|
|
D/A |
2020-01-24 11:26:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001744331
- Filed Document
- 0000919574-20-000545
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 11:26:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-24 11:24:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595271
- Filed Document
- 0001595271-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 11:24:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-24 11:20:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000863935
- Filed Document
- 0000863935-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 11:20:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-24 11:18:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001800503
- Filed Document
- 0001800503-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 11:18:39 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-24 11:17:29 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001800846
- Filed Document
- 0001800846-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 11:17:29 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-24 11:17:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001607892
- Filed Document
- 0001696092-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 11:17:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-24 11:16:23 UTC |
- Amount To Be Raised
- $5,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001800859
- Filed Document
- 0001800859-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 11:16:23 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-24 11:12:24 UTC |
- Amount To Be Raised
- $12,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001800787
- Filed Document
- 0001800787-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 11:12:24 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-24 11:11:41 UTC |
- Amount To Be Raised
- $46,217,570
- Associated Brokers / Dealers
- Stonecrest Capital Markets, Inc., Concorde Investment Services, LLC, Cambridge Investment Research, Centaurus Financial, Inc., Moloney Securities Co, DFPG Investments, Inc., Royal Alliance Associates, Inc., Crown Capital Securities L.P., Westpark Capital Inc, Independent Financial Group, LLC, Capital Investment Group, Inc., Kovack Securities, Inc., Avantax Investment Services Inc, Primex Prime Electronic Execution Inc, Commonwealth Financial Network, Woodbury Financial Services, Inc., American Portfolios Financial Svcs, Lincoln Financial Advisors, McDermott Investment Services, LLC, Securities America Inc., Triad Advisors, Inc., Thornhill Securities Inc, Huntwicke Securities LLC, Arkadios Capital, Investacorp, Inc., Lincoln Financial Securities Corp, Parkland Securities, LLC, Sagepoint Financial, Inc., Ameritas Investment Corp., WealthForge Securities LLC, RCX Capital Group, LLC, Sigma Financial Corporation, Metropolitan Capital Investment Banc Inc., Cabot Lodge Securities LLC, and FSC Securities Corporation
- CIK Number
- 0001791755
- Filed Document
- 0001791755-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 11:11:41 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
MFS INSTITUTIONAL MONEY MARKET PORTFOLIO, A SERIES OF THE MFS SERIES TRUST XIV
See All Filings
|
D/A |
2020-01-24 11:10:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001392417
- Filed Document
- 0000912938-20-000017
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 11:10:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-24 11:05:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AVM, L.P.
- CIK Number
- 0001695912
- Filed Document
- 0001695912-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 11:05:13 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-24 11:02:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001054072
- Filed Document
- 0000919574-20-000542
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 11:02:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-24 11:02:13 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001799905
- Filed Document
- 0001799905-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 11:02:13 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-24 10:56:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001405582
- Filed Document
- 0000919574-20-000540
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 10:56:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-24 10:53:16 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- CHARLES B. HARRISON, LORI MAYFIELD, SCOTT HARRISON, PATRICK J. WHELCHEL, and CHARLES MATHES
- CIK Number
- 0001798166
- Filed Document
- 0001798166-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 10:53:16 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-24 10:53:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001641744
- Filed Document
- 0000945621-20-000017
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 10:53:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-24 10:51:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- James River Securities Corp. and Frontier Solutions, LLC
- CIK Number
- 0001696092
- Filed Document
- 0001696092-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 10:51:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-24 10:50:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001567017
- Filed Document
- 0001567017-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 10:50:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-24 10:50:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001695495
- Filed Document
- 0000919574-20-000537
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 10:50:07 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-24 10:49:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Neal Tracey Berger, Shane Irving Burn, Robert Lee Morse, James Crocker Colen, William J. Irwin, Perkins Fund Marketing LLC, Nathan Z. Anderson, and Profor Securities, LLC
- CIK Number
- 0001545055
- Filed Document
- 0000919574-20-000536
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 10:49:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-24 10:46:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- William J. Irwin, Neal Tracey Berger, Shane Irving Burn, Robert Lee Morse, James Crocker Colen, Perkins Fund Marketing LLC, Nathan Z. Anderson, and Profor Securities, LLC
- CIK Number
- 0001374914
- Filed Document
- 0000919574-20-000533
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 10:46:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-24 10:45:01 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001800206
- Filed Document
- 0000897069-20-000053
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 10:45:01 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-24 10:40:30 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- Taglich Brothers, Inc.
- CIK Number
- 0001436938
- Filed Document
- 0001436938-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 10:40:30 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-24 10:35:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- INTE SECURITIES LLC
- CIK Number
- 0001599261
- Filed Document
- 0000919574-20-000531
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 10:35:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-24 10:33:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001608504
- Filed Document
- 0001608504-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 10:33:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-24 10:33:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001353909
- Filed Document
- 0000919574-20-000529
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 10:33:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-24 10:33:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001801073
- Filed Document
- 0001801073-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 10:33:11 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-24 10:32:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001497279
- Filed Document
- 0001497279-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 10:32:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-24 10:26:37 UTC |
- Amount To Be Raised
- $39,280,105
- Associated Brokers / Dealers
- Inland Securities Corporation, Primex Prime Electronic Execution Inc, WealthForge Securities LLC, McDermott Investment Services, LLC, Lightpath Capital Inc., RCX Capital Group LLC, Concorde Investment Services, LLC, Investacorp, Inc., DFPG Investments, Inc., 1st Global Capital Corporation, Westpark Capital Inc, Cabot Lodge Securities LLC, Investment Planners, Inc., Sagepoint Financial, Inc., Lincoln Financial Advisors, Nationwide Planning Associates, Inc., Triad Advisors, Inc., Royal Alliance Associates, Inc., Stonecrest Capital Markets, Inc., Independent Financial Group, LLC, Saxony Securities, DAI Securities LLC, Coordinated Capital Securities, Centaurus Financial, Inc., and Avantax Investment Services Inc
- CIK Number
- 0001785005
- Filed Document
- 0001785005-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 10:26:37 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-24 10:25:23 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001289702
- Filed Document
- 0001289702-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 10:25:23 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- KENTUCKY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-24 10:25:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001283995
- Filed Document
- 0000919574-20-000527
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 10:25:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-24 10:21:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Far Hills Group, LLC
- CIK Number
- 0001631305
- Filed Document
- 0000919574-20-000525
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 10:21:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BAHAMAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-24 10:20:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001666004
- Filed Document
- 0001666004-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 10:20:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-24 10:15:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001238152
- Filed Document
- 0000919574-20-000523
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 10:15:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-24 10:15:51 UTC |
- Amount To Be Raised
- $12,309,567
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001765970
- Filed Document
- 0000950138-20-000032
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 10:15:51 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-24 10:04:36 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes
- CIK Number
- 0001800833
- Filed Document
- 0001800833-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 10:04:36 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-24 10:01:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001544863
- Filed Document
- 0000919574-20-000521
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 10:01:39 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-24 10:00:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001186961
- Filed Document
- 0000919574-20-000519
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 10:00:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-24 09:57:12 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001527262
- Filed Document
- 0001527262-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 09:57:12 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-24 09:56:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001544865
- Filed Document
- 0000919574-20-000517
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 09:56:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-24 09:54:54 UTC |
- Amount To Be Raised
- $67,591,872
- Associated Brokers / Dealers
- DFPG Investments, Inc., APW Capital Inc, Westpark Capital Inc, Capital Investment Group, Inc., Mc Dermott Investment Services, LLC, American Investors Company, Sagepoint Financial, Inc., International Assets Advisory, LLC, Tfs Securities, Inc., Concorde Investment Services, LLC, Calton & Associates, Primex Prime Electronic Execution Inc, Investacorp, Inc., Securities America Inc., Triad Advisors, Inc., Lincoln Financial Advisors, H D Vest Investment Securities Inc, WealthForge Securities LLC, Crown Capital Securities L.P., 1st Global Capital Corporation, Woodbury Financial Services, Inc., Cambridge Investment Research, Lincoln Financial Securities Corp, Whitehall-Parker Securities, Inc., Great Point Capital LLC, Commonwealth Financial Network, Royal Alliance Associates, Inc., First Allied Securities Inc., Summit Brokerage Services, Inc., Colorado Financial Service Corp, Madison Avenue Securities, LLC, FSC Securities Corporation, RCX Capital Group LLC, Independent Financial Group, LLC, Capulent LLC, Voya Financial Advisors, Center Street Securities, Inc., Nationwide Planning Associates, Inc, Vanderbilt Securities, LLC, Ameritas Investment Corp., Stonecrest Capital Markets, Inc, Avantax Investment Services Inc, Kingsbury Capital Inc., American Portfolios Financial Svcs, Cetera Advisors, LLC, Cetera Financial Specialists LLC, and Cetera Advisor Networks, LLC
- CIK Number
- 0001777792
- Filed Document
- 0001777792-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 09:54:54 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-24 09:51:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Brevan Howard US LLC
- CIK Number
- 0001729209
- Filed Document
- 0001729209-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 09:51:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-01-24 09:43:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A, N/A, N/A, and N/A
- CIK Number
- 0001644648
- Filed Document
- 0000919574-20-000515
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 09:43:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-24 09:38:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Stonehaven, LLC
- CIK Number
- 0001583699
- Filed Document
- 0000919574-20-000513
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 09:38:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-24 09:36:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Stonehaven, LLC
- CIK Number
- 0001583564
- Filed Document
- 0000919574-20-000511
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 09:36:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-01-24 09:20:41 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001277119
- Filed Document
- 0001277119-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 09:20:41 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2020-01-24 08:41:49 UTC |
- Amount To Be Raised
- $12,680,669
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001772763
- Filed Document
- 0001772763-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 08:41:49 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-01-24 08:38:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- None
- CIK Number
- 0001755598
- Filed Document
- 0001755598-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 08:38:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
PGIM Fixed Income Global Liquidity Relative Value Fund I (Cayman), Ltd.
See All Filings
|
D/A |
2020-01-24 08:38:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Prudential Investment Management Services LLC
- CIK Number
- 0001660420
- Filed Document
- 0000902664-20-000452
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 08:38:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
PGIM Fixed Income Emerging Markets Long Short Fund I (Cayman), Ltd.
See All Filings
|
D/A |
2020-01-24 08:32:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Prudential Investment Management Services LLC
- CIK Number
- 0001585046
- Filed Document
- 0000902664-20-000451
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-01-24 08:32:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|