Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
200 Fifth Avenue REIT Holdco LLC See All Filings	D	2020-01-17 19:52:41 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001799580 Filed Document 0001799580-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 19:52:41 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CIG AMS Investors LLC See All Filings	D	2020-01-17 19:50:29 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001798999 Filed Document 0001799079-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-17 19:50:29 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
ExchangeRight Net Leased Portfolio 29 DST See All Filings	D/A	2020-01-17 19:49:06 UTC
Amount To Be Raised $52,573,000 Associated Brokers / Dealers Lighthouse Capital Group LLC, Arkandios Capital, Arkandios Capital, Arkandios Capital, Capulent, Cape Securities, Concorde Investment Services, Emerson Equity, LLC, Emerson Equity, LLC, Great Point Capital, LLC, Great Point Capital, LLC, Great Point Capital, LLC, McDermott Investment Service, LLC, McDermott Investment Service, LLC, Cabot Lodge Securities, LLC, International Assets Advisory, LLC, Investment Security Corporation, Kalos Capital, Inc., Lightpath Capital, Inc., Lightpath Capital, Inc., Lightpath Capital, Inc., Lion Street Financial, LLC, North Capital Private Securities Corp, North Capital Private Securities Corp, North Capital Private Securities Corp, North Capital Private Securities Corp, WealthForge Securities, LLC, WealthForge Securities, LLC, WealthForge Securities, LLC, Western International Securities, Inc., Western International Securities, Inc., National Securities Corporation, National Securities Corporation, NPB Financial Group, LLC, NPB Financial Group, LLC, NPB Financial Group, LLC, NPB Financial Group, LLC, The Strategic Financial Alliance, Inc., and The Strategic Financial Alliance, Inc. CIK Number 0001787801 Filed Document 0001787801-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 19:49:06 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
U.S. Real Estate Core Mezzanine Debt REIT LLC See All Filings	D	2020-01-17 19:41:03 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001799049 Filed Document 0001799049-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 19:41:03 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Strata REIT Holdco LLC See All Filings	D	2020-01-17 19:23:38 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001799065 Filed Document 0001799065-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 19:23:38 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OnSwitch 2019 Pre-A, a series of Ramez Naam Ventures, LLC See All Filings	D/A	2020-01-17 19:21:42 UTC
Amount To Be Raised $427,440 Associated Brokers / Dealers N/A CIK Number 0001793695 Filed Document 0001786503-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-01-17 19:21:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PBV Fig Tech, a series of Assure Labs 2019, LLC See All Filings	D	2020-01-17 19:18:47 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001798817 Filed Document 0001786503-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-01-17 19:18:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPF FIV5 REIT (US) LLC See All Filings	D	2020-01-17 19:13:15 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001799070 Filed Document 0001799070-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 19:13:15 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Series 2020, a series of First In Ventures LLC See All Filings	D	2020-01-17 19:04:44 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001800439 Filed Document 0001786503-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-01-17 19:04:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OneLook Inc. See All Filings	D	2020-01-17 19:03:37 UTC
Amount To Be Raised $17,223,914 Associated Brokers / Dealers N/A CIK Number 0001799862 Filed Document 0001799862-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 19:03:37 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SPF FIV2 REIT (US) LLC See All Filings	D	2020-01-17 19:01:23 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001799068 Filed Document 0001799068-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 19:01:23 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
THOMA BRAVO EXPLORE FUND P, L.P. See All Filings	D	2020-01-17 18:59:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795987 Filed Document 0001795987-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 18:59:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
THOMA BRAVO EXPLORE FUND, L.P. See All Filings	D	2020-01-17 18:58:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795989 Filed Document 0001795989-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 18:58:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
THOMA BRAVO EXPLORE FUND A, L.P. See All Filings	D	2020-01-17 18:56:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795988 Filed Document 0001795988-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 18:56:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ExchangeRight Net Leased Portfolio 28 DST See All Filings	D/A	2020-01-17 18:52:16 UTC
Amount To Be Raised $53,157,000 Associated Brokers / Dealers Lighthouse Capital Group LLC, Arkandios Capital, B.B.Graham & Company, Inc., Cape Securities, Capulent, Cabin Securities, Inc., Concorde Investment Services, Emerson Equity, LLC, Great Point Capital, Great Point Capital, Great Point Capital, Lion Street Financial, LLC, McDermott Investment Service, LLC, Galt Financial Group, Inc., Investment Security Corporation, Lightpath Capital, Inc., Purshe Kaplan Sterling, North Capital Private Securities Corp, SCF Securities, Inc., SCF Securities, Inc., WealthForge Securities, LLC, WealthForge Securities, LLC, WealthForge Securities, LLC, Western International Securities, inc., and Western International Securities, inc. CIK Number 0001782794 Filed Document 0001782794-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 18:52:16 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
McKinney & Olive REIT LLC See All Filings	D	2020-01-17 18:49:37 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001799066 Filed Document 0001799066-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 18:49:37 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CIG Bradley Square Investors LLC See All Filings	D	2020-01-17 18:48:00 UTC
Amount To Be Raised $5,100,000 Associated Brokers / Dealers N/A CIK Number 0001799079 Filed Document 0001799079-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 18:48:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Fund FG-FIN, a series of Forge Investments LLC See All Filings	D/A	2020-01-17 18:42:48 UTC
Amount To Be Raised $446,390 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001704008 Filed Document 0001786503-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-17 18:42:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LP 1A REIT MA LLC See All Filings	D	2020-01-17 18:38:13 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001799074 Filed Document 0001799074-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 18:38:13 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Agrometrics, Inc. See All Filings	D	2020-01-17 18:31:33 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001799681 Filed Document 0001799681-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 18:31:33 UTC Type of Offering D Industry Agriculture Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Other
CA & NY Share Sale REIT LLC See All Filings	D	2020-01-17 18:22:53 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001799072 Filed Document 0001799072-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 18:22:53 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Proficient, Inc. See All Filings	D	2020-01-17 18:15:22 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001800100 Filed Document 0001800100-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 18:15:22 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
CA & NY Property Sale REIT 1 LLC See All Filings	D	2020-01-17 18:06:13 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001799053 Filed Document 0001799053-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 18:06:13 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WIP Diversified Properties, LLC See All Filings	D	2020-01-17 17:59:09 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001796047 Filed Document 0001796047-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 17:59:09 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
ULTRATA, LLC See All Filings	D	2020-01-17 17:47:56 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001622313 Filed Document 0001622313-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 17:47:56 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
SecureG, Inc. See All Filings	D	2020-01-17 17:45:29 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001800582 Filed Document 0001800582-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 17:45:29 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
125 West 55th REIT LLC See All Filings	D	2020-01-17 17:42:24 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001799048 Filed Document 0001799048-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 17:42:24 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EIG Torch Co-Investment, L.P. See All Filings	D	2020-01-17 17:29:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001800178 Filed Document 0001800178-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 17:29:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Fifth Avenue Real Assets 5 LLC See All Filings	D	2020-01-17 17:29:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bessemer Investor Services, Inc. CIK Number 0001800157 Filed Document 0001104659-20-005197 Exclusions or Exemptions 506b Accepted Date 2020-01-17 17:29:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Venue REIT Holdco LLC See All Filings	D	2020-01-17 17:27:00 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001799039 Filed Document 0001799039-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 17:27:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Target Global Early Stage Fund II LP See All Filings	D	2020-01-17 17:24:22 UTC
Amount To Be Raised $134,754,000 Associated Brokers / Dealers N/A CIK Number 0001800404 Filed Document 0001012975-20-000040 Exclusions or Exemptions 506b Accepted Date 2020-01-17 17:24:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CF Railway Multifamily DST See All Filings	D	2020-01-17 17:23:19 UTC
Amount To Be Raised $46,550,000 Associated Brokers / Dealers Cantor Fitzgerald & Co. CIK Number 0001800307 Filed Document 0001800307-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 17:23:19 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BAYBERRY WEST PARTNERS L P See All Filings	D/A	2020-01-17 17:20:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000878083 Filed Document 0000878083-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 17:20:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tuatara Capital Fund II, L.P. See All Filings	D/A	2020-01-17 17:20:05 UTC
Amount To Be Raised $375,000,000 Associated Brokers / Dealers N/A CIK Number 0001766083 Filed Document 0001766083-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 17:20:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
545 Washington Holdings, LP See All Filings	D	2020-01-17 17:19:11 UTC
Amount To Be Raised $4,180,727 Associated Brokers / Dealers David Turner CIK Number 0001800079 Filed Document 0001800489-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-17 17:19:11 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Acurx Pharmaceuticals, LLC See All Filings	D	2020-01-17 17:17:04 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001736243 Filed Document 0001736243-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 17:17:04 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Crescent REIT LLC See All Filings	D	2020-01-17 17:16:08 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001799140 Filed Document 0001799140-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 17:16:08 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ExchangeRight Net Leased Portfolio 27 DST See All Filings	D/A	2020-01-17 17:13:51 UTC
Amount To Be Raised $42,950,000 Associated Brokers / Dealers Lighthouse Capital Group LLC, B. B. Graham & Co Inc., Cabot Lodge Securities LLC, Calton & Associates, Inc., Capulent, Emerson Equity, LLC, Great Point Capital, Great Point Capital, Investment Security Corporation, JRL Capital Corporation, McDermott Investment Service, LLC, McDermott Investment Service, LLC, National Securities Corporation, Newbridge Securities Corporation, NPB Financial Group, LLC, Primex, Purshe Kaplan Sterling, WealthForge Securities, LLC, WealthForge Securities, LLC, WealthForge Securities, LLC, and Whitehall-Parker Securities, Inc. CIK Number 0001775407 Filed Document 0001775407-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 17:13:51 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
qubit Diversified Alternative Yield Fund, LP See All Filings	D	2020-01-17 17:12:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799865 Filed Document 0001567619-20-001252 Exclusions or Exemptions 506b Accepted Date 2020-01-17 17:12:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Data Point Capital III, L.P. See All Filings	D	2020-01-17 17:09:59 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001796008 Filed Document 0001796008-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 17:09:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LifeForce Capital Fund II, L.P. See All Filings	D	2020-01-17 17:04:11 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001799902 Filed Document 0001799902-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 17:04:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPF FIV4 REIT (US) LLC See All Filings	D	2020-01-17 17:03:40 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001799139 Filed Document 0001799139-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 17:03:40 UTC Type of Offering D Industry REITS and Finance Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Actium Liquidity Partners, Inc. See All Filings	D/A	2020-01-17 17:01:58 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001765357 Filed Document 0001765357-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 17:01:58 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
PA Small Co Private Equity Fund IX (Cayman), LP See All Filings	D	2020-01-17 17:01:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC CIK Number 0001800523 Filed Document 0001800523-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-17 17:01:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SLG International Opportunities L.P. See All Filings	D/A	2020-01-17 16:58:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TFS Advisory Services and Shingle Oak Advisors CIK Number 0001531123 Filed Document 0001531123-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 16:58:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
City Health Works, Inc. See All Filings	D	2020-01-17 16:57:49 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001800106 Filed Document 0001104659-20-005155 Exclusions or Exemptions 506b Accepted Date 2020-01-17 16:57:49 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Enklu, Inc. See All Filings	D	2020-01-17 16:57:33 UTC
Amount To Be Raised $4,151,425 Associated Brokers / Dealers N/A CIK Number 0001799995 Filed Document 0001799995-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 16:57:33 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Newark Venture Partners Fund II, L.P. See All Filings	D	2020-01-17 16:56:15 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001800352 Filed Document 0001800352-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 16:56:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AzurRx BioPharma, Inc. See All Filings	D	2020-01-17 16:56:07 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Alexander Capital, L. P. CIK Number 0001604191 Filed Document 0001415889-20-000125 Exclusions or Exemptions 506b Accepted Date 2020-01-17 16:56:07 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt
SPF FIV1 REIT (US) LLC See All Filings	D	2020-01-17 16:51:20 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001799138 Filed Document 0001799138-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 16:51:20 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity