|
|
D/A |
2020-01-06 11:05:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield
- CIK Number
- 0001628626
- Filed Document
- 0001628626-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-06 11:05:02 UTC
- Type of Offering
- D/A
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-06 11:03:14 UTC |
- Amount To Be Raised
- $1,840,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001797392
- Filed Document
- 0001797392-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-06 11:03:14 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-06 10:56:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758992
- Filed Document
- 0001758992-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-06 10:56:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-01-06 10:54:57 UTC |
- Amount To Be Raised
- $12,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001452835
- Filed Document
- 0001452835-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-06 10:54:57 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-06 10:54:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield
- CIK Number
- 0001628624
- Filed Document
- 0001628624-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-06 10:54:03 UTC
- Type of Offering
- D/A
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-06 10:46:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC
- CIK Number
- 0001630475
- Filed Document
- 0001630475-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-06 10:46:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-06 10:24:53 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001735556
- Filed Document
- 0001104659-20-001310
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-06 10:24:53 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CHINA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D |
2020-01-06 09:53:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001795009
- Filed Document
- 0000902664-20-000031
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-06 09:53:13 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-06 09:52:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001630518
- Filed Document
- 0001630518-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-06 09:52:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-01-06 09:49:20 UTC |
- Amount To Be Raised
- $6,770,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798606
- Filed Document
- 0001798606-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-06 09:49:20 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-06 09:45:27 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001673359
- Filed Document
- 0001673359-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-06 09:45:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- KENTUCKY
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-01-06 09:42:58 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001556331
- Filed Document
- 0001556331-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-06 09:42:58 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2020-01-06 09:38:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Glen A. Beigel and Richard Taglianetti
- CIK Number
- 0001537157
- Filed Document
- 0001537157-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-06 09:38:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-01-06 09:31:21 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001766410
- Filed Document
- 0001766410-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-06 09:31:21 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- OREGON
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2020-01-06 08:44:35 UTC |
- Amount To Be Raised
- $6,000,059
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785136
- Filed Document
- 0001785136-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-06 08:44:35 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-06 08:38:44 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001773305
- Filed Document
- 0001192482-20-000029
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-06 08:38:44 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2020-01-06 08:32:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001494515
- Filed Document
- 0001494515-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-06 08:32:55 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2020-01-06 07:34:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001727752
- Filed Document
- 0001085146-20-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-06 07:34:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-01-03 21:58:51 UTC |
- Amount To Be Raised
- $3,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798363
- Filed Document
- 0001798363-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 21:58:51 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D/A |
2020-01-03 20:32:03 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001708239
- Filed Document
- 0001708239-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 20:32:03 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-03 19:34:50 UTC |
- Amount To Be Raised
- $180,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798374
- Filed Document
- 0001798374-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 19:34:50 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2020-01-03 19:14:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- na
- CIK Number
- 0001798652
- Filed Document
- 0001798652-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 19:14:32 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2020-01-03 19:12:10 UTC |
- Amount To Be Raised
- $13,500,011
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001753304
- Filed Document
- 0001753304-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 19:12:10 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2020-01-03 18:57:52 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001777657
- Filed Document
- 0001777657-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 18:57:52 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-03 18:44:26 UTC |
- Amount To Be Raised
- $8,000,000
- Associated Brokers / Dealers
- TAGLICH BROTHERS, INC.
- CIK Number
- 0001283259
- Filed Document
- 0001461859-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 18:44:26 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2020-01-03 18:34:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798242
- Filed Document
- 0001798242-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 18:34:38 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-01-03 18:16:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001795093
- Filed Document
- 0001795093-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 18:16:27 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-01-03 18:05:19 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001781660
- Filed Document
- 0001781660-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 18:05:19 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-03 18:05:07 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001585608
- Filed Document
- 0001585608-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 18:05:07 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-03 18:04:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001355967
- Filed Document
- 0001355967-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 18:04:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-03 18:01:46 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001675517
- Filed Document
- 0001675517-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 18:01:46 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2020-01-03 17:46:10 UTC |
- Amount To Be Raised
- $600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001797952
- Filed Document
- 0001797952-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 17:46:10 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-03 17:42:58 UTC |
- Amount To Be Raised
- $7,000,200
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001553777
- Filed Document
- 0001553777-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 17:42:58 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- KENTUCKY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-03 17:38:28 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001757034
- Filed Document
- 0001757034-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 17:38:28 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-03 17:34:46 UTC |
- Amount To Be Raised
- $62,500
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001797849
- Filed Document
- 0001797849-20-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 17:34:46 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-03 17:25:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593174
- Filed Document
- 0000921895-20-000023
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 17:25:22 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-03 17:20:06 UTC |
- Amount To Be Raised
- $2,293,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798762
- Filed Document
- 0001798762-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 17:20:06 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-03 17:15:45 UTC |
- Amount To Be Raised
- $12,347,706
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798747
- Filed Document
- 0001798747-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 17:15:45 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-03 17:14:13 UTC |
- Amount To Be Raised
- $922,600
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798760
- Filed Document
- 0001798760-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 17:14:13 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-03 17:03:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- JP Morgan Securities LLC
- CIK Number
- 0001129758
- Filed Document
- 0001129758-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 17:03:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-03 16:59:23 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001763319
- Filed Document
- 0001763319-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 16:59:23 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-03 16:54:50 UTC |
- Amount To Be Raised
- $21,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001511754
- Filed Document
- 0001511754-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 16:54:50 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Carmenta Capital Co-Investments, L.P. - Investment Class 12
See All Filings
|
D |
2020-01-03 16:50:16 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001797970
- Filed Document
- 0001797970-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 16:50:16 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-01-03 16:46:12 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798356
- Filed Document
- 0001798356-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 16:46:12 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-03 16:44:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798784
- Filed Document
- 0001315863-20-000017
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 16:44:50 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-03 16:39:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Pierre de Weck
- CIK Number
- 0001795410
- Filed Document
- 0000950142-20-000026
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 16:39:35 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-03 16:36:31 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798713
- Filed Document
- 0001798713-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 16:36:31 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2020-01-03 16:34:09 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- J.P. Morgan Securities, LLC
- CIK Number
- 0001673977
- Filed Document
- 0001567619-20-000363
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 16:34:09 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-03 16:28:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001797928
- Filed Document
- 0001797928-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 16:28:37 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2020-01-03 16:28:28 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- RBC Capital Markets, LLC
- CIK Number
- 0001793481
- Filed Document
- 0001793481-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-03 16:28:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|