Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Callais Venture Partners, LLC See All Filings	D	2020-01-13 11:59:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001798937 Filed Document 0001798937-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 11:59:15 UTC Type of Offering D Industry Investing Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Folio Photonics Inc. See All Filings	D	2020-01-13 11:57:32 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001699248 Filed Document 0001699248-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 11:57:32 UTC Type of Offering D Industry Computers Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Arizona Silver Exploration Inc. See All Filings	D	2020-01-13 11:54:29 UTC
Amount To Be Raised $919,951 Associated Brokers / Dealers N/A CIK Number 0001701599 Filed Document 0001701599-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 11:54:29 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Harvest Invest-010 LLC (A Series of Harvest Invest LLC) See All Filings	D	2020-01-13 11:49:13 UTC
Amount To Be Raised $170,000 Associated Brokers / Dealers N/A CIK Number 0001798452 Filed Document 0001798452-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 11:49:13 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Marathon Blue Cayman Fund Ltd. See All Filings	D/A	2020-01-13 11:43:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480790 Filed Document 0001480790-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 11:43:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROOF Side II LP See All Filings	D/A	2020-01-13 11:37:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001779350 Filed Document 0001777614-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-13 11:37:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Navian Capital, LLC See All Filings	D	2020-01-13 11:34:19 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001545104 Filed Document 0001545104-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 11:34:19 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
CVC Capital Partners Asia V L.P. See All Filings	D/A	2020-01-13 11:30:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CVC Funding, LLC CIK Number 0001764941 Filed Document 0001764941-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-13 11:30:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LKCM Technology Partnership, L.P. See All Filings	D/A	2020-01-13 11:20:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001522603 Filed Document 0001522603-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 11:20:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HighVista HFS Partners (Offshore) SPC - Portfolio A See All Filings	D/A	2020-01-13 11:17:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685535 Filed Document 0001685535-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 11:17:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spero Devices, Inc. See All Filings	D	2020-01-13 11:09:30 UTC
Amount To Be Raised $1,114,996 Associated Brokers / Dealers N/A CIK Number 0001799637 Filed Document 0001799637-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 11:09:30 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
LKCM International Equity, L.P. See All Filings	D/A	2020-01-13 11:08:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629542 Filed Document 0001629542-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 11:08:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Belvoir, LP See All Filings	D	2020-01-13 11:03:17 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers None CIK Number 0001799336 Filed Document 0001799336-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 11:03:17 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Sharebite, Inc. See All Filings	D	2020-01-13 11:01:08 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001711040 Filed Document 0001711040-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 11:01:08 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Urban East QOF, LP See All Filings	D	2020-01-13 10:59:11 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001799542 Filed Document 0001799529-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-13 10:59:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PROOF Fund II, LP See All Filings	D/A	2020-01-13 10:58:10 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers none CIK Number 0001777614 Filed Document 0001777614-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 10:58:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CF Star Multifamily Portfolio DST See All Filings	D/A	2020-01-13 10:51:17 UTC
Amount To Be Raised $24,525,000 Associated Brokers / Dealers Cantor Fitzgerald & Co, AXIOM CAPITAL MANAGEMENT, INC., Wealthforge Securities, LLC, WESTERN INTERNATIONAL SECURITIES, INC., Westpark Capital, McDermott Investment Services, LLC, Centaurus Financial, Inc., Capulent, APW Capital, Inc., Dempsey Lord Smith, LLC, AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC., Moloney Securities Co., Inc., Vanderbilt Securities, LLC, Crown Capital Securities, L.P., Whitehall-Parker Securities, Inc., COASTAL EQUITIES, INC., NORTH CAPITAL PRIVATE SECURITIES CORPORATION, DAVID A. NOYES & COMPANY, NATIONWIDE PLANNING ASSOCIATES INC., SANDLAPPER SECURITIES, LLC, TAYLOR CAPITAL MANAGEMENT INC., NEWBRIDGE SECURITIES CORPORATION, EMERSON EQUITY LLC, Madison Avenue Securities, LLC, SCF SECURITIES, INC., COLORADO FINANCIAL SERVICE CORPORATION, COURTLANDT SECURITIES CORPORATION, IBN FINANCIAL SERVICES, INC., INFINITY FINANCIAL SERVICES, KINGSBURY CAPITAL, INC., LIGHTPATH CAPITAL, INC, PRIVATE CLIENT SERVICES, LLC, and GREAT POINT CAPITAL LLC CIK Number 0001739490 Filed Document 0001739490-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 10:51:17 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Snow Fund One LLC See All Filings	D/A	2020-01-13 10:49:51 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers IVP Capital LLC and Equus Financial Consulting LLC CIK Number 0001342198 Filed Document 0001342198-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 10:49:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Ativo International Equity Fund, LP See All Filings	D/A	2020-01-13 10:45:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694483 Filed Document 0001694483-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 10:45:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CF Sawyer Multifamily DST See All Filings	D/A	2020-01-13 10:45:25 UTC
Amount To Be Raised $32,850,000 Associated Brokers / Dealers Cantor Fitzgerald & Co., American Portfolios Financial Services, Inc., COASTAL EQUITIES, INC., COLORADO FINANCIAL SERVICE CORPORATION, McDermott Investment Services, LLC, PRIMEX, LIGHTPATH CAPITAL, INC, NATIONWIDE PLANNING ASSOCIATES INC., TAYLOR CAPITAL MANAGEMENT INC., ADVISORY GROUP EQUITY SERVICES LTD., AXIOM CAPITAL MANAGEMENT, INC., EAGLES COAST CAPITAL, LLC, STAX CAPITAL, COURTLANDT SECURITIES CORPORATION, J K R & COMPANY, INC., HUNTWICKE SECURITIES, LLC, WHITEHALL-PARKER SECURITIES, INC., K CAPITAL LLC, NEXTREND SECURITIES, INC., OAK TREE SECURITIES, INC., CAPULENT LLC, PEACHCAP SECURITIES, INC., WILSON-DAVIS & CO., INC., GREAT POINT CAPITAL LLC, NETWORK 1 FINANCIAL SECURITIES INC., AUSDAL FINANCIAL PARTNERS, INC., Cabot Lodge, Calton & Associates, CENTAURUS FINANCIAL, INC., CONCORDE INVESTMENT SERVICES, LLC, Crown Capital Securities, L.P., DFPG Investments Inc., EMERSON EQUITY LLC, HUNTLEIGH SECURITIES CORPORATION, KALOS CAPITAL, INC., MADISON AVENUE SECURITIES, LLC, METROPOLITAN CAPITAL INVESTMENT BANC, INC., INTERNATIONAL ASSETS ADVISORY, LLC, INDEPENDENT FINANCIAL GROUP, LLC, MOLONEY SECURITIES CO., INC., MONEY CONCEPTS CAPITAL CORP, NEWBRIDGE SECURITIES CORPORATION, PARKLAND SECURITIES, LLC, PATRICK CAPITAL MARKETS, LLC, PRIVATE CLIENT SERVICES, LLC, PROSPERA FINANCIAL SERVICES, INC., Purshe Kaplan Sterling, SIGMA FINANCIAL CORPORATION, TRITOWER REAL ESTATE CAPITAL, LLC, WEALTHFORGE SECURITIES, LLC, WESTERN INTERNATIONAL SECURITIES, INC., WESTPARK CAPITAL, INC., and WORDEN CAPITAL MANAGEMENT LLC CIK Number 0001770078 Filed Document 0001770078-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 10:45:25 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alpha Z USRE REIT LLC See All Filings	D	2020-01-13 10:42:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers H&L Equities, LLC, H&L Equities, LLC, H&L Equities, LLC, H&L Equities, LLC, and H&L Equities, LLC CIK Number 0001799587 Filed Document 0001799587-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 10:42:35 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Urban East Multifamily QOZB, LLC See All Filings	D	2020-01-13 10:41:13 UTC
Amount To Be Raised $46,100,000 Associated Brokers / Dealers N/A CIK Number 0001799529 Filed Document 0001799529-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 10:41:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CF Livonia DST See All Filings	D/A	2020-01-13 10:38:35 UTC
Amount To Be Raised $61,900,000 Associated Brokers / Dealers Cantor Fitzgerald & Co., AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC., COLORADO FINANCIAL SERVICE CORPORATION, MCDERMOTT INVESTMENT SERVICES, LLC, PRIMEX, LIGHTPATH CAPITAL, INC, NATIONWIDE PLANNING ASSOCIATES INC., TAYLOR CAPITAL MANAGEMENT INC., AXIOM CAPITAL MANAGEMENT, INC., COURTLANDT SECURITIES CORPORATION, WHITEHALL-PARKER SECURITIES, INC., OAK TREE SECURITIES, INC., CAPULENT LLC, NETWORK 1 FINANCIAL SECURITIES INC., CABOT LODGE SECURITIES LLC, CENTAURUS FINANCIAL, INC., CONCORDE INVESTMENT SERVICES, LLC, CROWN CAPITAL SECURITIES, L.P., DFPG INVESTMENTS, INC., EMERSON EQUITY LLC, INTERNATIONAL ASSETS ADVISORY, LLC, INDEPENDENT FINANCIAL GROUP, LLC, KALOS CAPITAL, INC., MADISON AVENUE SECURITIES, LLC, MONEY CONCEPTS CAPITAL CORP, NEWBRIDGE SECURITIES CORPORATION, PARKLAND SECURITIES, LLC, PRIVATE CLIENT SERVICES, LLC, SIGMA FINANCIAL CORPORATION, WEALTHFORGE SECURITIES, LLC, WESTERN INTERNATIONAL SECURITIES, INC., WESTPARK CAPITAL, INC., WORDEN CAPITAL MANAGEMENT LLC, IBN FINANCIAL SERVICES, INC., LIGHTHOUSE CAPITAL GROUP, LLC, BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC., DAVID A. NOYES & COMPANY, KOVACK SECURITIES INC., INVICTA CAPITAL LLC, STONECREST CAPITAL MARKETS, INC., LEWIS FINANCIAL GROUP, L.C., AMERICAN INVESTORS COMPANY, APW CAPITAL, INC., J.W. COLE FINANCIAL, INC., SAXONY SECURITIES, INC., PEACHCAP SECURITIES, INC., and GREAT POINT CAPITAL LLC CIK Number 0001778537 Filed Document 0001778537-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 10:38:35 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
525 Green Valley, LLC See All Filings	D	2020-01-13 10:34:15 UTC
Amount To Be Raised $575,000 Associated Brokers / Dealers N/A CIK Number 0001799310 Filed Document 0001799523-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-13 10:34:15 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Scarsdale Capital Opportunity Offshore Ltd. See All Filings	D	2020-01-13 10:28:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799358 Filed Document 0001799358-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 10:28:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Piedmont Stone Center PLLC See All Filings	D	2020-01-13 10:26:37 UTC
Amount To Be Raised $653,950 Associated Brokers / Dealers N/A CIK Number 0001331342 Filed Document 0001331342-20-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2020-01-13 10:26:37 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Tilden Marcellus Holdings, LLC See All Filings	D/A	2020-01-13 10:26:25 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001769096 Filed Document 0001015325-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-01-13 10:26:25 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Bear Lane MHP LLC See All Filings	D	2020-01-13 10:16:40 UTC
Amount To Be Raised $620,000 Associated Brokers / Dealers N/A CIK Number 0001799523 Filed Document 0001799523-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 10:16:40 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Brown Brothers Real Estate Trust III See All Filings	D	2020-01-13 10:08:57 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001799044 Filed Document 0001799044-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 10:08:57 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
QUANTINNO TAX EDGE MARKET NEUTRAL I LP See All Filings	D/A	2020-01-13 10:04:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE, NONE, NONE, and NONE CIK Number 0001766199 Filed Document 0000919574-20-000314 Exclusions or Exemptions 506b Accepted Date 2020-01-13 10:04:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Quantinno Fundamental Arbitrage Fund LP See All Filings	D/A	2020-01-13 10:00:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE, NONE, NONE, and NONE CIK Number 0001788471 Filed Document 0000919574-20-000312 Exclusions or Exemptions 506b Accepted Date 2020-01-13 10:00:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Caisson Breakwater Global Opportunity Fund, LP See All Filings	D/A	2020-01-13 09:59:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598239 Filed Document 0001598239-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-13 09:59:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
North Trail Partners II, LP See All Filings	D/A	2020-01-13 09:56:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596868 Filed Document 0001596868-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 09:56:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beacon Platform Inc See All Filings	D	2020-01-13 09:53:10 UTC
Amount To Be Raised $20,073,063 Associated Brokers / Dealers N/A CIK Number 0001669669 Filed Document 0001669669-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 09:53:10 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. See All Filings	D/A	2020-01-13 09:51:35 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001773441 Filed Document 0001773441-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 09:51:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CircleCo Inc See All Filings	D/A	2020-01-13 09:48:51 UTC
Amount To Be Raised $1,245,000 Associated Brokers / Dealers N/A CIK Number 0001798769 Filed Document 0001798769-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-13 09:48:51 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Option To Acquire
SilentSignals, Inc. See All Filings	D	2020-01-13 09:48:28 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001799576 Filed Document 0001799576-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 09:48:28 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Other
DRIVE CAPITAL OVERDRIVE FUND I, L.P. See All Filings	D/A	2020-01-13 09:48:16 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Connaught (UK) Limited and Global Alliance Securities, LLC CIK Number 0001773446 Filed Document 0001773446-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 09:48:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BBH CityCentre Five LLC See All Filings	D	2020-01-13 09:46:20 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001790713 Filed Document 0001790713-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 09:46:20 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CIFC CLO Opportunity Fund III (UST) LP See All Filings	D/A	2020-01-13 09:45:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764233 Filed Document 0001764233-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-13 09:45:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aqualitas Inc. See All Filings	D	2020-01-13 09:39:01 UTC
Amount To Be Raised $38,232 Associated Brokers / Dealers N/A CIK Number 0001711917 Filed Document 0001711917-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 09:39:01 UTC Type of Offering D Industry Other Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CIFC CLO Opportunity Fund III LP See All Filings	D/A	2020-01-13 09:38:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers 4F INVESTMENT PARTNERS ISRAEL LTD and ING BANK N.V., SEOUL SECURITIES BRANCH CIK Number 0001764234 Filed Document 0001764234-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 09:38:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
220 East 72nd Street REIT, LLC See All Filings	D	2020-01-13 09:03:37 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001798956 Filed Document 0001798956-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 09:03:37 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
341 Ninth Ave Core, L.L.C. See All Filings	D/A	2020-01-13 08:27:56 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001799372 Filed Document 0001799372-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-13 08:27:56 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FIVE RIVERS PROPERTY FUND LLC See All Filings	D	2020-01-10 22:01:38 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001460010 Filed Document 0001460010-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-10 22:01:38 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
Hubble Bioscience, Inc. See All Filings	D	2020-01-10 21:28:22 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001799010 Filed Document 0001799010-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-10 21:28:22 UTC Type of Offering D Industry Biotechnology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Define Ventures Fund I, L.P. See All Filings	D/A	2020-01-10 19:21:19 UTC
Amount To Be Raised $87,575,757 Associated Brokers / Dealers N/A CIK Number 0001754095 Filed Document 0001754095-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-10 19:21:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HZ Amesbury Court, LLC See All Filings	D	2020-01-10 19:04:26 UTC
Amount To Be Raised $36,000,000 Associated Brokers / Dealers N/A CIK Number 0001656116 Filed Document 0001656116-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-10 19:04:26 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Empros Enterprise Data Technologies Fund II, LLC See All Filings	D/A	2020-01-10 19:03:44 UTC
Amount To Be Raised $2,817,046 Associated Brokers / Dealers N/A CIK Number 0001757637 Filed Document 0001794288-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-01-10 19:03:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KAKAR IV LLC See All Filings	D/A	2020-01-10 19:00:16 UTC
Amount To Be Raised $825,000 Associated Brokers / Dealers None CIK Number 0001797112 Filed Document 0001797112-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-10 19:00:16 UTC Type of Offering D/A Industry Investing Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity