|
|
D |
2020-01-08 08:15:54 UTC |
- Amount To Be Raised
- $450,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798667
- Filed Document
- 0001798667-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-08 08:15:54 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MAINE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2020-01-08 06:41:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Hampden Agencies Limited
- CIK Number
- 0001351058
- Filed Document
- 0001351058-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-08 06:41:15 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- $Not Applicable
- Type of Security
- Other
|
|
|
D |
2020-01-07 22:02:43 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001455750
- Filed Document
- 0001455750-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-07 22:02:43 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ARKANSAS
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2020-01-07 21:02:32 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001798120
- Filed Document
- 0001798120-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-07 21:02:32 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2020-01-07 19:55:14 UTC |
- Amount To Be Raised
- $565,215
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001680962
- Filed Document
- 0001183740-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-07 19:55:14 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MANITOBA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-07 19:17:41 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001799064
- Filed Document
- 0001799064-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-07 19:17:41 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-07 19:02:21 UTC |
- Amount To Be Raised
- $964,359
- Associated Brokers / Dealers
- Forge Markets LLC
- CIK Number
- 0001793988
- Filed Document
- 0001775130-20-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-07 19:02:21 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-01-07 18:56:00 UTC |
- Amount To Be Raised
- $150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001796753
- Filed Document
- 0001775130-20-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-07 18:56:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-01-07 18:51:34 UTC |
- Amount To Be Raised
- $325,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798520
- Filed Document
- 0001775130-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-07 18:51:34 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-01-07 18:46:44 UTC |
- Amount To Be Raised
- $110,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001797331
- Filed Document
- 0001775130-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-07 18:46:44 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-01-07 18:44:02 UTC |
- Amount To Be Raised
- $272,724
- Associated Brokers / Dealers
- Forge Markets LLC
- CIK Number
- 0001775130
- Filed Document
- 0001775130-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-07 18:44:02 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-01-07 18:08:13 UTC |
- Amount To Be Raised
- $3,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001420128
- Filed Document
- 0001794785-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-07 18:08:13 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Sharding Holdings V, a series of Sharding Holdings Management LLC
See All Filings
|
D |
2020-01-07 18:02:50 UTC |
- Amount To Be Raised
- $225,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001797992
- Filed Document
- 0001797994-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-07 18:02:50 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Sharding Holdings IV, a series of Sharding Holdings Management LLC
See All Filings
|
D |
2020-01-07 17:54:01 UTC |
- Amount To Be Raised
- $114,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001797993
- Filed Document
- 0001797994-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-07 17:54:01 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Sharding Holdings III, a series of Sharding Holdings Management LLC
See All Filings
|
D |
2020-01-07 17:47:23 UTC |
- Amount To Be Raised
- $223,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001797994
- Filed Document
- 0001797994-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-07 17:47:23 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-07 17:42:03 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001798425
- Filed Document
- 0001798425-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-07 17:42:03 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-07 17:34:07 UTC |
- Amount To Be Raised
- $75,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001653909
- Filed Document
- 0001653909-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-07 17:34:07 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-07 17:29:15 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785180
- Filed Document
- 0001785180-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-07 17:29:15 UTC
- Type of Offering
- D/A
- Industry
- Manufacturing
- Principal Place of Business
- OHIO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2020-01-07 17:26:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798930
- Filed Document
- 0001798930-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-07 17:26:45 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-07 17:25:41 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001799004
- Filed Document
- 0001799004-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-07 17:25:41 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-07 17:22:51 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- Las Olas Capital Partners, LLC
- CIK Number
- 0001796613
- Filed Document
- 0001415889-20-000082
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-07 17:22:51 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-01-07 17:22:48 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001162896
- Filed Document
- 0001493152-20-000324
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-07 17:22:48 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2020-01-07 17:22:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798381
- Filed Document
- 0001798381-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-07 17:22:47 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-01-07 17:21:49 UTC |
- Amount To Be Raised
- $36,999,999
- Associated Brokers / Dealers
- Financial Technology Partners LP
- CIK Number
- 0001553181
- Filed Document
- 0001567619-20-000721
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-07 17:21:49 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-07 17:20:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001799077
- Filed Document
- 0001799077-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-07 17:20:33 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-01-07 17:18:17 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798788
- Filed Document
- 0001798788-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-07 17:18:17 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2020-01-07 17:16:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798819
- Filed Document
- 0001798819-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-07 17:16:54 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-07 17:16:24 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001799073
- Filed Document
- 0001799073-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-07 17:16:24 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2020-01-07 17:15:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725175
- Filed Document
- 0001725175-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-07 17:15:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-07 17:10:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762664
- Filed Document
- 0001315863-20-000029
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-07 17:10:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-07 17:08:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798295
- Filed Document
- 0000945621-20-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-07 17:08:05 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-07 17:07:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762682
- Filed Document
- 0001315863-20-000028
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-07 17:07:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-07 17:06:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001797817
- Filed Document
- 0001797817-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-07 17:06:11 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-07 17:04:54 UTC |
- Amount To Be Raised
- $14,126,019
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001662536
- Filed Document
- 0001662536-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-07 17:04:54 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-07 17:01:29 UTC |
- Amount To Be Raised
- $40,000,000
- Associated Brokers / Dealers
- Gentry Ashmore Hoit
- CIK Number
- 0001779979
- Filed Document
- 0001779979-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-07 17:01:29 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-07 16:54:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001797825
- Filed Document
- 0001797825-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-07 16:54:47 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-07 16:49:11 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, Lori Mayfield, and Charles Mathes
- CIK Number
- 0001798069
- Filed Document
- 0001798069-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-07 16:49:11 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2020-01-07 16:47:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001633823
- Filed Document
- 0001633823-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-07 16:47:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-01-07 16:44:55 UTC |
- Amount To Be Raised
- $4,445,163
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001799020
- Filed Document
- 0001799020-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-07 16:44:55 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-07 16:42:21 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001726881
- Filed Document
- 0001493152-20-000311
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-07 16:42:21 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-07 16:41:59 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, Lori Mayfield, and Charles Mathes
- CIK Number
- 0001798254
- Filed Document
- 0001798254-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-07 16:41:59 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2020-01-07 16:34:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- H.C. Wainwright & Co., LLC
- CIK Number
- 0000883975
- Filed Document
- 0001009448-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-07 16:34:33 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $No Revenues
- Type of Security
- Option To Acquire
|
|
|
D |
2020-01-07 16:33:58 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001799050
- Filed Document
- 0001799050-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-07 16:33:58 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- MAINE
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2020-01-07 16:33:37 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001697096
- Filed Document
- 0001567619-20-000708
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-07 16:33:37 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2020-01-07 16:32:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- H.C. Wainwright & Co., LLC
- CIK Number
- 0000883975
- Filed Document
- 0001009448-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-07 16:32:53 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $No Revenues
- Type of Security
- Option To Acquire
|
|
|
D |
2020-01-07 16:31:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- H.C. Wainwright & Co., LLC
- CIK Number
- 0000883975
- Filed Document
- 0001009448-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-07 16:31:31 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $No Revenues
- Type of Security
- Option To Acquire
|
|
|
D/A |
2020-01-07 16:30:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001795416
- Filed Document
- 0001795416-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-07 16:30:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-01-07 16:22:01 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- TPEG Securities
- CIK Number
- 0001793060
- Filed Document
- 0001793060-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-07 16:22:01 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2020-01-07 16:18:56 UTC |
- Amount To Be Raised
- $7,480,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001799035
- Filed Document
- 0001798997-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-07 16:18:56 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-07 16:15:10 UTC |
- Amount To Be Raised
- $31,005,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798338
- Filed Document
- 0001798338-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-07 16:15:10 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|