Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Lazard International Discounted Assets Portfolio, a series of Lazard Discounted Assets Funds, LLC See All Filings	D/A	2020-01-13 16:39:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001525128 Filed Document 0001525128-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 16:39:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KEMPHARM, INC See All Filings	D	2020-01-13 16:38:51 UTC
Amount To Be Raised $3,037,354 Associated Brokers / Dealers N/A CIK Number 0001434647 Filed Document 0001434647-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 16:38:51 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
Idealabx1, L.P. See All Filings	D/A	2020-01-13 16:37:05 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001777546 Filed Document 0001777546-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 16:37:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WellSense, Inc. See All Filings	D	2020-01-13 16:36:41 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001535498 Filed Document 0001535498-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 16:36:41 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Oak River Investments, LLC See All Filings	D	2020-01-13 16:34:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799130 Filed Document 0001799696-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-13 16:34:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Portfolio Advisors Private Equity Fund 2019 (Offshore), L.P. See All Filings	D	2020-01-13 16:30:42 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001799069 Filed Document 0000905718-20-000050 Exclusions or Exemptions 506b Accepted Date 2020-01-13 16:30:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Unico Strategic Opportunity Fund X LP See All Filings	D	2020-01-13 16:28:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799346 Filed Document 0001799346-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 16:28:23 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Portfolio Advisors Private Equity Fund 2019, L.P. See All Filings	D	2020-01-13 16:25:11 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001799063 Filed Document 0000905718-20-000048 Exclusions or Exemptions 506b Accepted Date 2020-01-13 16:25:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
District Cider Company, Inc. See All Filings	D/A	2020-01-13 16:24:56 UTC
Amount To Be Raised $1,708,874 Associated Brokers / Dealers n/a CIK Number 0001764780 Filed Document 0001764780-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 16:24:56 UTC Type of Offering D/A Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Spotio, Inc. See All Filings	D	2020-01-13 16:22:33 UTC
Amount To Be Raised $4,204,869 Associated Brokers / Dealers N/A CIK Number 0001799736 Filed Document 0001799736-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 16:22:33 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Bison Metals Technologies LLC See All Filings	D	2020-01-13 16:19:49 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001798336 Filed Document 0001161697-20-000032 Exclusions or Exemptions 506b Accepted Date 2020-01-13 16:19:49 UTC Type of Offering D Industry Manufacturing Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
Qlash Ventures SA See All Filings	D/A	2020-01-13 16:14:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001798188 Filed Document 0001798188-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-13 16:14:39 UTC Type of Offering D/A Industry Other Principal Place of Business SWITZERLAND Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Lucky Finds LLC See All Filings	D	2020-01-13 16:14:23 UTC
Amount To Be Raised $625,000 Associated Brokers / Dealers N/A CIK Number 0001799723 Filed Document 0001799723-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-13 16:14:23 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Solais Lighting Holdings, LLC See All Filings	D	2020-01-13 16:09:46 UTC
Amount To Be Raised $5,325,000 Associated Brokers / Dealers N/A CIK Number 0001799610 Filed Document 0001799610-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 16:09:46 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Improved Nature, LLC See All Filings	D	2020-01-13 16:08:01 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001752636 Filed Document 0001752636-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-13 16:08:01 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Equity
LEGION PARTNERS SPECIAL OPPORTUNITIES, L.P. XII See All Filings	D/A	2020-01-13 16:04:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770919 Filed Document 0001770919-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-13 16:04:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Legion Partners Special Opportunities, L.P. XI See All Filings	D/A	2020-01-13 16:03:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768000 Filed Document 0001768000-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-13 16:03:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Legion Partners Special Opportunities, L.P. IX See All Filings	D/A	2020-01-13 16:02:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001739001 Filed Document 0001739001-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-13 16:02:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kisses From Italy, Inc. See All Filings	D	2020-01-13 16:02:01 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001608092 Filed Document 0001683168-20-000098 Exclusions or Exemptions 506b Accepted Date 2020-01-13 16:02:01 UTC Type of Offering D Industry Restaurants Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Legion Partners Special Opportunities, L.P. II See All Filings	D/A	2020-01-13 16:00:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661189 Filed Document 0001661189-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 16:00:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Legion Partners Special Opportunities, L.P. I See All Filings	D/A	2020-01-13 15:58:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612650 Filed Document 0001612650-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-13 15:58:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Legion Partners, L.P. II See All Filings	D/A	2020-01-13 15:57:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618783 Filed Document 0001618783-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-13 15:57:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
9Yards Opportunities LLC - Series 1 See All Filings	D	2020-01-13 15:55:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799426 Filed Document 0001799426-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 15:55:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wyatt Energy Co LLC See All Filings	D	2020-01-13 15:55:29 UTC
Amount To Be Raised $9,791,000 Associated Brokers / Dealers Metric Financial Inc. CIK Number 0001799696 Filed Document 0001799696-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 15:55:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Legion Partners, L.P. I See All Filings	D/A	2020-01-13 15:54:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595909 Filed Document 0001595909-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-13 15:54:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OBVIOUS VENTURES III, L.P. See All Filings	D/A	2020-01-13 15:49:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer & Co. Inc. CIK Number 0001772693 Filed Document 0001772693-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 15:49:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acacia Energy Fund, LP See All Filings	D/A	2020-01-13 15:42:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758960 Filed Document 0001758960-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 15:42:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Chicago Chill LLC See All Filings	D	2020-01-13 15:36:34 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001798865 Filed Document 0001798865-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 15:36:34 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
Worcester Development Project VI LLC See All Filings	D	2020-01-13 15:30:52 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Worcester Development Project VI CIK Number 0001799767 Filed Document 0001799767-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-13 15:30:52 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
605 W 5th North LLC See All Filings	D	2020-01-13 15:30:40 UTC
Amount To Be Raised $321,000 Associated Brokers / Dealers N/A CIK Number 0001795099 Filed Document 0001795099-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-13 15:30:40 UTC Type of Offering D Industry Commercial Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Western Wealth Capital L US Investor, LP See All Filings	D/A	2020-01-13 15:27:08 UTC
Amount To Be Raised $11,750,000 Associated Brokers / Dealers N/A CIK Number 0001792833 Filed Document 0001642247-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-01-13 15:27:08 UTC Type of Offering D/A Industry Residential Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Thompson Strategies, Ltd. See All Filings	D/A	2020-01-13 15:22:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538627 Filed Document 0000919574-20-000318 Exclusions or Exemptions 506b Accepted Date 2020-01-13 15:22:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Barings Global Investment Funds plc See All Filings	D/A	2020-01-13 15:15:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502146 Filed Document 0001502146-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 15:15:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Placer Labs, Inc. See All Filings	D/A	2020-01-13 15:09:37 UTC
Amount To Be Raised $12,204,480 Associated Brokers / Dealers N/A CIK Number 0001786302 Filed Document 0001786302-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 15:09:37 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Honduras Prospera LLC See All Filings	D	2020-01-13 15:05:26 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001794703 Filed Document 0001794703-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 15:05:26 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
FREETHINK MEDIA, INC. See All Filings	D	2020-01-13 15:03:24 UTC
Amount To Be Raised $8,000,311 Associated Brokers / Dealers N/A CIK Number 0001764423 Filed Document 0001764423-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 15:03:24 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
ChemioCare Inc. See All Filings	D	2020-01-13 15:00:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743192 Filed Document 0001743192-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-01-13 15:00:41 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HG LV QOF, LLC See All Filings	D	2020-01-13 14:58:52 UTC
Amount To Be Raised $8,225,512 Associated Brokers / Dealers N/A CIK Number 0001798837 Filed Document 0001178858-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-01-13 14:58:52 UTC Type of Offering D Industry Commercial Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Angion Biomedica Corp. See All Filings	D	2020-01-13 14:51:40 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers GP Nurmenkari Inc. and T.R. Winston & Company, LLC CIK Number 0001601485 Filed Document 0001601485-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 14:51:40 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
GC WAIKIKI K REIT, LLC See All Filings	D	2020-01-13 14:50:36 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, Lori Mayfield, and Charles Mathes CIK Number 0001797666 Filed Document 0001797666-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 14:50:36 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Compassus Holdings, L.P. See All Filings	D	2020-01-13 14:50:24 UTC
Amount To Be Raised $3,290,373 Associated Brokers / Dealers N/A CIK Number 0001798957 Filed Document 0001798957-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 14:50:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BlackRock Gemini II Private Opportunities Fund, L.P. See All Filings	D	2020-01-13 14:45:32 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001798002 Filed Document 0001798002-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 14:45:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
U.S. Energy Investment Group Bay City Roller See All Filings	D	2020-01-13 14:41:15 UTC
Amount To Be Raised $562,500 Associated Brokers / Dealers N/A CIK Number 0001799771 Filed Document 0001799771-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 14:41:15 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Canbiola, Inc. See All Filings	D	2020-01-13 14:39:11 UTC
Amount To Be Raised $1,640,000 Associated Brokers / Dealers None CIK Number 0001509957 Filed Document 0001493152-20-000513 Exclusions or Exemptions 506b Accepted Date 2020-01-13 14:39:11 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Aero Design Labs LLC See All Filings	D	2020-01-13 14:38:45 UTC
Amount To Be Raised $2,005,001 Associated Brokers / Dealers N/A CIK Number 0001770625 Filed Document 0001770625-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 14:38:45 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Pacific Merchants Alliance LLC See All Filings	D/A	2020-01-13 14:35:01 UTC
Amount To Be Raised $990,000 Associated Brokers / Dealers N/A CIK Number 0001737480 Filed Document 0001737480-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 14:35:01 UTC Type of Offering D/A Industry Other Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TimesSquare Strategic Investment Fund, LP See All Filings	D	2020-01-13 14:33:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797937 Filed Document 0001797937-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 14:33:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oval Park SPV Medicom LLC See All Filings	D	2020-01-13 14:32:35 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001799724 Filed Document 0001799724-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-01-13 14:32:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
GTP-SAX PLTR 028, a series of SAX Capital Series Fund V, LP See All Filings	D	2020-01-13 14:31:18 UTC
Amount To Be Raised $1,005,603 Associated Brokers / Dealers N/A CIK Number 0001799636 Filed Document 0001799636-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-13 14:31:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NatAlliance Holdings, LLC See All Filings	D	2020-01-13 14:28:51 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001798634 Filed Document 0001798634-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-13 14:28:51 UTC Type of Offering D Industry Investment Banking Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire