Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
RAINTREE MULTI-STRATEGY FUND LP See All Filings	D/A	2020-01-29 18:41:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494929 Filed Document 0001062993-20-000380 Exclusions or Exemptions 506b Accepted Date 2020-01-29 18:41:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YO Fund I, a series of Shrug Capital, LP See All Filings	D	2020-01-29 18:35:18 UTC
Amount To Be Raised $103,991 Associated Brokers / Dealers N/A CIK Number 0001801501 Filed Document 0001801501-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-29 18:35:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CR Fund I, a series of Abvara Capital, LP See All Filings	D	2020-01-29 18:35:14 UTC
Amount To Be Raised $111,000 Associated Brokers / Dealers N/A CIK Number 0001801445 Filed Document 0001801445-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-29 18:35:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Camino Financial, Inc. See All Filings	D	2020-01-29 18:35:04 UTC
Amount To Be Raised $11,819,965 Associated Brokers / Dealers N/A CIK Number 0001801504 Filed Document 0001801504-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 18:35:04 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Phylos Bioscience, Inc. See All Filings	D	2020-01-29 18:28:37 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001630986 Filed Document 0001630986-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 18:28:37 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Caladan Fund LP See All Filings	D	2020-01-29 18:25:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001801267 Filed Document 0001801267-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-29 18:25:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beach MPTC, LLC See All Filings	D	2020-01-29 18:22:55 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001801415 Filed Document 0001801415-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 18:22:55 UTC Type of Offering D Industry Commercial Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
ZH Fund I, a series of AX-RN-Funds, LP See All Filings	D	2020-01-29 18:20:13 UTC
Amount To Be Raised $369,521 Associated Brokers / Dealers N/A CIK Number 0001801464 Filed Document 0001801464-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-29 18:20:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ai4, LLC See All Filings	D	2020-01-29 18:15:26 UTC
Amount To Be Raised $250,454 Associated Brokers / Dealers N/A CIK Number 0001801522 Filed Document 0001801522-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 18:15:26 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Quad4 Group, Inc. See All Filings	D	2020-01-29 18:14:32 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001801377 Filed Document 0001801377-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 18:14:32 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Fairona, Inc. See All Filings	D	2020-01-29 17:59:47 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001800737 Filed Document 0001800737-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 17:59:47 UTC Type of Offering D Industry Other Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Trinity Capital Inc. See All Filings	D	2020-01-29 17:56:16 UTC
Amount To Be Raised $106,474,995 Associated Brokers / Dealers Keefe, Bruyette & Woods, Inc. CIK Number 0001786108 Filed Document 0001104659-20-008214 Exclusions or Exemptions 506b Accepted Date 2020-01-29 17:56:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
HZF Springfield, LLC See All Filings	D	2020-01-29 17:26:47 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001799896 Filed Document 0001799896-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 17:26:47 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Ribbit Capital VI, L.P. See All Filings	D	2020-01-29 17:23:21 UTC
Amount To Be Raised $420,000,000 Associated Brokers / Dealers N/A CIK Number 0001800884 Filed Document 0001800884-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 17:23:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Bullfrog Capital, L.P. See All Filings	D	2020-01-29 17:20:52 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001801181 Filed Document 0001801181-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 17:20:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SAS Nanotechnologies LLC See All Filings	D	2020-01-29 17:15:43 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001801538 Filed Document 0001801538-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 17:15:43 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
AG Artemis Holdings, L.P. See All Filings	D	2020-01-29 17:13:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780928 Filed Document 0001780928-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 17:13:26 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AMYRIS, INC. See All Filings	D	2020-01-29 17:06:38 UTC
Amount To Be Raised $9,750,000 Associated Brokers / Dealers N/A CIK Number 0001365916 Filed Document 0001365916-20-000013 Exclusions or Exemptions 506b Accepted Date 2020-01-29 17:06:38 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Springfield Sponsor, LLC See All Filings	D	2020-01-29 17:05:58 UTC
Amount To Be Raised $22,715,125 Associated Brokers / Dealers N/A CIK Number 0001799938 Filed Document 0001799938-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 17:05:58 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Common
Cognixion Inc. See All Filings	D/A	2020-01-29 17:04:28 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers N/A CIK Number 0001749036 Filed Document 0001749036-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 17:04:28 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Xebra Brands Ltd. See All Filings	D	2020-01-29 16:56:56 UTC
Amount To Be Raised $207,130 Associated Brokers / Dealers N/A CIK Number 0001801399 Filed Document 0001183740-20-000024 Exclusions or Exemptions 506b Accepted Date 2020-01-29 16:56:56 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Schroder Adveq Europe Direct II S.C.S. See All Filings	D/A	2020-01-29 16:53:07 UTC
Amount To Be Raised $550,000,000 Associated Brokers / Dealers Schroder Fund Advisors LLC CIK Number 0001697652 Filed Document 0001697652-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-29 16:53:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Schroder Adveq Asia V S.C.S. See All Filings	D	2020-01-29 16:52:22 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Schroder Fund Advisors LLC CIK Number 0001799559 Filed Document 0001697652-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 16:52:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Base10 Partners II, L.P. See All Filings	D/A	2020-01-29 16:51:32 UTC
Amount To Be Raised $250,305,000 Associated Brokers / Dealers N/A CIK Number 0001786703 Filed Document 0001786703-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 16:51:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Greenville API Platform, Inc. See All Filings	D	2020-01-29 16:50:21 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001801113 Filed Document 0001801113-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 16:50:21 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VPEG Fit Factory Fund, LLC See All Filings	D	2020-01-29 16:48:01 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001801482 Filed Document 0001801482-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 16:48:01 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
VBGO 901 Fifth REIT LLC See All Filings	D	2020-01-29 16:43:02 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001801227 Filed Document 0001801227-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 16:43:02 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Loomis Sayles Senior Floating Rate Fund LLC See All Filings	D/A	2020-01-29 16:40:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001297684 Filed Document 0001297684-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-29 16:40:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerald Lake PD Acquisition, L.P. See All Filings	D	2020-01-29 16:39:09 UTC
Amount To Be Raised $32,925,000 Associated Brokers / Dealers N/A CIK Number 0001801381 Filed Document 0001015325-20-000008 Exclusions or Exemptions 506b Accepted Date 2020-01-29 16:39:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VBGO 425 Lexington REIT LLC See All Filings	D	2020-01-29 16:38:30 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001801228 Filed Document 0001801228-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 16:38:30 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Maverick Topco, LLC See All Filings	D	2020-01-29 16:33:21 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001801556 Filed Document 0000950172-20-000028 Exclusions or Exemptions 506b Accepted Date 2020-01-29 16:33:21 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tonal Series C, a Series of Hyphen Investing, LLC See All Filings	D/A	2020-01-29 16:27:10 UTC
Amount To Be Raised $359,349 Associated Brokers / Dealers N/A CIK Number 0001771069 Filed Document 0001798827-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-29 16:27:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cerberus Global Private Equity Partners, L.P. See All Filings	D/A	2020-01-29 16:26:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Greenstone Equity Partners CIK Number 0001753619 Filed Document 0000905718-20-000073 Exclusions or Exemptions 506b Accepted Date 2020-01-29 16:26:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cognixion, a series of SCA SPV, LLC See All Filings	D	2020-01-29 16:17:09 UTC
Amount To Be Raised $245,000 Associated Brokers / Dealers N/A CIK Number 0001798827 Filed Document 0001798827-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 16:17:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NFC Hotel Investors II, LLC See All Filings	D	2020-01-29 16:02:06 UTC
Amount To Be Raised $7,200,000 Associated Brokers / Dealers N/A CIK Number 0001800732 Filed Document 0001567619-20-001682 Exclusions or Exemptions 506b Accepted Date 2020-01-29 16:02:06 UTC Type of Offering D Industry Investing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Rockefeller Climate Solutions Fund, L.P. See All Filings	D/A	2020-01-29 15:56:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545254 Filed Document 0000945621-20-000023 Exclusions or Exemptions 506b Accepted Date 2020-01-29 15:56:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Texas Health Surgery Center Rockwall, LLC See All Filings	D	2020-01-29 15:44:23 UTC
Amount To Be Raised $1,866,722 Associated Brokers / Dealers N/A CIK Number 0001645817 Filed Document 0001645817-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 15:44:23 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Banneker Partners Fund I, L.P. See All Filings	D	2020-01-29 15:39:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PARK HILL GROUP LLC, Andrew Sillari, and Keith Whitney CIK Number 0001800504 Filed Document 0000899140-20-000049 Exclusions or Exemptions 506b Accepted Date 2020-01-29 15:39:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Native Cardio, Inc. See All Filings	D/A	2020-01-29 15:29:49 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Theodore Kalem and John G. Myers CIK Number 0001767312 Filed Document 0001767312-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 15:29:49 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Maggiore Fund I LP See All Filings	D/A	2020-01-29 15:28:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001402418 Filed Document 0001402418-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-01-29 15:28:57 UTC Type of Offering D/A Industry Investing Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Lynx Dx, Inc. See All Filings	D	2020-01-29 15:27:27 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001799277 Filed Document 0001799277-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 15:27:27 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
LGC MHC II REIT LLC See All Filings	D	2020-01-29 15:23:02 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers CHARLES B. HARRISON, PATRICK J. WHELCHEL, SCOTT HARRISON, LORI MAYFIELD, and CHARLES MATHES CIK Number 0001801430 Filed Document 0001801430-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 15:23:02 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Western Wealth Capital L US Investor, LP See All Filings	D/A	2020-01-29 15:07:10 UTC
Amount To Be Raised $11,750,000 Associated Brokers / Dealers N/A CIK Number 0001792833 Filed Document 0001642247-20-000009 Exclusions or Exemptions 506b Accepted Date 2020-01-29 15:07:10 UTC Type of Offering D/A Industry Residential Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
eClinical Solutions LLC See All Filings	D	2020-01-29 15:00:37 UTC
Amount To Be Raised $19,250,000 Associated Brokers / Dealers N/A CIK Number 0001801484 Filed Document 0001801484-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 15:00:37 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
FREESTONE AFFORDABLE HOUSING PARTNERS LP See All Filings	D	2020-01-29 14:59:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799808 Filed Document 0001567619-20-001665 Exclusions or Exemptions 506b Accepted Date 2020-01-29 14:59:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aon Hewitt Institutional Funds, LLC See All Filings	D/A	2020-01-29 14:44:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Aon Securities Inc. CIK Number 0001665072 Filed Document 0001665072-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 14:44:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New York City Property Fund II N-Investors LP See All Filings	D	2020-01-29 14:41:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001801130 Filed Document 0001567619-20-001660 Exclusions or Exemptions 506b Accepted Date 2020-01-29 14:41:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Yava Alumina Inc. See All Filings	D/A	2020-01-29 14:35:32 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers N/A CIK Number 0001693255 Filed Document 0001693255-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 14:35:32 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
United Vet Care Holdings, LLC See All Filings	D	2020-01-29 14:35:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001801186 Filed Document 0001801186-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 14:35:06 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CYBER RECONNAISSANCE, INC. See All Filings	D	2020-01-29 14:33:57 UTC
Amount To Be Raised $8,581,487 Associated Brokers / Dealers N/A CIK Number 0001687171 Filed Document 0001687171-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-29 14:33:57 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity