|
|
D |
2020-01-17 13:13:05 UTC |
- Amount To Be Raised
- $1,661,000
- Associated Brokers / Dealers
- na
- CIK Number
- 0001577960
- Filed Document
- 0001577960-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-17 13:13:05 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2020-01-17 13:11:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001799040
- Filed Document
- 0001799040-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-17 13:11:09 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-17 13:10:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC
- CIK Number
- 0001430674
- Filed Document
- 0001430674-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-17 13:10:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-17 13:07:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC
- CIK Number
- 0001171962
- Filed Document
- 0001171962-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-17 13:07:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-01-17 13:07:24 UTC |
- Amount To Be Raised
- $1,883,685
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725421
- Filed Document
- 0001725421-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-17 13:07:24 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-17 13:06:46 UTC |
- Amount To Be Raised
- $3,489,594
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001797268
- Filed Document
- 0001797268-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-17 13:06:46 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-17 13:06:08 UTC |
- Amount To Be Raised
- $8,800,000
- Associated Brokers / Dealers
- CHAY THOMAS LAPIN, DANIEL PHILIP RAUPP, Jeffrey Bangerter, Edward Fernandez, TROY THOMAS, THORNHILL SECURITIES, INC., and LION STREET FINANCIAL, LLC
- CIK Number
- 0001791496
- Filed Document
- 0001791496-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-17 13:06:08 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-17 13:04:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC
- CIK Number
- 0001171964
- Filed Document
- 0001171964-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-17 13:04:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-17 13:03:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000912253
- Filed Document
- 0000912253-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-17 13:03:23 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-01-17 13:01:00 UTC |
- Amount To Be Raised
- $3,999,987
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001770758
- Filed Document
- 0001770758-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-17 13:01:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-17 13:00:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC
- CIK Number
- 0001171963
- Filed Document
- 0001171963-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-17 13:00:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-01-17 12:58:29 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798278
- Filed Document
- 0001798278-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-17 12:58:29 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
PIMCO Absolute Return Strategy IV Employee Onshore Fund LLC
See All Filings
|
D/A |
2020-01-17 12:58:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC
- CIK Number
- 0001571731
- Filed Document
- 0001571731-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-17 12:58:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-01-17 12:58:16 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes
- CIK Number
- 0001800141
- Filed Document
- 0001800141-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-17 12:58:16 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-17 12:55:04 UTC |
- Amount To Be Raised
- $726,220
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001560819
- Filed Document
- 0001560819-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-17 12:55:04 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-17 12:52:52 UTC |
- Amount To Be Raised
- $550,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001797001
- Filed Document
- 0001797001-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-17 12:52:52 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- UTAH
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2020-01-17 12:52:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC
- CIK Number
- 0001438677
- Filed Document
- 0001438677-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-17 12:52:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-17 12:51:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001379740
- Filed Document
- 0001371811-20-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-17 12:51:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-17 12:49:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC
- CIK Number
- 0001324636
- Filed Document
- 0001324636-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-17 12:49:39 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-17 12:46:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC
- CIK Number
- 0001336837
- Filed Document
- 0001336837-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-17 12:46:32 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-01-17 12:45:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001800281
- Filed Document
- 0001800281-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-17 12:45:20 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-17 12:44:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC
- CIK Number
- 0001412058
- Filed Document
- 0001412058-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-17 12:44:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-17 12:40:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC
- CIK Number
- 0001698959
- Filed Document
- 0001698959-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-17 12:40:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-01-17 12:40:41 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- Arete Wealth Management, LLC
- CIK Number
- 0001797881
- Filed Document
- 0001797881-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-17 12:40:41 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-17 12:38:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001789311
- Filed Document
- 0001789311-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-17 12:38:21 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-17 12:38:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC
- CIK Number
- 0001699060
- Filed Document
- 0001699060-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-17 12:38:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-17 12:37:14 UTC |
- Amount To Be Raised
- $49,758,331
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001800354
- Filed Document
- 0001800354-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-17 12:37:14 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-17 12:32:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC
- CIK Number
- 0001711187
- Filed Document
- 0001711187-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-17 12:32:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-01-17 12:32:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001800419
- Filed Document
- 0001800419-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-17 12:32:26 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-17 12:31:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001800500
- Filed Document
- 0001800500-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-17 12:31:10 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-17 12:30:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC
- CIK Number
- 0001773271
- Filed Document
- 0001773271-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-17 12:30:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-01-17 12:29:47 UTC |
- Amount To Be Raised
- $4,466,308
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001799959
- Filed Document
- 0001799959-20-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-17 12:29:47 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-17 12:27:37 UTC |
- Amount To Be Raised
- $1,503,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001800302
- Filed Document
- 0001800302-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-17 12:27:37 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-17 12:27:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- n/a
- CIK Number
- 0001689547
- Filed Document
- 0001689543-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-17 12:27:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-17 12:26:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC
- CIK Number
- 0001668220
- Filed Document
- 0001668220-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-17 12:26:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-17 12:25:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001379743
- Filed Document
- 0001371811-20-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-17 12:25:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-17 12:23:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC
- CIK Number
- 0001711177
- Filed Document
- 0001711177-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-17 12:23:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-17 12:20:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC
- CIK Number
- 0001656582
- Filed Document
- 0001656582-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-17 12:20:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-17 12:19:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001538916
- Filed Document
- 0001794068-20-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-17 12:19:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-17 12:17:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC
- CIK Number
- 0001689479
- Filed Document
- 0001689479-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-17 12:17:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-01-17 12:14:35 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes
- CIK Number
- 0001800344
- Filed Document
- 0001800344-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-17 12:14:35 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-17 12:13:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC
- CIK Number
- 0001769754
- Filed Document
- 0001769754-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-17 12:13:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-17 12:10:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- n/a
- CIK Number
- 0001689543
- Filed Document
- 0001689543-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-17 12:10:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-17 12:08:25 UTC |
- Amount To Be Raised
- $36,000,000
- Associated Brokers / Dealers
- Cantor Fitzgerald & Co., AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC., Berthel, Fisher & Company Financial Services, Inc., Cabot Lodge Securities LLC, Capital Investment Group Inc, CAPULENT LLC, CENTAURUS FINANCIAL, INC., COLORADO FINANCIAL SERVICE CORPORATION, Concorde Investment Services, DAI SECURITIES, LLC, DFPG Investments Inc., Great Point Capital, LLC, LIGHTHOUSE CAPITAL GROUP, LLC, Lightpath Capital, Inc., McDermott Investment Services, LLC, Peachcap Securities, Inc., SIGMA FINANCIAL CORPORATION, Stax Capital, Thornhill Securities, Inc., Wealthforge Securities, LLC, and Whitehall-Parker Securities, Inc.
- CIK Number
- 0001792431
- Filed Document
- 0001792431-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-17 12:08:25 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-17 12:05:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001480559
- Filed Document
- 0001794068-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-17 12:05:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-17 12:02:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001504514
- Filed Document
- 0001371811-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-17 12:02:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-01-17 12:01:37 UTC |
- Amount To Be Raised
- $45,594
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001800434
- Filed Document
- 0001800434-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-17 12:01:37 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-17 12:01:28 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001800283
- Filed Document
- 0001800283-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-17 12:01:28 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-01-17 12:00:33 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes
- CIK Number
- 0001800350
- Filed Document
- 0001800350-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-17 12:00:33 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-01-17 12:00:28 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, Lori Mayfield, and Charles Mathes
- CIK Number
- 0001799169
- Filed Document
- 0001799169-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-17 12:00:28 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|