|
|
D/A |
2020-01-03 16:22:22 UTC |
- Amount To Be Raised
- $1,842,002
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001092289
- Filed Document
- 0001092289-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 16:22:22 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Equity
|
|
|
D |
2020-01-03 16:22:05 UTC |
- Amount To Be Raised
- $5,562,186
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001403840
- Filed Document
- 0001403840-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 16:22:05 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- NORWAY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2020-01-03 16:18:22 UTC |
- Amount To Be Raised
- $225,000,000
- Associated Brokers / Dealers
- METRIC POINT CAPITAL, LLC
- CIK Number
- 0001797290
- Filed Document
- 0001797290-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 16:18:22 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-03 16:17:56 UTC |
- Amount To Be Raised
- $18,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001585641
- Filed Document
- 0001585641-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 16:17:56 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-03 16:08:36 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001680110
- Filed Document
- 0001680110-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 16:08:36 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-03 16:08:14 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001795627
- Filed Document
- 0001795627-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 16:08:14 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-03 16:07:18 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798439
- Filed Document
- 0001798439-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 16:07:18 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-03 16:04:24 UTC |
- Amount To Be Raised
- $3,968,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798780
- Filed Document
- 0001798780-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 16:04:24 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MAINE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-03 16:04:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798535
- Filed Document
- 0001798535-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 16:04:08 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2020-01-03 16:03:44 UTC |
- Amount To Be Raised
- $266,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798178
- Filed Document
- 0001798178-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 16:03:44 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-01-03 16:03:35 UTC |
- Amount To Be Raised
- $325,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001797910
- Filed Document
- 0001797910-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 16:03:35 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2020-01-03 16:03:22 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798787
- Filed Document
- 0001798787-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 16:03:22 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2020-01-03 16:01:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798537
- Filed Document
- 0001798537-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 16:01:41 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2020-01-03 15:58:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798534
- Filed Document
- 0001798534-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 15:58:31 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2020-01-03 15:55:03 UTC |
- Amount To Be Raised
- $1,600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001794357
- Filed Document
- 0001794357-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 15:55:03 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-03 15:49:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762437
- Filed Document
- 0001762437-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 15:49:12 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2020-01-03 15:45:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798029
- Filed Document
- 0001798688-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 15:45:44 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-01-03 15:45:21 UTC |
- Amount To Be Raised
- $125,600
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798710
- Filed Document
- 0001798710-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 15:45:21 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2020-01-03 15:41:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798377
- Filed Document
- 0000935836-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 15:41:10 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-03 15:40:22 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798781
- Filed Document
- 0001798781-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 15:40:22 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2020-01-03 15:32:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Palladium Capital Advisors, LLC
- CIK Number
- 0001798106
- Filed Document
- 0001798106-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 15:32:46 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2020-01-03 15:22:55 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001748908
- Filed Document
- 0001748908-20-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 15:22:55 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2020-01-03 15:22:54 UTC |
- Amount To Be Raised
- $1,842,006
- Associated Brokers / Dealers
- None
- CIK Number
- 0001092289
- Filed Document
- 0001092289-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 15:22:54 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Equity
|
|
|
D |
2020-01-03 15:21:50 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- Janney Montgomery Scott, LLC
- CIK Number
- 0001602658
- Filed Document
- 0001602658-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 15:21:50 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- LOUISIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-03 15:20:03 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798672
- Filed Document
- 0001798672-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 15:20:03 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-03 15:13:33 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001795872
- Filed Document
- 0001795872-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 15:13:33 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2020-01-03 15:03:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001338475
- Filed Document
- 0000919574-20-000063
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 15:03:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-03 15:03:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798688
- Filed Document
- 0001798688-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 15:03:06 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-03 15:02:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001629625
- Filed Document
- 0000919574-20-000062
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 15:02:41 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-03 14:58:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Robert G. Byron and Peter Stelian
- CIK Number
- 0001338428
- Filed Document
- 0000919574-20-000060
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 14:58:41 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-03 14:57:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798687
- Filed Document
- 0001013594-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 14:57:31 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-03 14:53:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001693928
- Filed Document
- 0001693928-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 14:53:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-03 14:52:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001694524
- Filed Document
- 0000919574-20-000057
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 14:52:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-03 14:50:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001704195
- Filed Document
- 0001315863-20-000014
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 14:50:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-03 14:49:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001629603
- Filed Document
- 0000919574-20-000055
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 14:49:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-03 14:49:26 UTC |
- Amount To Be Raised
- $504,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001757074
- Filed Document
- 0001757074-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 14:49:26 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- ALBERTA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-03 14:48:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001704099
- Filed Document
- 0001315863-20-000013
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 14:48:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-03 14:47:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001727184
- Filed Document
- 0001315863-20-000012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 14:47:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-03 14:47:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798424
- Filed Document
- 0001798424-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 14:47:04 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-03 14:46:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001629612
- Filed Document
- 0000919574-20-000053
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 14:46:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-03 14:46:26 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798599
- Filed Document
- 0001798599-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 14:46:26 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2020-01-03 14:46:21 UTC |
- Amount To Be Raised
- $822,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001789466
- Filed Document
- 0001789466-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 14:46:21 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-03 14:43:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001704249
- Filed Document
- 0001315863-20-000011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 14:43:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-03 14:42:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001664798
- Filed Document
- 0000919574-20-000051
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 14:42:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-03 14:41:36 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001798478
- Filed Document
- 0001798478-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 14:41:36 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-03 14:41:22 UTC |
- Amount To Be Raised
- $335,000,000
- Associated Brokers / Dealers
- Vik Goel, Brian Pacen, Cambridge Investment Research, Inc., Jason Salmon, Tony Barouti, Chay Lapin, James Parry, Independent Financial Group, LLC, Bart Zandbergen, Steven Kolinsky, Crown Capital Securities, L.P., Brett Machtig, Rahul Halwasiya, Azeem Sheikh, The Strategic Financial Alliance, Inc., Concorde Investment Services, LLC, Lincoln Financial Advisors Corporation, Kelvin Bishop, Hillary J. Wertlieb, Justin Hewins, Robert Vanderpool, Lance Kash, Nora Castro, Jeffrey Feldman, John Gin, Brett Vendig, Christopher Patras, DFPG Investments, LLC, Steve Arnold, Steve Hein, Brian Laughlin, William Hugh Black, Guy A. Harrigan, Mark Baran, Scot A. Shier, Stacey Morimoto, and Dave Dahill
- CIK Number
- 0001773819
- Filed Document
- 0001773819-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 14:41:22 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-03 14:37:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001629626
- Filed Document
- 0000919574-20-000049
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 14:37:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-03 14:35:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001629614
- Filed Document
- 0000919574-20-000047
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 14:35:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-03 14:34:43 UTC |
- Amount To Be Raised
- $7,560,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001795027
- Filed Document
- 0001795027-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 14:34:43 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-03 14:33:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001172921
- Filed Document
- 0001172921-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 14:33:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|