Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Ballard Canyon Partners, LLC See All Filings	D	2020-02-03 16:25:59 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, Lori Mayfield, and Charles Mathes CIK Number 0001802018 Filed Document 0001802018-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 16:25:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Interstate Waste Services, Inc. See All Filings	D	2020-02-03 16:22:11 UTC
Amount To Be Raised $120,000,000 Associated Brokers / Dealers Stifel, Nicolaus and Company, Inc. CIK Number 0001802041 Filed Document 0001802041-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 16:22:11 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Terra International Fund 3 REIT, LLC See All Filings	D	2020-02-03 16:20:29 UTC
Amount To Be Raised $90,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001801499 Filed Document 0001801499-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 16:20:29 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
New Providence Capital Lending, LLC See All Filings	D	2020-02-03 16:19:25 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001585455 Filed Document 0001585455-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 16:19:25 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
EMS Acquisition Group, LLC See All Filings	D	2020-02-03 16:17:56 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001800887 Filed Document 0001800887-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 16:17:56 UTC Type of Offering D Industry Investing Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Inflammatix, Inc. See All Filings	D	2020-02-03 16:16:29 UTC
Amount To Be Raised $32,072,827 Associated Brokers / Dealers N/A CIK Number 0001801477 Filed Document 0001801477-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 16:16:29 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KING'S SPEECH ON STAGE Ltd LIABILITY Co See All Filings	D/A	2020-02-03 16:14:02 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001508066 Filed Document 0001508066-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 16:14:02 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Palmetto Clean Technology, Inc. See All Filings	D	2020-02-03 16:12:51 UTC
Amount To Be Raised $11,999,994 Associated Brokers / Dealers N/A CIK Number 0001745724 Filed Document 0001745724-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 16:12:51 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Makena Perpetual U.S. Real Estate Fund, L.P. See All Filings	D/A	2020-02-03 16:11:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710034 Filed Document 0001710034-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 16:11:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VACCINEX, INC. See All Filings	D	2020-02-03 16:09:11 UTC
Amount To Be Raised $7,474,986 Associated Brokers / Dealers N/A CIK Number 0001205922 Filed Document 0001567619-20-001927 Exclusions or Exemptions 506b Accepted Date 2020-02-03 16:09:11 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Africa Health Holdings Ltd See All Filings	D	2020-02-03 16:04:33 UTC
Amount To Be Raised $13,978,616 Associated Brokers / Dealers N/A CIK Number 0001707720 Filed Document 0001567619-20-001923 Exclusions or Exemptions 506b Accepted Date 2020-02-03 16:04:33 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Bhoomi BTC Investors LLC See All Filings	D	2020-02-03 16:03:53 UTC
Amount To Be Raised $3,330,000 Associated Brokers / Dealers N/A CIK Number 0001800279 Filed Document 0001800279-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 16:03:53 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Health Clinic Ventures LLC See All Filings	D	2020-02-03 15:58:39 UTC
Amount To Be Raised $625,000 Associated Brokers / Dealers N/A CIK Number 0001786630 Filed Document 0001801921-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-03 15:58:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Makena Perpetual Global Real Estate Fund, L.P. See All Filings	D/A	2020-02-03 15:57:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724905 Filed Document 0001724905-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 15:57:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Neurelis, Inc. See All Filings	D	2020-02-03 15:54:16 UTC
Amount To Be Raised $15,348,001 Associated Brokers / Dealers N/A CIK Number 0001481632 Filed Document 0001567619-20-001916 Exclusions or Exemptions 506b Accepted Date 2020-02-03 15:54:16 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Full Circle Gear, Inc. See All Filings	D	2020-02-03 15:47:55 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001801974 Filed Document 0001801974-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 15:47:55 UTC Type of Offering D Industry Manufacturing Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Makena Perpetual Venture Capital Fund, L.P. See All Filings	D/A	2020-02-03 15:46:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710035 Filed Document 0001710035-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 15:46:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GAMELANCER INC See All Filings	D	2020-02-03 15:43:17 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001801816 Filed Document 0001801816-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 15:43:17 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Makena Perpetual Private Equity Fund, L.P. See All Filings	D/A	2020-02-03 15:34:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710059 Filed Document 0001710059-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-03 15:34:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peninsula Fund VII Limited Partnership See All Filings	D	2020-02-03 15:32:55 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers N/A CIK Number 0001801429 Filed Document 0001801429-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 15:32:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
SmarterHQ, Inc. See All Filings	D	2020-02-03 15:32:51 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001527696 Filed Document 0001567619-20-001904 Exclusions or Exemptions 506b Accepted Date 2020-02-03 15:32:51 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
RSF REIT VII CRE 2, LLC See All Filings	D	2020-02-03 15:32:47 UTC
Amount To Be Raised $140,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, Lori Mayfield, and Charles Mathes CIK Number 0001801389 Filed Document 0001801389-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-03 15:32:47 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Believe Fitness Ventures LLC See All Filings	D	2020-02-03 15:29:44 UTC
Amount To Be Raised $257,774 Associated Brokers / Dealers N/A CIK Number 0001801921 Filed Document 0001801921-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 15:29:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
B Site, Inc. See All Filings	D	2020-02-03 15:28:47 UTC
Amount To Be Raised $22,005,500 Associated Brokers / Dealers N/A CIK Number 0001801965 Filed Document 0001801965-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 15:28:47 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Clinipace Inc See All Filings	D/A	2020-02-03 15:26:32 UTC
Amount To Be Raised $14,716,442 Associated Brokers / Dealers N/A CIK Number 0001336185 Filed Document 0001336185-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 15:26:32 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Preservation Virginia 2019, LLC See All Filings	D	2020-02-03 15:26:11 UTC
Amount To Be Raised $2,650,000 Associated Brokers / Dealers None CIK Number 0001801815 Filed Document 0001801815-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 15:26:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
Makena Perpetual Private Equity Fund, L.P. See All Filings	D/A	2020-02-03 15:26:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710059 Filed Document 0001710059-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 15:26:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICONIQ Residential Partners REIT, LLC See All Filings	D	2020-02-03 15:22:25 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001801620 Filed Document 0001801620-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 15:22:25 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Corten Real Estate 1213 Walnut Investors LP See All Filings	D	2020-02-03 15:11:45 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001800422 Filed Document 0001800422-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 15:11:45 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NB Breton Hill Multi-Style Premia Fund Ltd See All Filings	D/A	2020-02-03 15:11:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman BD LLC CIK Number 0001706166 Filed Document 0001690886-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-03 15:11:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BC European Capital X - Port Co-Investment (2) LP See All Filings	D	2020-02-03 15:10:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001800566 Filed Document 0001800566-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-03 15:10:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pansophy Partners, L.P. See All Filings	D/A	2020-02-03 15:09:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666275 Filed Document 0000935836-20-000060 Exclusions or Exemptions 506b Accepted Date 2020-02-03 15:09:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Colchis Income Fund, Ltd. See All Filings	D/A	2020-02-03 15:09:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMD Capital, LLC, KJM Securities, Inc., Pickwick Capital Partners, LLC, Asperion Group LLC, Emerson Equity LLC, Eureka Capital Partners (HK) Limited, Mann Mann Jensen Partners LP, Riviere Securities, Ltd., Hyundai Securities, and Asaruh Investment Solutions Ltd. CIK Number 0001580292 Filed Document 0000935836-20-000059 Exclusions or Exemptions 506b Accepted Date 2020-02-03 15:09:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SHOULDER INNOVATIONS, INC. See All Filings	D	2020-02-03 15:06:42 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001699350 Filed Document 0001699350-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 15:06:42 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Fabrica Inc. See All Filings	D	2020-02-03 15:05:54 UTC
Amount To Be Raised $2,799,110 Associated Brokers / Dealers N/A CIK Number 0001801273 Filed Document 0001801273-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 15:05:54 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DT StockCo LLC See All Filings	D	2020-02-03 15:03:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797299 Filed Document 0001797299-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 15:03:30 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PMG-Greybrook Wynwood Retail REIT, Inc. See All Filings	D	2020-02-03 15:02:47 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, Lori Mayfield, and Charles Mathes CIK Number 0001801589 Filed Document 0001801590-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-03 15:02:47 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
NB Breton Hill Velocity Fund Ltd See All Filings	D/A	2020-02-03 15:00:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman BD LLC CIK Number 0001690886 Filed Document 0001690886-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 15:00:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CC Fund II, a series of 500fin, LP See All Filings	D	2020-02-03 14:56:51 UTC
Amount To Be Raised $504,000 Associated Brokers / Dealers N/A CIK Number 0001802060 Filed Document 0001802060-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-03 14:56:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SE Fund I, a series of Chemistry Funds, LP See All Filings	D	2020-02-03 14:56:45 UTC
Amount To Be Raised $208,000 Associated Brokers / Dealers N/A CIK Number 0001802058 Filed Document 0001802058-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-03 14:56:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NANOSTEEL COMPANY, INC See All Filings	D	2020-02-03 14:53:03 UTC
Amount To Be Raised $4,072,094 Associated Brokers / Dealers N/A CIK Number 0001339693 Filed Document 0001339693-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 14:53:03 UTC Type of Offering D Industry Other Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
BC European Capital X - Port Co-Investment (1) LP See All Filings	D	2020-02-03 14:52:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001800565 Filed Document 0001800565-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-03 14:52:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Round Investments Inc. See All Filings	D	2020-02-03 14:50:59 UTC
Amount To Be Raised $2,962,000 Associated Brokers / Dealers N/A CIK Number 0001800982 Filed Document 0001800982-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 14:50:59 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Align Impact Fund II, LP See All Filings	D/A	2020-02-03 14:50:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001766548 Filed Document 0001766548-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 14:50:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DT CashCo LLC See All Filings	D	2020-02-03 14:48:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797281 Filed Document 0001797281-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 14:48:51 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PMG-Greybrook Wynwood Residential REIT, Inc. See All Filings	D	2020-02-03 14:47:10 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, Lori Mayfield, and Charles Mathes CIK Number 0001801590 Filed Document 0001801590-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-03 14:47:10 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
M31 Navigator Fund LP See All Filings	D	2020-02-03 14:39:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001801469 Filed Document 0000919574-20-000694 Exclusions or Exemptions 506b Accepted Date 2020-02-03 14:39:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lyon Street Qualified Investors, L.P. See All Filings	D/A	2020-02-03 14:33:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567508 Filed Document 0001567508-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 14:33:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlueStripe Inc. See All Filings	D	2020-02-03 14:31:41 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001801496 Filed Document 0001801496-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 14:31:41 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
LYON STREET INVESTORS LP See All Filings	D/A	2020-02-03 14:29:54 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001452246 Filed Document 0001452246-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-03 14:29:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund