Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Man AHL Crossroads LLC See All Filings	D/A	2020-02-06 13:19:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001697105 Filed Document 0001697105-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-06 13:19:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Healthcare Now, Inc See All Filings	D	2020-02-06 13:12:46 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001802484 Filed Document 0001802484-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-06 13:12:46 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Emerging Markets Portfolio, L.P. See All Filings	D/A	2020-02-06 13:08:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001800290 Filed Document 0001800290-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-06 13:08:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Me Biosciences, Inc. See All Filings	D	2020-02-06 12:57:41 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001653543 Filed Document 0001653543-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-06 12:57:41 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Sharestates Investments, LLC See All Filings	D	2020-02-06 12:42:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618808 Filed Document 0001567619-20-002286 Exclusions or Exemptions 506b Accepted Date 2020-02-06 12:42:13 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Bernoulli Fund, LLC See All Filings	D	2020-02-06 12:39:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457489 Filed Document 0001457489-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-06 12:39:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIAM LDS Fund, LP See All Filings	D	2020-02-06 12:34:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fidelity Distributors Company LLC and Fidelity Brokerage Services LLC CIK Number 0001802456 Filed Document 0001802456-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-06 12:34:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adroit Worldwide Media, Inc. See All Filings	D/A	2020-02-06 12:30:04 UTC
Amount To Be Raised $15,832,390 Associated Brokers / Dealers N/A CIK Number 0001716069 Filed Document 0001716069-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-06 12:30:04 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
VCM Smyrna, LP See All Filings	D	2020-02-06 12:23:46 UTC
Amount To Be Raised $4,276,000 Associated Brokers / Dealers N/A CIK Number 0001802011 Filed Document 0001802011-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-06 12:23:46 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
MWAM VC Reonomy LLC See All Filings	D	2020-02-06 12:10:45 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001800488 Filed Document 0001800488-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-06 12:10:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Anvyl, Inc. See All Filings	D	2020-02-06 12:08:33 UTC
Amount To Be Raised $9,299,973 Associated Brokers / Dealers N/A CIK Number 0001802523 Filed Document 0001802523-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-06 12:08:33 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Global Volatility Voyageur (Offshore), Ltd. See All Filings	D/A	2020-02-06 12:06:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Caplink Securities, Inc. CIK Number 0001661980 Filed Document 0001661980-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-06 12:06:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Neuberger Berman Global Equity Index PutWrite Fund LLC See All Filings	D/A	2020-02-06 12:05:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694669 Filed Document 0001694669-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-06 12:05:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gatemore Special Opportunities Fund LP See All Filings	D	2020-02-06 12:04:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001800853 Filed Document 0000902664-20-000764 Exclusions or Exemptions 506b Accepted Date 2020-02-06 12:04:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIRST OTTAWA BANCSHARES, INC See All Filings	D	2020-02-06 12:04:17 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001099668 Filed Document 0001099668-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-06 12:04:17 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Fisher Investments Institutional Group Emerging Markets Equity ESG Fund See All Filings	D/A	2020-02-06 12:03:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001731459 Filed Document 0001731459-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-06 12:03:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Neuberger Berman U.S. Equity Index PutWrite Fund LLC See All Filings	D/A	2020-02-06 12:01:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698121 Filed Document 0001698121-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-06 12:01:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
M R Ladera, LLC See All Filings	D	2020-02-06 11:53:48 UTC
Amount To Be Raised $2,865,000 Associated Brokers / Dealers N/A CIK Number 0001801117 Filed Document 0001801117-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-06 11:53:48 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
2DF Investments, LLC See All Filings	D	2020-02-06 11:47:24 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001717389 Filed Document 0001717389-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-06 11:47:24 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EP Private Credit Strategies Ltd. See All Filings	D/A	2020-02-06 11:45:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768930 Filed Document 0000899140-20-000090 Exclusions or Exemptions 506b Accepted Date 2020-02-06 11:45:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sypher Opportunities Fund II, LP See All Filings	D	2020-02-06 11:43:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001802021 Filed Document 0001802021-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-06 11:43:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
StoneBridge 2020 Offshore, L.P. See All Filings	D	2020-02-06 11:41:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001802323 Filed Document 0001802298-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-06 11:41:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
StoneBridge 2020, L.P. See All Filings	D	2020-02-06 11:34:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001802332 Filed Document 0001802298-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-06 11:34:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Activate Ventures II Annex Fund LP See All Filings	D	2020-02-06 11:31:40 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001802464 Filed Document 0001567619-20-002281 Exclusions or Exemptions 506b Accepted Date 2020-02-06 11:31:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Evolution Ventures 2 LP See All Filings	D	2020-02-06 11:30:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001801040 Filed Document 0001801040-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-06 11:30:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SH APARTMENTS, LLC See All Filings	D	2020-02-06 11:17:27 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001793438 Filed Document 0001793438-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-06 11:17:27 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Aruga Technologies LLC See All Filings	D	2020-02-06 11:16:27 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001802192 Filed Document 0001802192-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-06 11:16:27 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Shannon River, LP See All Filings	D/A	2020-02-06 11:02:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC, Alternative Strategies Group, Inc., ICapital Securities, LLC, and Morgan Stanley Smith Barney LLC CIK Number 0001416009 Filed Document 0001013594-20-000098 Exclusions or Exemptions 506b Accepted Date 2020-02-06 11:02:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Yellowfin-C&R Marriott Yonkers, NY LLC See All Filings	D	2020-02-06 11:00:33 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001788409 Filed Document 0001788409-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-06 11:00:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Global Volatility Voyageur, L.P. See All Filings	D/A	2020-02-06 10:57:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Caplink Securities, Inc. CIK Number 0001661979 Filed Document 0001661979-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-06 10:57:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shannon River, Ltd. See All Filings	D/A	2020-02-06 10:54:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC, Alternative Strategies Group, Inc., ICapital Securities, LLC, and Morgan Stanley Smith Barney LLC CIK Number 0001562271 Filed Document 0001013594-20-000097 Exclusions or Exemptions 506b Accepted Date 2020-02-06 10:54:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 487 See All Filings	D	2020-02-06 10:53:21 UTC
Amount To Be Raised $154,000 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001791529 Filed Document 0001795179-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-02-06 10:53:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 532 See All Filings	D	2020-02-06 10:52:48 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001798510 Filed Document 0001795179-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-06 10:52:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 515 See All Filings	D	2020-02-06 10:52:11 UTC
Amount To Be Raised $195,462 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001795962 Filed Document 0001795179-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-06 10:52:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 507 See All Filings	D	2020-02-06 10:51:32 UTC
Amount To Be Raised $767,866 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001795179 Filed Document 0001795179-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-06 10:51:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bishop Rock Opportunity Offshore Fund Ltd. See All Filings	D/A	2020-02-06 10:50:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637210 Filed Document 0000919574-20-000764 Exclusions or Exemptions 506b Accepted Date 2020-02-06 10:50:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bishop Rock Opportunity Fund, L.P. See All Filings	D/A	2020-02-06 10:48:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637228 Filed Document 0000919574-20-000762 Exclusions or Exemptions 506b Accepted Date 2020-02-06 10:48:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bishop Rock Opportunity Fund II, L.P. See All Filings	D/A	2020-02-06 10:45:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637208 Filed Document 0000919574-20-000760 Exclusions or Exemptions 506b Accepted Date 2020-02-06 10:45:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tenacious Entertainment, LLC See All Filings	D	2020-02-06 10:43:46 UTC
Amount To Be Raised $2,406,250 Associated Brokers / Dealers N/A CIK Number 0001776859 Filed Document 0001776859-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-06 10:43:46 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
GLADWYNE FUND, LP See All Filings	D/A	2020-02-06 10:43:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Tim Morgan CIK Number 0001600414 Filed Document 0000919574-20-000758 Exclusions or Exemptions 506b Accepted Date 2020-02-06 10:43:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
CIM Enterprise Loan Fund, L.P. See All Filings	D/A	2020-02-06 10:33:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621543 Filed Document 0000935836-20-000080 Exclusions or Exemptions 506b Accepted Date 2020-02-06 10:33:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alphyn Biologics, LLC See All Filings	D	2020-02-06 10:26:49 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001802325 Filed Document 0001802325-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-06 10:26:49 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
My Sister's Wedding LLC See All Filings	D	2020-02-06 10:26:42 UTC
Amount To Be Raised $37,500 Associated Brokers / Dealers N/A CIK Number 0001802441 Filed Document 0001802441-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-06 10:26:42 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
LMR LONG HORIZON FUND Ltd See All Filings	D/A	2020-02-06 10:24:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730512 Filed Document 0000919574-20-000755 Exclusions or Exemptions 506b Accepted Date 2020-02-06 10:24:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Plannuh, Inc. See All Filings	D	2020-02-06 10:19:47 UTC
Amount To Be Raised $6,627,001 Associated Brokers / Dealers N/A CIK Number 0001801410 Filed Document 0001801410-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-06 10:19:47 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Glenwood Partnership LLC See All Filings	D	2020-02-06 10:12:31 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers N/A CIK Number 0001802446 Filed Document 0001802446-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-06 10:12:31 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Blackshield Exponential Technologies LP See All Filings	D/A	2020-02-06 10:09:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721642 Filed Document 0001721642-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-06 10:09:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Hybrid Air Vehicles Ltd See All Filings	D	2020-02-06 10:00:49 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers None CIK Number 0001802367 Filed Document 0001802367-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-06 10:00:49 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Condire Resource Partners, LP See All Filings	D/A	2020-02-06 10:00:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Old City Securities, LLC CIK Number 0001554471 Filed Document 0001554471-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-06 10:00:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MULTI-ADVISOR FUNDS INTERNATIONAL FUND - ROBERT W. BAIRD & CO. INC. (CHAUTAUQUA CAPITAL MANAGEMENT GROUP) See All Filings	D/A	2020-02-06 09:56:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577658 Filed Document 0001405086-20-000030 Exclusions or Exemptions 506b Accepted Date 2020-02-06 09:56:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity