Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Pier, a series of Assure Labs 2020, LLC See All Filings	D	2020-02-10 18:59:48 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001801493 Filed Document 0001758084-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-10 18:59:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund FG-DYI, a series of Forge Investments, LLC See All Filings	D/A	2020-02-10 18:54:12 UTC
Amount To Be Raised $2,379,499 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001758084 Filed Document 0001758084-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-10 18:54:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MARCUS J LENTON TRUST See All Filings	D	2020-02-10 18:49:18 UTC
Amount To Be Raised $100,000,000,000 Associated Brokers / Dealers DEPT OF THE TREASURY OFFICE OF EXEC SECRETARY CIK Number 0001802242 Filed Document 0001802242-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-10 18:49:18 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Debt
Oncocyte Corp See All Filings	D	2020-02-10 18:36:46 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001642380 Filed Document 0001642380-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-10 18:36:46 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Specific Diagnostics, Inc. See All Filings	D	2020-02-10 18:33:46 UTC
Amount To Be Raised $17,499,997 Associated Brokers / Dealers N/A CIK Number 0001802480 Filed Document 0001802480-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-10 18:33:46 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NOVA Infrastructure Fund I, L.P. See All Filings	D	2020-02-10 18:28:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N4 Financial, Inc. CIK Number 0001802436 Filed Document 0001393725-20-000022 Exclusions or Exemptions 506b Accepted Date 2020-02-10 18:28:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPEG Pineforest Investors LLC See All Filings	D	2020-02-10 18:19:25 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers TPEG Securities CIK Number 0001798324 Filed Document 0001798324-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-10 18:19:25 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Balch Hill Partners, L.P. See All Filings	D/A	2020-02-10 18:09:27 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001460281 Filed Document 0000935836-20-000088 Exclusions or Exemptions 506b Accepted Date 2020-02-10 18:09:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverstone CW, LLC See All Filings	D	2020-02-10 17:59:40 UTC
Amount To Be Raised $19,417,961 Associated Brokers / Dealers N/A CIK Number 0001802342 Filed Document 0001802342-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-10 17:59:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Chautauqua Series Fund, LLC See All Filings	D/A	2020-02-10 17:44:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001783303 Filed Document 0001783303-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-10 17:44:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clay Point Investments SPV I, a series of Clay Point Investments Master, LLC See All Filings	D	2020-02-10 17:36:33 UTC
Amount To Be Raised $483,263 Associated Brokers / Dealers N/A CIK Number 0001788163 Filed Document 0001788163-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-10 17:36:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CrossBridge Health LLC See All Filings	D/A	2020-02-10 17:30:43 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001800273 Filed Document 0001800273-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-10 17:30:43 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Arcoa Opportunity Fund, LLC See All Filings	D	2020-02-10 17:23:20 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001802789 Filed Document 0001802789-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-10 17:23:20 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Pooled Investment Fund
RPI US Partners 2019, LP See All Filings	D	2020-02-10 17:22:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001800102 Filed Document 0001315863-20-000144 Exclusions or Exemptions 506b Accepted Date 2020-02-10 17:22:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GCM Grosvenor Special Opportunities Fund, Ltd. See All Filings	D/A	2020-02-10 17:19:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credicorp Capital Asset Management S.A. CIK Number 0001619316 Filed Document 0001566114-20-000037 Exclusions or Exemptions 506b Accepted Date 2020-02-10 17:19:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tradition Summerville Associates, L.P. See All Filings	D	2020-02-10 17:12:12 UTC
Amount To Be Raised $5,555,000 Associated Brokers / Dealers N/A CIK Number 0001800208 Filed Document 0001800208-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-10 17:12:12 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
iCapital-BTAS VI US Access Fund, L.P. See All Filings	D/A	2020-02-10 17:08:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001775986 Filed Document 0000897069-20-000101 Exclusions or Exemptions 506b Accepted Date 2020-02-10 17:08:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PEGASUS DIGITAL ASSET INVESTMENT, LP See All Filings	D/A	2020-02-10 17:08:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767844 Filed Document 0001767844-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-10 17:08:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SALT CAPITAL EQUITY GROUP LLC See All Filings	D	2020-02-10 17:07:47 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001788384 Filed Document 0001788384-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-10 17:07:47 UTC Type of Offering D Industry Residential Principal Place of Business LOUISIANA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
SANTOS CAPITAL HOLDINGS, INC. See All Filings	D	2020-02-10 17:07:16 UTC
Amount To Be Raised $458,640 Associated Brokers / Dealers N/A CIK Number 0001802751 Filed Document 0001802751-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-10 17:07:16 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
iCapital-BTAS VI Offshore Access Fund, L.P. See All Filings	D/A	2020-02-10 17:06:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001775964 Filed Document 0000897069-20-000100 Exclusions or Exemptions 506b Accepted Date 2020-02-10 17:06:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FIRST HOLDING Co OF PARK RIVER See All Filings	D	2020-02-10 17:03:40 UTC
Amount To Be Raised $1,023,150 Associated Brokers / Dealers N/A CIK Number 0001796895 Filed Document 0001796895-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-10 17:03:40 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
SIGMA LABS, INC. See All Filings	D	2020-02-10 17:02:23 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers Dawson James Securities, Inc. CIK Number 0000788611 Filed Document 0001493152-20-001877 Exclusions or Exemptions 506b Accepted Date 2020-02-10 17:02:23 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
LQwD Financial Corp. See All Filings	D	2020-02-10 16:58:07 UTC
Amount To Be Raised $38,305 Associated Brokers / Dealers N/A CIK Number 0001802643 Filed Document 0001802643-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-10 16:58:07 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Tolerion, Inc. See All Filings	D	2020-02-10 16:55:40 UTC
Amount To Be Raised $29,755,087 Associated Brokers / Dealers CIM Securities, LLC CIK Number 0001733538 Filed Document 0001733538-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-02-10 16:55:40 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TPEG Jordan Creek Investors LLC See All Filings	D	2020-02-10 16:40:09 UTC
Amount To Be Raised $6,340,000 Associated Brokers / Dealers TPEG SecuritiesLLC CIK Number 0001798325 Filed Document 0001798325-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-10 16:40:09 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Suzy, Inc. See All Filings	D	2020-02-10 16:35:22 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001527456 Filed Document 0001527456-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-10 16:35:22 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gar76 See All Filings	D	2020-02-10 16:35:04 UTC
Amount To Be Raised $150,062 Associated Brokers / Dealers N/A CIK Number 0001657168 Filed Document 0001657168-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-10 16:35:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Net Venture See All Filings	D	2020-02-10 16:31:02 UTC
Amount To Be Raised $369,896 Associated Brokers / Dealers N/A CIK Number 0001657169 Filed Document 0001657169-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-10 16:31:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
RPI International Holdings 2019, LP See All Filings	D	2020-02-10 16:21:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001800172 Filed Document 0001315863-20-000143 Exclusions or Exemptions 506b Accepted Date 2020-02-10 16:21:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RPI US 2019, LP See All Filings	D	2020-02-10 16:17:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001800102 Filed Document 0001315863-20-000142 Exclusions or Exemptions 506b Accepted Date 2020-02-10 16:17:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MHA Short Duration Trust See All Filings	D/A	2020-02-10 16:08:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617551 Filed Document 0001617551-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-10 16:08:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TCP Diversified Technology Fund, LP See All Filings	D	2020-02-10 16:06:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001802766 Filed Document 0001802766-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-10 16:06:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axiom-Highlands, LLC See All Filings	D/A	2020-02-10 16:05:20 UTC
Amount To Be Raised $3,170,000 Associated Brokers / Dealers N/A CIK Number 0001794559 Filed Document 0001794559-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-10 16:05:20 UTC Type of Offering D/A Industry Residential Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
MHA Ultra-Short Duration Trust See All Filings	D/A	2020-02-10 16:04:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617549 Filed Document 0001617549-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-10 16:04:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MHA Intermediate Duration Trust See All Filings	D/A	2020-02-10 15:56:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617552 Filed Document 0001617552-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-10 15:56:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPICEOLOGY, INC. See All Filings	D	2020-02-10 15:54:14 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001713054 Filed Document 0001713054-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-10 15:54:14 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
AlloMek Therapeutics, LLC See All Filings	D/A	2020-02-10 15:49:39 UTC
Amount To Be Raised $1,310,464 Associated Brokers / Dealers N/A CIK Number 0001513131 Filed Document 0001513131-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-10 15:49:39 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Technology Venture Partners II, L.P. See All Filings	D	2020-02-10 15:42:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001802471 Filed Document 0001802471-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-10 15:42:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NeuroTronik, Inc. See All Filings	D	2020-02-10 15:38:42 UTC
Amount To Be Raised $119,397 Associated Brokers / Dealers N/A CIK Number 0001578687 Filed Document 0001578687-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-10 15:38:42 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Ace Capital Onshore Fund LP See All Filings	D	2020-02-10 15:35:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793296 Filed Document 0001213900-20-003090 Exclusions or Exemptions 506b Accepted Date 2020-02-10 15:35:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Core Senior Lending Fund, L.P. See All Filings	D	2020-02-10 15:29:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724295 Filed Document 0001802398-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-10 15:29:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deep Field Opportunities Fund, L.P. See All Filings	D/A	2020-02-10 15:28:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630449 Filed Document 0001104659-20-013433 Exclusions or Exemptions 506b Accepted Date 2020-02-10 15:28:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bit Fry Game Studios, Inc. See All Filings	D	2020-02-10 15:23:44 UTC
Amount To Be Raised $2,334,574 Associated Brokers / Dealers N/A CIK Number 0001666345 Filed Document 0001666345-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-10 15:23:44 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Colorescience Inc See All Filings	D	2020-02-10 15:12:46 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001578302 Filed Document 0001567619-20-002535 Exclusions or Exemptions 506b Accepted Date 2020-02-10 15:12:46 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IMPELLENT VENTURES I, LP See All Filings	D	2020-02-10 15:08:25 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001802520 Filed Document 0001802520-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-10 15:08:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RPM Ventures IV, L.P. See All Filings	D	2020-02-10 15:07:59 UTC
Amount To Be Raised $135,000,000 Associated Brokers / Dealers N/A CIK Number 0001796767 Filed Document 0001796767-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-10 15:07:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Global Diversified Marketing Group Inc. See All Filings	D/A	2020-02-10 14:48:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001725911 Filed Document 0001725911-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-10 14:48:41 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Databook Labs, Inc. See All Filings	D	2020-02-10 14:37:45 UTC
Amount To Be Raised $5,435,312 Associated Brokers / Dealers N/A CIK Number 0001802833 Filed Document 0001802833-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-10 14:37:45 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RESTOR3D, Inc. See All Filings	D	2020-02-10 14:33:19 UTC
Amount To Be Raised $4,395,000 Associated Brokers / Dealers N/A CIK Number 0001723907 Filed Document 0001723907-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-10 14:33:19 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity