC See All Filings	D	2019-12-30 13:29:38 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers GROWTH CAPITAL SERVICES, INC. CIK Number 0001796772 Filed Document 0001796772-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-30 13:29:38 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Blizzard Trading Partners, LLC See All Filings	D	2019-12-30 13:27:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797203 Filed Document 0001797203-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-30 13:27:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Efficient Access - Original Futures See All Filings	D	2019-12-30 13:26:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797594 Filed Document 0001797594-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-30 13:26:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hampton Columbus Investors LLC See All Filings	D	2019-12-30 13:19:51 UTC
Amount To Be Raised $6,300,000 Associated Brokers / Dealers N/A CIK Number 0001798275 Filed Document 0001798275-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-30 13:19:51 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
VPG Medical Inc. See All Filings	D	2019-12-30 13:16:39 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001764130 Filed Document 0001764130-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-30 13:16:39 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lawless Beauty Inc. See All Filings	D	2019-12-30 13:16:08 UTC
Amount To Be Raised $5,000,003 Associated Brokers / Dealers N/A CIK Number 0001798284 Filed Document 0001798284-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-30 13:16:08 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Renegade Capital Global Macro Segregated Portfolio of the South Africa Alpha SPC See All Filings	D	2019-12-30 13:10:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797449 Filed Document 0001797449-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-30 13:10:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMERSON POINT CAPITAL PARTNERS LP See All Filings	D/A	2019-12-30 13:06:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722075 Filed Document 0000950142-19-002582 Exclusions or Exemptions 506b Accepted Date 2019-12-30 13:06:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
EMERSON POINT CAPITAL OVERSEAS LP See All Filings	D/A	2019-12-30 13:04:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722077 Filed Document 0000950142-19-002581 Exclusions or Exemptions 506b Accepted Date 2019-12-30 13:04:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Rare Springdale Austin, LLC See All Filings	D	2019-12-30 13:03:00 UTC
Amount To Be Raised $2,090,000 Associated Brokers / Dealers N/A CIK Number 0001797940 Filed Document 0001797940-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-30 13:03:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
EMERSON POINT CAPITAL LONG OPPORTUNITIES PARTNERS LP See All Filings	D/A	2019-12-30 13:02:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722073 Filed Document 0000950142-19-002580 Exclusions or Exemptions 506b Accepted Date 2019-12-30 13:02:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
EMERSON POINT CAPITAL LONG OPPORTUNITIES OVERSEAS LP See All Filings	D/A	2019-12-30 13:00:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722072 Filed Document 0000950142-19-002579 Exclusions or Exemptions 506b Accepted Date 2019-12-30 13:00:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Knocking Inc. See All Filings	D	2019-12-30 12:59:23 UTC
Amount To Be Raised $3,865,000 Associated Brokers / Dealers N/A CIK Number 0001798123 Filed Document 0001798123-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-30 12:59:23 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Fallbrook Mortgage Fund LLC See All Filings	D	2019-12-30 12:59:09 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001798151 Filed Document 0001798151-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-30 12:59:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EMERSON POINT CAPITAL HORIZON PARTNERS LP See All Filings	D/A	2019-12-30 12:58:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722074 Filed Document 0000950142-19-002578 Exclusions or Exemptions 506b Accepted Date 2019-12-30 12:58:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
EMERSON POINT CAPITAL HORIZON OVERSEAS LP See All Filings	D/A	2019-12-30 12:56:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722071 Filed Document 0000950142-19-002577 Exclusions or Exemptions 506b Accepted Date 2019-12-30 12:56:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CDx Medical Holdings, Inc. See All Filings	D	2019-12-30 12:56:53 UTC
Amount To Be Raised $17,344,086 Associated Brokers / Dealers N/A CIK Number 0001797990 Filed Document 0001797990-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-30 12:56:53 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ashmore EM Active Equity Fund LP See All Filings	D	2019-12-30 12:56:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001793873 Filed Document 0001793873-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-30 12:56:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CA Student Living Income & Growth REIT, LLC See All Filings	D	2019-12-30 12:52:31 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001798145 Filed Document 0001798145-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-30 12:52:31 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CA Student Living Income & Growth HoldCo REIT, LLC See All Filings	D	2019-12-30 12:46:53 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001798146 Filed Document 0001798146-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-30 12:46:53 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Fan Label LLC See All Filings	D/A	2019-12-30 12:46:44 UTC
Amount To Be Raised $3,525,000 Associated Brokers / Dealers N/A CIK Number 0001698379 Filed Document 0001698379-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-30 12:46:44 UTC Type of Offering D/A Industry Business Services Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Debt
EVERGREEN BANCSHARES INC See All Filings	D	2019-12-30 12:35:12 UTC
Amount To Be Raised $7,700,011 Associated Brokers / Dealers N/A CIK Number 0001756744 Filed Document 0001756744-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-30 12:35:12 UTC Type of Offering D Industry Commercial Banking Principal Place of Business UNITED STATES Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Caius Capital Financials Fund See All Filings	D	2019-12-30 12:25:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797407 Filed Document 0001315863-19-000989 Exclusions or Exemptions 506b Accepted Date 2019-12-30 12:25:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 506 See All Filings	D	2019-12-30 12:24:30 UTC
Amount To Be Raised $1,874,615 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001795180 Filed Document 0001794207-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-30 12:24:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 503 See All Filings	D	2019-12-30 12:23:14 UTC
Amount To Be Raised $185,003 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001794208 Filed Document 0001794207-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-30 12:23:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 502 See All Filings	D	2019-12-30 12:22:04 UTC
Amount To Be Raised $580,977 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001794207 Filed Document 0001794207-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-30 12:22:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CDx Medical Holdings, Inc. See All Filings	D	2019-12-30 12:22:01 UTC
Amount To Be Raised $17,344,086 Associated Brokers / Dealers N/A CIK Number 0001797990 Filed Document 0001797990-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-30 12:22:01 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Iron Ox, Inc. See All Filings	D	2019-12-30 12:19:53 UTC
Amount To Be Raised $6,999,997 Associated Brokers / Dealers N/A CIK Number 0001726372 Filed Document 0001727284-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-30 12:19:53 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Green Falcon Investors IV, L.P. See All Filings	D/A	2019-12-30 12:18:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797836 Filed Document 0001797836-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-30 12:18:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Coastal Enterprises, Inc. See All Filings	D/A	2019-12-30 12:16:48 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001706246 Filed Document 0001706246-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-30 12:16:48 UTC Type of Offering D/A Industry Other Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Debt
Schroder All-ILS Fund Ltd. See All Filings	D/A	2019-12-30 12:16:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565659 Filed Document 0001565659-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-30 12:16:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Pill Club Holdings, Inc. See All Filings	D	2019-12-30 12:05:28 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001719865 Filed Document 0001719865-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-30 12:05:28 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
forTRA Health, Inc. See All Filings	D	2019-12-30 12:02:59 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001727284 Filed Document 0001727284-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-30 12:02:59 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Oribel Capital Partners Offshore, Ltd. See All Filings	D/A	2019-12-30 12:02:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662242 Filed Document 0001013594-19-000776 Exclusions or Exemptions 506b Accepted Date 2019-12-30 12:02:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
WPT BR I, LLC See All Filings	D	2019-12-30 11:59:42 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001797363 Filed Document 0001797363-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-30 11:59:42 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Avenue A Development, LLC See All Filings	D	2019-12-30 11:57:19 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001797366 Filed Document 0001797366-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-30 11:57:19 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Avenue A Development II, LLC See All Filings	D	2019-12-30 11:55:26 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001797364 Filed Document 0001797364-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-30 11:55:26 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Spruce House Partnership (QP) LP See All Filings	D	2019-12-30 11:55:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797552 Filed Document 0001567619-19-023663 Exclusions or Exemptions 506b Accepted Date 2019-12-30 11:55:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Platform RES V REIT, LLC See All Filings	D	2019-12-30 11:50:35 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001797242 Filed Document 0001797242-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-30 11:50:35 UTC Type of Offering D Industry REITS and Finance Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Neighbor Storage, Inc. See All Filings	D	2019-12-30 11:50:09 UTC
Amount To Be Raised $8,999,995 Associated Brokers / Dealers N/A CIK Number 0001712600 Filed Document 0001712600-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-30 11:50:09 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Benedict Value Fund, L.P. See All Filings	D/A	2019-12-30 11:48:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726610 Filed Document 0001013594-19-000775 Exclusions or Exemptions 506b Accepted Date 2019-12-30 11:48:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Four Seasons Apartments, LLC See All Filings	D	2019-12-30 11:48:01 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001798235 Filed Document 0001445866-19-001468 Exclusions or Exemptions 506b Accepted Date 2019-12-30 11:48:01 UTC Type of Offering D Industry Commercial Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Debt