Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Context Partners Fund, L.P. See All Filings	D/A	2020-01-29 13:49:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505246 Filed Document 0001505246-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 13:49:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DALTON ASIA (US FEEDER) FUND LP See All Filings	D/A	2020-01-29 13:47:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001428125 Filed Document 0001428125-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 13:47:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DALTON GREATER CHINA (OFFSHORE FEEDER) FUND LTD. See All Filings	D/A	2020-01-29 13:40:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001384438 Filed Document 0001384438-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 13:40:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Connor Group Real Estate Income & Growth Fund XIV, LLC See All Filings	D	2020-01-29 13:39:27 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001800969 Filed Document 0000906318-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-01-29 13:39:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oak Street Real Estate Capital Net Lease Property Fund REIT, LLC See All Filings	D	2020-01-29 13:39:16 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001800625 Filed Document 0001800625-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 13:39:16 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CFC V LLC See All Filings	D	2020-01-29 13:36:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Charles Mathes, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001801448 Filed Document 0001315863-20-000113 Exclusions or Exemptions 506b Accepted Date 2020-01-29 13:36:53 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Oak Street Real Estate Capital Fund IV TN REIT, LLC See All Filings	D	2020-01-29 13:35:36 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001800624 Filed Document 0001800624-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 13:35:36 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
DALTON GREATER CHINA (US FEEDER) FUND LP See All Filings	D/A	2020-01-29 13:35:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001314143 Filed Document 0001314143-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 13:35:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avail Medsystems, Inc. See All Filings	D	2020-01-29 13:32:58 UTC
Amount To Be Raised $16,958,400 Associated Brokers / Dealers N/A CIK Number 0001741847 Filed Document 0001741847-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-29 13:32:58 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DB Investors Fund III, LLC See All Filings	D	2020-01-29 13:32:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799009 Filed Document 0000902664-20-000577 Exclusions or Exemptions 506b Accepted Date 2020-01-29 13:32:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gabi Personal Insurance Agency, Inc. See All Filings	D	2020-01-29 13:20:46 UTC
Amount To Be Raised $27,029,895 Associated Brokers / Dealers N/A CIK Number 0001733545 Filed Document 0001733545-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 13:20:46 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DB Investors Fund IV, L.P. See All Filings	D	2020-01-29 13:16:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799008 Filed Document 0000902664-20-000575 Exclusions or Exemptions 506b Accepted Date 2020-01-29 13:16:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wealth Advisor Growth Network, LLC See All Filings	D	2020-01-29 13:15:43 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001801289 Filed Document 0001801289-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 13:15:43 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Northwest Urological Services, LLC See All Filings	D	2020-01-29 13:14:15 UTC
Amount To Be Raised $39,716 Associated Brokers / Dealers N/A CIK Number 0001479532 Filed Document 0001479532-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 13:14:15 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pacific & General Investments LP See All Filings	D/A	2020-01-29 13:13:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001314612 Filed Document 0001314612-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 13:13:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZEEV VENTURES VI, L.P. See All Filings	D/A	2020-01-29 13:11:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001796803 Filed Document 0001796803-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 13:11:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategy System Partners, LLC See All Filings	D/A	2020-01-29 13:10:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756477 Filed Document 0001756477-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 13:10:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Navitas Semiconductor, Inc. See All Filings	D	2020-01-29 13:02:53 UTC
Amount To Be Raised $14,999,995 Associated Brokers / Dealers N/A CIK Number 0001647585 Filed Document 0001647585-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 13:02:53 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pacific & General Investments Inc. See All Filings	D/A	2020-01-29 13:01:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503162 Filed Document 0001503162-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 13:01:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fairfield CP REIT I LLC See All Filings	D	2020-01-29 12:55:17 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001800563 Filed Document 0001800563-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 12:55:17 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MASECO Alternative Credit Fund, L.P. See All Filings	D/A	2020-01-29 12:54:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662554 Filed Document 0001566114-20-000028 Exclusions or Exemptions 506b Accepted Date 2020-01-29 12:54:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dalton India (Offshore Feeder) Fund Ltd. See All Filings	D/A	2020-01-29 12:53:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614148 Filed Document 0001614148-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 12:53:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clearisle Realty Corp See All Filings	D	2020-01-29 12:52:47 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001800654 Filed Document 0001800654-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 12:52:47 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Stratus Feeder LP See All Filings	D/A	2020-01-29 12:48:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633899 Filed Document 0000943663-20-000024 Exclusions or Exemptions 506b Accepted Date 2020-01-29 12:48:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COBRO VENTURES OPPORTUNITY FUND, L.P. See All Filings	D/A	2020-01-29 12:47:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795025 Filed Document 0001795025-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-29 12:47:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dalton India (US Feeder) Fund LP See All Filings	D/A	2020-01-29 12:31:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614149 Filed Document 0001614149-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 12:31:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DALTON KIZUNA (OFFSHORE FEEDER) FUND LTD. See All Filings	D/A	2020-01-29 12:24:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699528 Filed Document 0001699528-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 12:24:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Context Partners Offshore, L.P. See All Filings	D/A	2020-01-29 12:20:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724712 Filed Document 0001724712-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 12:20:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barings Emerging Generation Fund, LP See All Filings	D	2020-01-29 12:20:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001800531 Filed Document 0000943663-20-000023 Exclusions or Exemptions 506b Accepted Date 2020-01-29 12:20:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
BSREP III Orion II REIT LLC See All Filings	D	2020-01-29 12:16:27 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001800784 Filed Document 0001800784-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 12:16:27 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BPY BOZ Mott Haven REIT LLC See All Filings	D	2020-01-29 12:14:17 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001800783 Filed Document 0001800783-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 12:14:17 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BNYC REIT II LLC See All Filings	D	2020-01-29 12:12:11 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001800569 Filed Document 0001800569-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 12:12:11 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MIP IV DC REIT, LLC See All Filings	D	2020-01-29 12:08:45 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H&L Equities, LLC, Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, Lori Mayfield, and Charles Mathes CIK Number 0001800562 Filed Document 0001567619-20-001657 Exclusions or Exemptions 506b Accepted Date 2020-01-29 12:08:45 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MIP IV Interconnect REIT, LLC See All Filings	D	2020-01-29 12:06:38 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H&L Equities, LLC, Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, Lori Mayfield, and Charles Mathes CIK Number 0001800561 Filed Document 0001567619-20-001656 Exclusions or Exemptions 506b Accepted Date 2020-01-29 12:06:38 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Simply Storage REIT 5 LLC See All Filings	D	2020-01-29 12:04:09 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Adivsors, LLC CIK Number 0001801059 Filed Document 0001801059-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 12:04:09 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Netrality Holdco, LLC See All Filings	D	2020-01-29 12:03:59 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H&L Equities, LLC, Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, Lori Mayfield, and Charles Mathes CIK Number 0001800518 Filed Document 0001567619-20-001654 Exclusions or Exemptions 506b Accepted Date 2020-01-29 12:03:59 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Simply Storage REIT 4 LLC See All Filings	D	2020-01-29 12:02:08 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001800791 Filed Document 0001800791-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 12:02:08 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Chodikee Lake Partners LP See All Filings	D/A	2020-01-29 12:01:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665772 Filed Document 0001665772-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 12:01:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
DALTON KIZUNA (US FEEDER) FUND LP See All Filings	D/A	2020-01-29 11:59:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699530 Filed Document 0001699530-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 11:59:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Simply Storage REIT 3 LLC See All Filings	D	2020-01-29 11:58:59 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001800790 Filed Document 0001800790-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 11:58:59 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Simply Storage REIT 2 LLC See All Filings	D	2020-01-29 11:49:25 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001800789 Filed Document 0001800789-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 11:49:25 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PHASE FOUR, INC. See All Filings	D	2020-01-29 11:48:15 UTC
Amount To Be Raised $17,565,496 Associated Brokers / Dealers N/A CIK Number 0001662786 Filed Document 0001662786-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-01-29 11:48:15 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Simply Storage REIT 1 LLC See All Filings	D	2020-01-29 11:47:15 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001800788 Filed Document 0001800788-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 11:47:15 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Central Texas REIT, LLC See All Filings	D	2020-01-29 11:44:31 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001801176 Filed Document 0001315863-20-000112 Exclusions or Exemptions 506b Accepted Date 2020-01-29 11:44:31 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RIP ROAD US FUND LP See All Filings	D/A	2020-01-29 11:40:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756391 Filed Document 0001567619-20-001653 Exclusions or Exemptions 506b Accepted Date 2020-01-29 11:40:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wynnchurch Capital Partners V, L.P. See All Filings	D	2020-01-29 11:40:33 UTC
Amount To Be Raised $2,277,000,000 Associated Brokers / Dealers CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001800872 Filed Document 0001800872-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 11:40:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harpoon Holdings, L.P. See All Filings	D	2020-01-29 11:37:11 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001795106 Filed Document 0001567619-20-001652 Exclusions or Exemptions 506b Accepted Date 2020-01-29 11:37:11 UTC Type of Offering D Industry Insurance Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
PRUDENTIAL INSURANCE CO OF AMERICA See All Filings	D/A	2020-01-29 11:36:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John Barrasso, Scott Gaul, and Harry Dalessio CIK Number 0000729057 Filed Document 0000729057-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-29 11:36:34 UTC Type of Offering D/A Industry Insurance Principal Place of Business NEW JERSEY Revenue or Assets $Over $100,000,000 Type of Security Other
Thames Long Fund, LP See All Filings	D	2020-01-29 11:29:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001801360 Filed Document 0000919574-20-000632 Exclusions or Exemptions 506b Accepted Date 2020-01-29 11:29:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
PRUDENTIAL INSURANCE CO OF AMERICA See All Filings	D/A	2020-01-29 11:27:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John Barrasso, Harry Dalessio, and Scott Gaul CIK Number 0000729057 Filed Document 0000729057-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 11:27:25 UTC Type of Offering D/A Industry Insurance Principal Place of Business NEW JERSEY Revenue or Assets $Over $100,000,000 Type of Security Other