Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CFM Institutional Systematic Diversified Fund LP See All Filings	D/A	2020-01-09 11:50:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630258 Filed Document 0000943663-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-01-09 11:50:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Levered Insight Fund I, LP See All Filings	D/A	2020-01-09 11:47:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694099 Filed Document 0001694099-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-09 11:47:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Betsperts, Inc. See All Filings	D	2020-01-09 11:36:31 UTC
Amount To Be Raised $1,641,671 Associated Brokers / Dealers N/A CIK Number 0001799349 Filed Document 0001799349-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-09 11:36:31 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Lansing Management Onshore LP See All Filings	D/A	2020-01-09 11:36:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691909 Filed Document 0001691909-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-09 11:36:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eastland Enterprise, LLC See All Filings	D	2020-01-09 11:32:31 UTC
Amount To Be Raised $675,000 Associated Brokers / Dealers N/A CIK Number 0001799149 Filed Document 0001799149-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-09 11:32:31 UTC Type of Offering D Industry Commercial Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Cuadds LLC See All Filings	D	2020-01-09 11:31:14 UTC
Amount To Be Raised $190,000 Associated Brokers / Dealers N/A CIK Number 0001796250 Filed Document 0001796250-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-09 11:31:14 UTC Type of Offering D Industry Other Principal Place of Business ARGENTINA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Wise Origin Fund I, LP See All Filings	D	2020-01-09 11:27:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fidelity Brokerage Services LLC CIK Number 0001799299 Filed Document 0001799299-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-09 11:27:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLICK NOTICES, INC. See All Filings	D	2020-01-09 11:25:45 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001665674 Filed Document 0001665674-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-09 11:25:45 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Net Venture See All Filings	D	2020-01-09 11:21:25 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001657169 Filed Document 0001657169-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-09 11:21:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Metuchen Pharmaceuticals, LLC See All Filings	D	2020-01-09 11:13:40 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001799256 Filed Document 0001799256-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-09 11:13:40 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Ark National Holdings LLC See All Filings	D	2020-01-09 11:13:35 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001799335 Filed Document 0001799335-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-09 11:13:35 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Axs Works, LLC See All Filings	D	2020-01-09 11:04:07 UTC
Amount To Be Raised $3,578,949 Associated Brokers / Dealers N/A CIK Number 0001796805 Filed Document 0001796805-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-09 11:04:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mile Square Foods, Inc. See All Filings	D	2020-01-09 10:43:38 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001797869 Filed Document 0001797869-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-09 10:43:38 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
41 Newport Avenue SNF Realty Holdings LLC See All Filings	D	2020-01-09 10:39:28 UTC
Amount To Be Raised $815,000 Associated Brokers / Dealers N/A CIK Number 0001798343 Filed Document 0001798343-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-09 10:39:28 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Indie Diversified Income Fund, LLC See All Filings	D/A	2020-01-09 10:27:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746594 Filed Document 0001178858-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-09 10:27:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AS Fund I, a series of Heron Rock AL Access Funds, LP See All Filings	D/A	2020-01-09 10:27:27 UTC
Amount To Be Raised $254,000 Associated Brokers / Dealers N/A CIK Number 0001799287 Filed Document 0001799287-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-01-09 10:27:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ORTHALIGN INC See All Filings	D	2020-01-09 10:27:20 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001454638 Filed Document 0001454638-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-09 10:27:20 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
12th Street Asset Management LP See All Filings	D/A	2020-01-09 10:21:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001449906 Filed Document 0001449906-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-09 10:21:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vestia Ventures MiRus Investment LLC See All Filings	D/A	2020-01-09 10:19:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001763022 Filed Document 0001763022-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-09 10:19:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NRMA, LLC See All Filings	D/A	2020-01-09 10:11:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MONNESS CRESPI HARDT & CO., INC. and SAXONY SECURITIES, INC. CIK Number 0001510686 Filed Document 0000919574-20-000180 Exclusions or Exemptions 506b Accepted Date 2020-01-09 10:11:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Net Return Fund, Ltd. See All Filings	D/A	2020-01-09 10:09:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MONNESS CRESPI HARDT & CO., INC. and SAXONY SECURITIES, INC. CIK Number 0001381619 Filed Document 0000919574-20-000178 Exclusions or Exemptions 506b Accepted Date 2020-01-09 10:09:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Net Return Fund, LP See All Filings	D/A	2020-01-09 10:05:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MONNESS CRESPI HARDT & CO., INC. and SAXONY SECURITIES, INC. CIK Number 0001364017 Filed Document 0000919574-20-000176 Exclusions or Exemptions 506b Accepted Date 2020-01-09 10:05:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Medicom Technologies, Inc. See All Filings	D	2020-01-09 10:02:06 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001678666 Filed Document 0001678666-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-09 10:02:06 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
CircleCo Inc See All Filings	D	2020-01-09 09:59:03 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001798769 Filed Document 0001798769-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-09 09:59:03 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Option To Acquire
Castine Partners II, LP See All Filings	D/A	2020-01-09 09:50:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001372232 Filed Document 0000919574-20-000174 Exclusions or Exemptions 506b Accepted Date 2020-01-09 09:50:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
STAC Inc. See All Filings	D/A	2020-01-09 09:45:12 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers N/A CIK Number 0001781877 Filed Document 0001781877-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-09 09:45:12 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Debt
Blueprint Red BLuff Office Co-Invest, LLLP See All Filings	D	2020-01-09 09:44:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001796952 Filed Document 0001796952-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-09 09:44:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALPHA INSURANCE ANALYSTS LTD See All Filings	D	2020-01-09 09:35:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N-A CIK Number 0001454220 Filed Document 0001454220-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-09 09:35:47 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business UNITED KINGDOM Revenue or Assets $Not Applicable Type of Security Other
Spectrum Capital Securities Institutional Fund, LLC See All Filings	D/A	2020-01-09 09:25:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762636 Filed Document 0001762636-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-09 09:25:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beet Investment II, LLC See All Filings	D	2020-01-09 09:23:56 UTC
Amount To Be Raised $7,550,000 Associated Brokers / Dealers N/A CIK Number 0001799317 Filed Document 0001799317-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-09 09:23:56 UTC Type of Offering D Industry Investing Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
EP CLO Opportunities Fund I LP See All Filings	D/A	2020-01-09 09:18:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663291 Filed Document 0000945621-20-000008 Exclusions or Exemptions 506b Accepted Date 2020-01-09 09:18:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
DRM US Core REIT LLC See All Filings	D/A	2020-01-09 08:39:19 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC CIK Number 0001791014 Filed Document 0000950138-20-000025 Exclusions or Exemptions 506b Accepted Date 2020-01-09 08:39:19 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SEVEN REDMOND INVESTMENT, LLC See All Filings	D	2020-01-09 08:32:41 UTC
Amount To Be Raised $9,475,000 Associated Brokers / Dealers N/A CIK Number 0001798834 Filed Document 0001798834-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-09 08:32:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
David S. Rosenberg & Associates, LLC See All Filings	D	2020-01-09 08:28:21 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers David S. Rosenberg CIK Number 0001773857 Filed Document 0001773857-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-09 08:28:21 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Debt
Argenta Private Capital Ltd See All Filings	D/A	2020-01-09 07:02:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Please see footnote 5 attached. CIK Number 0001133078 Filed Document 0001133078-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-01-09 07:02:40 UTC Type of Offering D/A Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets $Not Applicable Type of Security Other
Cabretta OZ HPP, LLC See All Filings	D/A	2020-01-09 06:59:33 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers N/A CIK Number 0001777841 Filed Document 0001777841-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-09 06:59:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Marshall Wace Managed Accounts ICAV - MW Market Neutral TOPS Plus Fund See All Filings	D/A	2020-01-09 06:47:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761066 Filed Document 0000902664-20-000092 Exclusions or Exemptions 506b Accepted Date 2020-01-09 06:47:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Panview Asian Equity Offshore Feeder Fund See All Filings	D	2020-01-09 06:47:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797221 Filed Document 0001797221-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-09 06:47:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viking Partners Fund LP See All Filings	D/A	2020-01-09 06:37:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478759 Filed Document 0000902664-20-000091 Exclusions or Exemptions 506b Accepted Date 2020-01-09 06:37:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Panview Asian Equity Onshore Feeder Fund See All Filings	D	2020-01-09 06:33:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797222 Filed Document 0001797222-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-09 06:33:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viking Partners Long Fund LP See All Filings	D/A	2020-01-09 06:32:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478760 Filed Document 0000902664-20-000090 Exclusions or Exemptions 506b Accepted Date 2020-01-09 06:32:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oceanic Opportunities Fund Ltd See All Filings	D/A	2020-01-09 06:25:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565628 Filed Document 0000902664-20-000089 Exclusions or Exemptions 506b Accepted Date 2020-01-09 06:25:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oceanic Opportunities Master Fund, L.P. See All Filings	D/A	2020-01-09 06:21:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565578 Filed Document 0000902664-20-000088 Exclusions or Exemptions 506b Accepted Date 2020-01-09 06:21:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Panview Asian Equity Master Fund See All Filings	D	2020-01-09 06:19:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797217 Filed Document 0001797217-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-09 06:19:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viking Global Opportunities LP See All Filings	D/A	2020-01-09 06:13:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629480 Filed Document 0000902664-20-000087 Exclusions or Exemptions 506b Accepted Date 2020-01-09 06:13:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viking Global Opportunities III LP See All Filings	D/A	2020-01-09 06:09:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629447 Filed Document 0000902664-20-000086 Exclusions or Exemptions 506b Accepted Date 2020-01-09 06:09:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viking Long Fund LP See All Filings	D/A	2020-01-09 06:03:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453459 Filed Document 0000902664-20-000085 Exclusions or Exemptions 506b Accepted Date 2020-01-09 06:03:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alexander Capital Ventures LLC See All Filings	D	2020-01-09 06:03:05 UTC
Amount To Be Raised $4,034,328 Associated Brokers / Dealers Jonathan Gazdak CIK Number 0001682558 Filed Document 0001104659-20-002401 Exclusions or Exemptions 506b Accepted Date 2020-01-09 06:03:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Edison Fund, L.P. See All Filings	D	2020-01-08 21:23:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785143 Filed Document 0001785142-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-08 21:23:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Edison Fund (Offshore), L.P. See All Filings	D	2020-01-08 21:16:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785142 Filed Document 0001785142-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-08 21:16:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity