Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TEI Diversified Income & Opportunity Fund V LLC See All Filings	D/A	2020-01-14 17:54:16 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Time Equities Securities LLC CIK Number 0001796643 Filed Document 0001796643-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-01-14 17:54:16 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
CapRock Partners Industrial Co-Investment Fund III (T), L.P. See All Filings	D	2020-01-14 17:39:06 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001798131 Filed Document 0001798131-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 17:39:06 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MF1 REIT II LLC See All Filings	D	2020-01-14 17:32:22 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, Lori Mayfield, and Charles Mathes CIK Number 0001799634 Filed Document 0001799634-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 17:32:22 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
INTARCIA THERAPEUTICS, INC See All Filings	D/A	2020-01-14 17:29:46 UTC
Amount To Be Raised $280,000,000 Associated Brokers / Dealers Morgan Stanley & Co. LLC CIK Number 0001086688 Filed Document 0001086688-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 17:29:46 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
PARKERVISION INC See All Filings	D	2020-01-14 17:28:13 UTC
Amount To Be Raised $602,000 Associated Brokers / Dealers N/A CIK Number 0000914139 Filed Document 0000914139-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 17:28:13 UTC Type of Offering D Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MPC SC 2020 Historic ICF, LLC See All Filings	D	2020-01-14 17:26:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799629 Filed Document 0001799629-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 17:26:48 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Other
William Blair Systematic International All Cap Core Fund LLC See All Filings	D/A	2020-01-14 17:25:25 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001525375 Filed Document 0001382963-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-01-14 17:25:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone Buzz Partners Holdings L.P. See All Filings	D	2020-01-14 17:24:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799695 Filed Document 0001743970-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-14 17:24:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hallux, Inc. See All Filings	D/A	2020-01-14 17:20:53 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers N/A CIK Number 0001658324 Filed Document 0001658324-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 17:20:53 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
William Blair Global Diversified Return Fund LLC See All Filings	D/A	2020-01-14 17:20:35 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001570498 Filed Document 0001382963-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-01-14 17:20:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Unusual Ventures Investment Partners Fund II, L.P. See All Filings	D	2020-01-14 17:17:04 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001793632 Filed Document 0001793632-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 17:17:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Belveron Fund V REIT, LLC See All Filings	D	2020-01-14 17:14:47 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Lori Mayfield, Scott Harrison, Patrick J. Whelchel, and Charles Mathes CIK Number 0001800022 Filed Document 0001800022-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 17:14:47 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MBN BRANDS A, LLC See All Filings	D	2020-01-14 17:09:08 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001798591 Filed Document 0001591408-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 17:09:08 UTC Type of Offering D Industry Restaurants Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Garner Health Technology, Inc. See All Filings	D	2020-01-14 17:06:27 UTC
Amount To Be Raised $4,300,001 Associated Brokers / Dealers N/A CIK Number 0001799535 Filed Document 0001799535-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 17:06:27 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TerrAscend Corp. See All Filings	D	2020-01-14 17:06:13 UTC
Amount To Be Raised $52,777,696 Associated Brokers / Dealers N/A CIK Number 0001778129 Filed Document 0001062993-20-000142 Exclusions or Exemptions 506b Accepted Date 2020-01-14 17:06:13 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
3405 Anchor Housing Holdings LLC See All Filings	D	2020-01-14 17:05:14 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001799679 Filed Document 0001799679-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 17:05:14 UTC Type of Offering D Industry Residential Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Highland Peak Partners, LP See All Filings	D	2020-01-14 17:04:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797028 Filed Document 0001797028-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 17:04:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Generate Capital, Inc. See All Filings	D	2020-01-14 17:04:09 UTC
Amount To Be Raised $653,380,209 Associated Brokers / Dealers MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED CIK Number 0001717486 Filed Document 0001717486-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-14 17:04:09 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Blackstone Energy Partners III L.P. See All Filings	D/A	2020-01-14 17:00:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NH Investment & Securities and Morgan Stanley Smith Barney LLC CIK Number 0001743970 Filed Document 0001743970-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 17:00:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
B2Digital, Inc. See All Filings	D	2020-01-14 16:59:27 UTC
Amount To Be Raised $62,000 Associated Brokers / Dealers N/A CIK Number 0000725929 Filed Document 0001553997-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 16:59:27 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
CTI INDUSTRIES CORP See All Filings	D	2020-01-14 16:57:30 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers Garden State Securities Inc. CIK Number 0001042187 Filed Document 0001437749-20-000636 Exclusions or Exemptions 506b Accepted Date 2020-01-14 16:57:30 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Kannalife Inc See All Filings	D	2020-01-14 16:55:21 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001615999 Filed Document 0001607062-20-000013 Exclusions or Exemptions 506b Accepted Date 2020-01-14 16:55:21 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
TFG Waterside Opportunity Zone Fund LP See All Filings	D	2020-01-14 16:50:24 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001796902 Filed Document 0001104659-20-003953 Exclusions or Exemptions 506b Accepted Date 2020-01-14 16:50:24 UTC Type of Offering D Industry Commercial Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Kellogg Renewables LLC See All Filings	D	2020-01-14 16:48:09 UTC
Amount To Be Raised $4,383,000 Associated Brokers / Dealers Metric Financial Inc. CIK Number 0001799691 Filed Document 0001799691-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 16:48:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AL Fund I, a series of NDSPV Investments, LP See All Filings	D	2020-01-14 16:47:25 UTC
Amount To Be Raised $118,003 Associated Brokers / Dealers N/A CIK Number 0001799855 Filed Document 0001799855-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-14 16:47:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SRC Rise at Signal Mountain, LLC See All Filings	D	2020-01-14 16:46:41 UTC
Amount To Be Raised $6,783,210 Associated Brokers / Dealers N/A CIK Number 0001797718 Filed Document 0001797718-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 16:46:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Tacit Capital Fund, LP - Series PXN3 See All Filings	D	2020-01-14 16:45:04 UTC
Amount To Be Raised $3,797,500 Associated Brokers / Dealers N/A CIK Number 0001797548 Filed Document 0001799462-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-01-14 16:45:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OCP HOH INVESTORS, LLC See All Filings	D	2020-01-14 16:44:29 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001799509 Filed Document 0001799509-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 16:44:29 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Partners Capital Phoenix Fund II Ltd - Diversified Income Fund See All Filings	D/A	2020-01-14 16:44:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605606 Filed Document 0001605606-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 16:44:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OU-042, a series of SAX Capital Series Fund III, LP See All Filings	D	2020-01-14 16:43:18 UTC
Amount To Be Raised $144,500 Associated Brokers / Dealers N/A CIK Number 0001799854 Filed Document 0001799854-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-14 16:43:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic Partnership Fund NB LLC See All Filings	D/A	2020-01-14 16:32:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers . CIK Number 0001716273 Filed Document 0001716273-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 16:32:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tacit Capital Fund, LP - Series PXN 2 See All Filings	D	2020-01-14 16:31:37 UTC
Amount To Be Raised $16,917,000 Associated Brokers / Dealers N/A CIK Number 0001799391 Filed Document 0001799462-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-01-14 16:31:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FE Fund I, a series of Great Horned Capital Syndicates, LP See All Filings	D	2020-01-14 16:28:21 UTC
Amount To Be Raised $88,998 Associated Brokers / Dealers N/A CIK Number 0001799853 Filed Document 0001799853-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-14 16:28:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Partners Bay Onshore Fund See All Filings	D	2020-01-14 16:27:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799432 Filed Document 0001799432-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 16:27:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Exploration Capital Fund, LP See All Filings	D	2020-01-14 16:23:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799866 Filed Document 0001799866-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 16:23:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Antares Unitholder Investment LLC See All Filings	D	2020-01-14 16:22:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799789 Filed Document 0001799789-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-14 16:22:50 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Honeybee Health, Inc. See All Filings	D	2020-01-14 16:21:19 UTC
Amount To Be Raised $6,000,002 Associated Brokers / Dealers N/A CIK Number 0001781551 Filed Document 0001781551-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 16:21:19 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tacit Capital Fund, LP - Series R5 See All Filings	D	2020-01-14 16:18:53 UTC
Amount To Be Raised $1,937,500 Associated Brokers / Dealers N/A CIK Number 0001799387 Filed Document 0001799462-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-14 16:18:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Portfolio Advisors Secondary Fund IV (Offshore), L.P. See All Filings	D	2020-01-14 16:17:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799375 Filed Document 0001799375-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-14 16:17:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bluegrass Equity Fund, LP See All Filings	D/A	2020-01-14 16:13:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Butler Capital Investments, LLC CIK Number 0001689455 Filed Document 0001689455-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-14 16:13:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CERF Co-Investment, S.C.Sp. See All Filings	D/A	2020-01-14 16:12:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727414 Filed Document 0001567619-20-001005 Exclusions or Exemptions 506b Accepted Date 2020-01-14 16:12:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Portfolio Advisors Secondary Fund IV, L.P. See All Filings	D	2020-01-14 16:12:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799376 Filed Document 0001799376-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-14 16:12:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
4G Clinical, LLC See All Filings	D	2020-01-14 16:11:45 UTC
Amount To Be Raised $14,618,999 Associated Brokers / Dealers N/A CIK Number 0001667659 Filed Document 0001667659-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-14 16:11:45 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Drop Direct, LLC See All Filings	D	2020-01-14 16:05:18 UTC
Amount To Be Raised $667,000 Associated Brokers / Dealers N/A CIK Number 0001799462 Filed Document 0001799462-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 16:05:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PA Direct Credit Opportunities Fund III (Offshore), L.P. See All Filings	D/A	2020-01-14 16:04:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Equus Financial Consulting LLC and Stifel, Nicolaus & Company, Incorporated CIK Number 0001790553 Filed Document 0001790553-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 16:04:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PA Direct Credit Opportunities Fund III, L.P. See All Filings	D/A	2020-01-14 15:59:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Equus Financial Consulting LLC and Stifel, Nicolaus & Company, Incorporated CIK Number 0001765132 Filed Document 0001765132-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 15:59:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone Aqua Fund L.P. See All Filings	D	2020-01-14 15:52:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797737 Filed Document 0001315863-20-000053 Exclusions or Exemptions 506b Accepted Date 2020-01-14 15:52:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PA Co-Investment Fund IV (Offshore), L.P. See All Filings	D	2020-01-14 15:52:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799810 Filed Document 0001799810-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-14 15:52:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fraym, Inc. See All Filings	D/A	2020-01-14 15:50:23 UTC
Amount To Be Raised $5,865,779 Associated Brokers / Dealers N/A CIK Number 0001691044 Filed Document 0001213900-20-000974 Exclusions or Exemptions 506b Accepted Date 2020-01-14 15:50:23 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Fraym, Inc. See All Filings	D	2020-01-14 15:47:31 UTC
Amount To Be Raised $6,515 Associated Brokers / Dealers N/A CIK Number 0001691044 Filed Document 0001213900-20-000972 Exclusions or Exemptions 506b Accepted Date 2020-01-14 15:47:31 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired