Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Aspect Core Trend HV Fund See All Filings	D/A	2020-01-17 07:41:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners LLC CIK Number 0001708693 Filed Document 0001315863-20-000076 Exclusions or Exemptions 506b Accepted Date 2020-01-17 07:41:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aspect Diversified Trend HV LP See All Filings	D/A	2020-01-17 07:40:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners LLC CIK Number 0001790144 Filed Document 0001315863-20-000075 Exclusions or Exemptions 506b Accepted Date 2020-01-17 07:40:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
DRA G&I Fund IX-A1 Real Estate Investment Trust See All Filings	D	2020-01-17 07:34:53 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001799999 Filed Document 0001799999-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 07:34:53 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WF Asian Reconnaissance Fund Ltd See All Filings	D/A	2020-01-17 07:18:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613185 Filed Document 0001613185-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-17 07:18:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DRA G&I Fund X Real Estate Investment Trust See All Filings	D	2020-01-17 07:16:44 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001799997 Filed Document 0001799997-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 07:16:44 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OurCrowd (Investment in USXII - II) L.P. See All Filings	D	2020-01-17 07:12:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001800319 Filed Document 0001800319-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-17 07:12:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
WF Asian Smaller Companies Fund Ltd See All Filings	D/A	2020-01-17 07:09:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650937 Filed Document 0001613185-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 07:09:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OurCrowd(Investment in EnVerid-V) L.P. See All Filings	D	2020-01-17 07:02:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001800320 Filed Document 0001800319-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 07:02:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
DRA G&I Fund X Holdco Real Estate Investment Trust See All Filings	D	2020-01-17 06:58:58 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001799998 Filed Document 0001799998-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 06:58:58 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Astra Inc. See All Filings	D	2020-01-16 20:57:40 UTC
Amount To Be Raised $1,670,000 Associated Brokers / Dealers N/A CIK Number 0001799923 Filed Document 0001799923-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 20:57:40 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CSI Ventures, Ltd. See All Filings	D/A	2020-01-16 20:50:02 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001688740 Filed Document 0001688740-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 20:50:02 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Cerebral Therapeutics, Inc. See All Filings	D	2020-01-16 20:43:44 UTC
Amount To Be Raised $34,999,995 Associated Brokers / Dealers N/A CIK Number 0001744709 Filed Document 0001744709-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-01-16 20:43:44 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PATHFINDER PARTNERS INCOME FUND, L.P. See All Filings	D	2020-01-16 20:26:09 UTC
Amount To Be Raised $49,758,331 Associated Brokers / Dealers N/A CIK Number 0001800354 Filed Document 0001800354-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 20:26:09 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GROUNDBREAKER TECHNOLOGIES INC. See All Filings	D	2020-01-16 20:21:32 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001799968 Filed Document 0001799968-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 20:21:32 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Eller Capital Multifamily Fund, LLC See All Filings	D/A	2020-01-16 20:20:56 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Jonathan Nance CIK Number 0001763386 Filed Document 0001437749-20-000752 Exclusions or Exemptions 506b Accepted Date 2020-01-16 20:20:56 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
MG Marina Village Investments L.P. See All Filings	D	2020-01-16 20:11:52 UTC
Amount To Be Raised $26,600,000 Associated Brokers / Dealers N/A CIK Number 0001800186 Filed Document 0001800185-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-16 20:11:52 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HT Eagle, LLC See All Filings	D	2020-01-16 20:05:23 UTC
Amount To Be Raised $1,025,000 Associated Brokers / Dealers N/A CIK Number 0001799969 Filed Document 0001799969-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 20:05:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MG Tivalli Investments L.P. See All Filings	D	2020-01-16 20:04:26 UTC
Amount To Be Raised $26,600,000 Associated Brokers / Dealers N/A CIK Number 0001800185 Filed Document 0001800185-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 20:04:26 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MEDWAVE SOFTWARE SOLUTIONS, INC. See All Filings	D	2020-01-16 19:48:39 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers 1 CIK Number 0001562596 Filed Document 0001562596-20-000001 Exclusions or Exemptions 504, 506b, and 504.1 Accepted Date 2020-01-16 19:48:39 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
LCP Lafayette Cottage 42, LLC See All Filings	D	2020-01-16 19:17:18 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001800365 Filed Document 0001800365-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 19:17:18 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Flatirons Self-Storage DST See All Filings	D/A	2020-01-16 18:58:46 UTC
Amount To Be Raised $18,227,000 Associated Brokers / Dealers Capulent, LLC, WealthForge Securities, LLC, Primex, Berthel Fisher & Co. Financial Services, Inc., Westpark Capital, Inc., Emerson Equity LLC, and Arkadios Capital CIK Number 0001797614 Filed Document 0001797614-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 18:58:46 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TAH Core Fund, LLC See All Filings	D/A	2020-01-16 18:24:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567004 Filed Document 0001800408-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-01-16 18:24:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Infinity Real Estate Fund I LLC See All Filings	D	2020-01-16 18:19:06 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001740392 Filed Document 0001740392-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 18:19:06 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Raging Capital Offshore Fund, Ltd. See All Filings	D/A	2020-01-16 18:16:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Charles B. Schaffran CIK Number 0001566063 Filed Document 0001800408-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-01-16 18:16:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACA Master Select Fund QP, LP See All Filings	D/A	2020-01-16 18:11:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612202 Filed Document 0001612202-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 18:11:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adelante Financial Holdings Inc. See All Filings	D	2020-01-16 18:09:45 UTC
Amount To Be Raised $15,884,972 Associated Brokers / Dealers N/A CIK Number 0001756038 Filed Document 0001756038-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 18:09:45 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fayetteville Student Housing DST See All Filings	D/A	2020-01-16 18:07:39 UTC
Amount To Be Raised $35,578,407 Associated Brokers / Dealers Inland Securities Corporation, Avantax Investment Services Inc, Capulent LLC, Lincoln Financial Advisors, Nationwide Planning Associates, Inc, RCX Capital Group LLC, and Westpark Capital Inc CIK Number 0001800052 Filed Document 0001800052-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 18:07:39 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NP Railcar Investments III LP See All Filings	D/A	2020-01-16 18:03:40 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001765256 Filed Document 0001800408-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-16 18:03:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CP V MATEO OFFICE LLC See All Filings	D	2020-01-16 17:55:45 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers CHARLES B. HARRISON CIK Number 0001800366 Filed Document 0001800366-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 17:55:45 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Antler U.S. Fund I, LP See All Filings	D	2020-01-16 17:50:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001800408 Filed Document 0001800408-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 17:50:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SYNDEVRX INC See All Filings	D	2020-01-16 17:48:56 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001455364 Filed Document 0001455364-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 17:48:56 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
NTV Frontier Fund LP See All Filings	D	2020-01-16 17:42:05 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Chapin Davis Investments and Thomas Arthur Herman CIK Number 0001796942 Filed Document 0001796942-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 17:42:05 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Prime Surgical Center of Newport Beach, LLC See All Filings	D	2020-01-16 17:41:27 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001791322 Filed Document 0001791322-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 17:41:27 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Downtown Nashville Hospitality DST See All Filings	D/A	2020-01-16 17:35:12 UTC
Amount To Be Raised $80,953,386 Associated Brokers / Dealers Inland Securities Corporation, Great Point Capital LLC, and Concorde Investment Services, LLC CIK Number 0001800057 Filed Document 0001800057-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-01-16 17:35:12 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
WCM Global Opportunity Fund, LP See All Filings	D	2020-01-16 17:27:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001800406 Filed Document 0001800406-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-01-16 17:27:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
ZIA LIBERTY LAKE LLC See All Filings	D	2020-01-16 17:19:33 UTC
Amount To Be Raised $3,510,000 Associated Brokers / Dealers N/A CIK Number 0001800409 Filed Document 0001800409-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 17:19:33 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
Aleutian Fund 2, Ltd. See All Filings	D/A	2020-01-16 17:07:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599656 Filed Document 0001599656-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 17:07:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Prime Surgical Center of Foothill Ranch, LLC See All Filings	D	2020-01-16 17:06:59 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001792808 Filed Document 0001792808-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 17:06:59 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Janus Henderson Multi-Strategy Fund Ltd See All Filings	D	2020-01-16 17:06:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Janus Distributors LLC CIK Number 0001800193 Filed Document 0001800193-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 17:06:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Alyeska Fund 2, L.P. See All Filings	D/A	2020-01-16 17:03:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599658 Filed Document 0001599658-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 17:03:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Riptide IO Inc. See All Filings	D/A	2020-01-16 17:00:27 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001614854 Filed Document 0001614854-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 17:00:27 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Aleutian Fund, Ltd. See All Filings	D/A	2020-01-16 16:58:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456386 Filed Document 0001456386-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:58:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Medical 21, Inc. See All Filings	D/A	2020-01-16 16:55:24 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001673688 Filed Document 0001437749-20-000740 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:55:24 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
TestFit Inc. See All Filings	D	2020-01-16 16:50:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799030 Filed Document 0001799030-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:50:53 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ALYESKA FUND LP See All Filings	D/A	2020-01-16 16:50:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432311 Filed Document 0001432311-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:50:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
GTIS Qualified Opportunity Fund LLC See All Filings	D/A	2020-01-16 16:49:26 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Rockefeller Financial LLC, Lido Advisors, LLC, Deutsche Bank Securities Inc., SAF Financial Services LLC, and iCapital Securities, LLC CIK Number 0001771667 Filed Document 0000947871-20-000035 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:49:26 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MFO-LPX LLC See All Filings	D	2020-01-16 16:44:21 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001800276 Filed Document 0001800276-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:44:21 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Other
Cellular Longevity, Inc. See All Filings	D	2020-01-16 16:42:44 UTC
Amount To Be Raised $4,899,990 Associated Brokers / Dealers N/A CIK Number 0001799919 Filed Document 0001799919-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:42:44 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Galecto Inc. See All Filings	D	2020-01-16 16:42:08 UTC
Amount To Be Raised $123,718,248 Associated Brokers / Dealers N/A CIK Number 0001800315 Filed Document 0001800315-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:42:08 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business DENMARK Revenue or Assets Decline to Disclose Type of Security Equity
Adar Holdings, Inc. See All Filings	D	2020-01-16 16:41:11 UTC
Amount To Be Raised $21,050,000 Associated Brokers / Dealers N/A CIK Number 0001799718 Filed Document 0001437749-20-000738 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:41:11 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity