Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
OPERAND III FUND, LP See All Filings	D	2020-01-31 16:33:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001801111 Filed Document 0000913849-20-000033 Exclusions or Exemptions 506b Accepted Date 2020-01-31 16:33:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New 2ND Capital Offshore Feeder Fund II (Parallel), L.P. See All Filings	D	2020-01-31 16:32:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001801132 Filed Document 0001801132-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-31 16:32:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hunter Capital Partners LP See All Filings	D/A	2020-01-31 16:31:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764938 Filed Document 0000905718-20-000092 Exclusions or Exemptions 506b Accepted Date 2020-01-31 16:31:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
mPharma Data, Inc See All Filings	D	2020-01-31 16:30:51 UTC
Amount To Be Raised $21,512,226 Associated Brokers / Dealers N/A CIK Number 0001664913 Filed Document 0001104659-20-009308 Exclusions or Exemptions 506b Accepted Date 2020-01-31 16:30:51 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
New 2ND Capital Fund II, L.P. See All Filings	D	2020-01-31 16:30:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001801133 Filed Document 0001801133-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-31 16:30:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Next Alpha US Fund LLC See All Filings	D	2020-01-31 16:24:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001801129 Filed Document 0001012975-20-000096 Exclusions or Exemptions 506b Accepted Date 2020-01-31 16:24:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hunter Capital Offshore Fund Ltd. See All Filings	D/A	2020-01-31 16:24:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764939 Filed Document 0000905718-20-000089 Exclusions or Exemptions 506b Accepted Date 2020-01-31 16:24:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acadian Emerging Markets Managed Volatility Equity Fund, LLC See All Filings	D/A	2020-01-31 16:23:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001592916 Filed Document 0001592916-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-31 16:23:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Civitas San Antonio NW Hotel Fund, LP See All Filings	D	2020-01-31 16:20:53 UTC
Amount To Be Raised $4,806,000 Associated Brokers / Dealers N/A CIK Number 0001801908 Filed Document 0001801908-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-31 16:20:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ALPHA LITHIUM Corp See All Filings	D	2020-01-31 16:16:08 UTC
Amount To Be Raised $125,842 Associated Brokers / Dealers N/A CIK Number 0001576148 Filed Document 0001085037-20-000008 Exclusions or Exemptions 506b Accepted Date 2020-01-31 16:16:08 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SPRITZ BEVERAGES CO. See All Filings	D	2020-01-31 16:15:21 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001798637 Filed Document 0001798637-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-31 16:15:21 UTC Type of Offering D Industry Manufacturing Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
BCSP RINO REIT II LLC See All Filings	D	2020-01-31 16:12:37 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001801529 Filed Document 0001801529-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-31 16:12:37 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Center for Specialty Surgery of Austin, LLC See All Filings	D	2020-01-31 16:11:26 UTC
Amount To Be Raised $795,000 Associated Brokers / Dealers N/A CIK Number 0001801786 Filed Document 0001801786-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-31 16:11:26 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Iterum Therapeutics Bermuda Ltd See All Filings	D	2020-01-31 16:09:33 UTC
Amount To Be Raised $51,588,000 Associated Brokers / Dealers SVB Leerink LLC CIK Number 0001800802 Filed Document 0001659323-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-31 16:09:33 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Debt
FARMHOUSE SCOTTSDALE LLC See All Filings	D/A	2020-01-31 16:09:28 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001742381 Filed Document 0001591408-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-01-31 16:09:28 UTC Type of Offering D/A Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
European Asset Value Fund (USD) II, L.P. See All Filings	D/A	2020-01-31 16:05:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760359 Filed Document 0001800421-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-01-31 16:05:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AMMO, INC. See All Filings	D	2020-01-31 16:01:48 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers JOSEPH GUNNAR & CO. LLC CIK Number 0001015383 Filed Document 0001493152-20-001442 Exclusions or Exemptions 506b Accepted Date 2020-01-31 16:01:48 UTC Type of Offering D Industry Manufacturing Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA See All Filings	D/A	2020-01-31 16:00:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000315038 Filed Document 0000930413-20-000190 Exclusions or Exemptions 506b Accepted Date 2020-01-31 16:00:47 UTC Type of Offering D/A Industry Insurance Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Other
OCO Opportunities Offshore Fund, Ltd. See All Filings	D/A	2020-01-31 15:59:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582585 Filed Document 0000950142-20-000237 Exclusions or Exemptions 506b Accepted Date 2020-01-31 15:59:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OCO Opportunities Onshore Fund, L.P. See All Filings	D/A	2020-01-31 15:58:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582606 Filed Document 0000950142-20-000236 Exclusions or Exemptions 506b Accepted Date 2020-01-31 15:58:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Automox Inc. See All Filings	D	2020-01-31 15:58:12 UTC
Amount To Be Raised $30,000,001 Associated Brokers / Dealers N/A CIK Number 0001674892 Filed Document 0001674892-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-31 15:58:12 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
BCSP Brighton REIT LLC See All Filings	D	2020-01-31 15:57:32 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001801487 Filed Document 0001801487-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-31 15:57:32 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MH Ventures 2019-1, LLC See All Filings	D/A	2020-01-31 15:57:22 UTC
Amount To Be Raised $24,770,000 Associated Brokers / Dealers Inland Securities Corporation, Independence Capital Co., Inc., Hantz Financial Services, Inc., American Investors Company, Cambridge Investment Research, Inc., Crown Capital Securities, L.P., and Arkadios Capital CIK Number 0001777188 Filed Document 0001777188-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-31 15:57:22 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
European Asset Value Offshore Fund II, L.P. See All Filings	D/A	2020-01-31 15:56:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760357 Filed Document 0001800421-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-01-31 15:56:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Client 4 Life Group, LLC See All Filings	D	2020-01-31 15:51:33 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001716961 Filed Document 0001716961-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-31 15:51:33 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Let's Be V.I.P Inc. See All Filings	D	2020-01-31 15:50:02 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Realist Success Investments CIK Number 0001801679 Filed Document 0001801679-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-31 15:50:02 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
European Asset Value Offshore Fund (USD) II, L.P. See All Filings	D/A	2020-01-31 15:48:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760207 Filed Document 0001800421-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-31 15:48:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Stake P.B.C. See All Filings	D	2020-01-31 15:42:35 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001801123 Filed Document 0001801123-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-31 15:42:35 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Khipu Technologies, Inc. See All Filings	D	2020-01-31 15:40:20 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001801144 Filed Document 0001801144-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-31 15:40:20 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MicroVest EDF LP See All Filings	D/A	2020-01-31 15:40:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578777 Filed Document 0000919574-20-000676 Exclusions or Exemptions 506b Accepted Date 2020-01-31 15:40:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
MicroVest Short Duration Fund, LP See All Filings	D/A	2020-01-31 15:30:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers INTELLIVEST SECURITIES, INC. CIK Number 0001506025 Filed Document 0000919574-20-000674 Exclusions or Exemptions 506b Accepted Date 2020-01-31 15:30:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Soovu Labs, Inc. See All Filings	D	2020-01-31 15:30:05 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001732662 Filed Document 0001732662-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-31 15:30:05 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Stabilis Fund V, LP - Class E See All Filings	D	2020-01-31 15:29:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702716 Filed Document 0001315863-20-000121 Exclusions or Exemptions 506b Accepted Date 2020-01-31 15:29:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HCG Digital Ventures, LP See All Filings	D	2020-01-31 15:28:21 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001801412 Filed Document 0001801412-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-31 15:28:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stabilis Fund V - Offshore, LP - Class E See All Filings	D	2020-01-31 15:27:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702809 Filed Document 0001315863-20-000120 Exclusions or Exemptions 506b Accepted Date 2020-01-31 15:27:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sofia Coinvestment REIT, L.L.C. See All Filings	D	2020-01-31 15:24:08 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001801688 Filed Document 0001801688-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-31 15:24:08 UTC Type of Offering D Industry REITS and Finance Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
FC EUCLID OH INVESTORS DST See All Filings	D/A	2020-01-31 15:22:19 UTC
Amount To Be Raised $26,043,121 Associated Brokers / Dealers N/A CIK Number 0001796183 Filed Document 0000932440-20-000010 Exclusions or Exemptions 506b Accepted Date 2020-01-31 15:22:19 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW HAMPSHIRE Revenue or Assets $Not Applicable Type of Security Other
KOP Therapeutics Corp. See All Filings	D/A	2020-01-31 15:21:49 UTC
Amount To Be Raised $114,000 Associated Brokers / Dealers N/A CIK Number 0001793824 Filed Document 0001683168-20-000310 Exclusions or Exemptions 506b Accepted Date 2020-01-31 15:21:49 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Haven Assets No. 4, LLC See All Filings	D	2020-01-31 15:21:36 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001801796 Filed Document 0001801796-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-31 15:21:36 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Twin Tree Capital Offshore Partners, L.P. See All Filings	D/A	2020-01-31 15:19:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509316 Filed Document 0001509316-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-31 15:19:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Riff LLC See All Filings	D/A	2020-01-31 15:17:34 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001715315 Filed Document 0001715315-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-31 15:17:34 UTC Type of Offering D/A Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Darcy Solutions, Inc. See All Filings	D	2020-01-31 15:14:49 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001800809 Filed Document 0001800737-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-31 15:14:49 UTC Type of Offering D Industry Other Energy Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Kindred Events LLC See All Filings	D	2020-01-31 15:09:30 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001767505 Filed Document 0001767505-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-31 15:09:30 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Twin Tree Capital Partners, L.P. See All Filings	D/A	2020-01-31 14:47:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509315 Filed Document 0001509315-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-31 14:47:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Plume Design, Inc. See All Filings	D/A	2020-01-31 14:47:44 UTC
Amount To Be Raised $76,607,604 Associated Brokers / Dealers N/A CIK Number 0001664759 Filed Document 0001664759-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-31 14:47:44 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
U Drive Acceptance Corp See All Filings	D/A	2020-01-31 14:47:01 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001639530 Filed Document 0001639530-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-31 14:47:01 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business IOWA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Walker & Dunlop, Inc. See All Filings	D	2020-01-31 14:42:51 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001497770 Filed Document 0001104659-20-009175 Exclusions or Exemptions 506b Accepted Date 2020-01-31 14:42:51 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Western Wealth Capital XLIX US Investor, LP See All Filings	D/A	2020-01-31 14:41:07 UTC
Amount To Be Raised $8,100,000 Associated Brokers / Dealers N/A CIK Number 0001791287 Filed Document 0001642247-20-000010 Exclusions or Exemptions 506b Accepted Date 2020-01-31 14:41:07 UTC Type of Offering D/A Industry Residential Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
WCP Tactical Securities Fund, L.P. See All Filings	D	2020-01-31 14:35:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Chatsworth Securities, LLC CIK Number 0001801062 Filed Document 0000902664-20-000618 Exclusions or Exemptions 506b Accepted Date 2020-01-31 14:35:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
AQUANT, INC. See All Filings	D	2020-01-31 14:35:25 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001759642 Filed Document 0001759642-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-31 14:35:25 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity