Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AD Fund I, a series of Shrug Capital, LP See All Filings	D	2020-02-12 08:25:52 UTC
Amount To Be Raised $246,500 Associated Brokers / Dealers N/A CIK Number 0001803104 Filed Document 0001803104-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-12 08:25:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SenesTech, Inc. See All Filings	D	2020-02-12 06:09:07 UTC
Amount To Be Raised $1,526,500 Associated Brokers / Dealers H.C. Wainwright & Co. CIK Number 0001680378 Filed Document 0001213900-20-003337 Exclusions or Exemptions 506b Accepted Date 2020-02-12 06:09:07 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
KushCo Holdings, Inc. See All Filings	D	2020-02-11 21:49:21 UTC
Amount To Be Raised $3,067,790 Associated Brokers / Dealers N/A CIK Number 0001604627 Filed Document 0001382963-20-000015 Exclusions or Exemptions 506b Accepted Date 2020-02-11 21:49:21 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Inverdale Strategic Fund, LP See All Filings	D/A	2020-02-11 20:44:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691627 Filed Document 0001315863-20-000159 Exclusions or Exemptions 506b Accepted Date 2020-02-11 20:44:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
McGraw Capital Partners, LLC See All Filings	D/A	2020-02-11 19:57:33 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001791635 Filed Document 0001791635-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-11 19:57:33 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
NAV Moda Operandi I, LLC See All Filings	D	2020-02-11 19:21:47 UTC
Amount To Be Raised $322,903 Associated Brokers / Dealers N/A CIK Number 0001668151 Filed Document 0001668151-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-11 19:21:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Percept Corp See All Filings	D	2020-02-11 19:19:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665958 Filed Document 0001665958-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-11 19:19:21 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
NAV III Opportunity Fund, LLC See All Filings	D	2020-02-11 19:15:57 UTC
Amount To Be Raised $1,265,533 Associated Brokers / Dealers N/A CIK Number 0001550527 Filed Document 0001550527-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-11 19:15:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tempest Therapeutics, Inc. See All Filings	D/A	2020-02-11 19:09:30 UTC
Amount To Be Raised $100,186,733 Associated Brokers / Dealers N/A CIK Number 0001533635 Filed Document 0001533635-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-11 19:09:30 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Southwest Wyoming Imaging, LLC See All Filings	D	2020-02-11 19:04:48 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0001794598 Filed Document 0001794598-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-11 19:04:48 UTC Type of Offering D Industry Other Health Care Principal Place of Business WYOMING Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Coin Operated Games HODL, LLC See All Filings	D	2020-02-11 18:38:53 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001786306 Filed Document 0001786306-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-11 18:38:53 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Bienville Capital Partners, LP See All Filings	D/A	2020-02-11 18:38:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001473198 Filed Document 0001192482-20-000141 Exclusions or Exemptions 506b Accepted Date 2020-02-11 18:38:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Hemp Mfg. Inc. See All Filings	D	2020-02-11 18:36:25 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers N/A CIK Number 0001801304 Filed Document 0001801304-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-11 18:36:25 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
SLC 300 NORTH LLC See All Filings	D	2020-02-11 18:34:03 UTC
Amount To Be Raised $15,150,000 Associated Brokers / Dealers N/A CIK Number 0001802478 Filed Document 0001802478-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-11 18:34:03 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Searchlight Capital II OPT Co-Invest Partners, L.P. See All Filings	D	2020-02-11 18:28:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001800464 Filed Document 0001567619-20-002811 Exclusions or Exemptions 506b Accepted Date 2020-02-11 18:28:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Velocity Risk Underwriters, LLC See All Filings	D/A	2020-02-11 18:25:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724119 Filed Document 0001724119-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-11 18:25:49 UTC Type of Offering D/A Industry Insurance Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
PrismTech, Inc. See All Filings	D	2020-02-11 18:14:41 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001801663 Filed Document 0001801663-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-11 18:14:41 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Lansing Management Onshore LP See All Filings	D/A	2020-02-11 18:13:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691909 Filed Document 0001691909-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-11 18:13:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SmartStory Technologies, Inc. See All Filings	D/A	2020-02-11 18:10:21 UTC
Amount To Be Raised $4,357,086 Associated Brokers / Dealers N/A CIK Number 0001591383 Filed Document 0001591383-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-11 18:10:21 UTC Type of Offering D/A Industry Other Technology Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Lansing Management Offshore, Ltd. See All Filings	D/A	2020-02-11 18:09:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727297 Filed Document 0001727297-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-11 18:09:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OurCrowd (Investment in PFC I) L.P. See All Filings	D	2020-02-11 18:02:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001802182 Filed Document 0001802182-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-11 18:02:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
DOUZEN, INC. See All Filings	D/A	2020-02-11 18:00:59 UTC
Amount To Be Raised $3,844,251 Associated Brokers / Dealers N/A CIK Number 0001750626 Filed Document 0001750626-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-11 18:00:59 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fraser McCombs Ventures III LP See All Filings	D	2020-02-11 17:52:32 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001802917 Filed Document 0001802917-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-11 17:52:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Monitor Capital Group, LLC See All Filings	D	2020-02-11 17:42:45 UTC
Amount To Be Raised $1,019,500 Associated Brokers / Dealers N/A CIK Number 0001802360 Filed Document 0001802360-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-11 17:42:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ionic Mortgage Fund Ltd. See All Filings	D/A	2020-02-11 17:31:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730966 Filed Document 0001766919-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-02-11 17:31:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CB1 Wellness Fund, Ltd. See All Filings	D/A	2020-02-11 17:18:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723065 Filed Document 0001013594-20-000108 Exclusions or Exemptions 506b Accepted Date 2020-02-11 17:18:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CB1 Wellness Fund, LP See All Filings	D/A	2020-02-11 17:16:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716552 Filed Document 0001013594-20-000107 Exclusions or Exemptions 506b Accepted Date 2020-02-11 17:16:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Vislink Technologies, Inc. See All Filings	D	2020-02-11 17:16:10 UTC
Amount To Be Raised $1,041,812 Associated Brokers / Dealers N/A CIK Number 0001565228 Filed Document 0001493152-20-001961 Exclusions or Exemptions 506b Accepted Date 2020-02-11 17:16:10 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
JumpCode Genomics, Inc. See All Filings	D	2020-02-11 17:15:29 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001698131 Filed Document 0001794785-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-02-11 17:15:29 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Winton Fund (Institutional) US L.P. See All Filings	D	2020-02-11 17:12:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001802985 Filed Document 0001802985-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-11 17:12:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ID Funds LLC - Series XV See All Filings	D	2020-02-11 17:12:42 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001802782 Filed Document 0001802783-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-11 17:12:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRECIGEN, INC. See All Filings	D	2020-02-11 17:06:57 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001356090 Filed Document 0001567619-20-002772 Exclusions or Exemptions 506b Accepted Date 2020-02-11 17:06:57 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets $Over $100,000,000 Type of Security Equity
Winton Fund (Institutional) Ltd See All Filings	D	2020-02-11 17:06:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001802987 Filed Document 0001766919-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-02-11 17:06:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chautauqua International Growth Equity QP Fund, LP See All Filings	D/A	2020-02-11 17:05:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554685 Filed Document 0001554685-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-02-11 17:05:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ID Funds LLC - Series XIV See All Filings	D	2020-02-11 17:04:07 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001802783 Filed Document 0001802783-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-11 17:04:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PSAV Group LP See All Filings	D/A	2020-02-11 16:59:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748209 Filed Document 0001748209-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-11 16:59:54 UTC Type of Offering D/A Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
AVANATH ELEVATE REIT, INC. See All Filings	D	2020-02-11 16:55:23 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, Lori Mayfield, and Charles Mathes CIK Number 0001792320 Filed Document 0001567619-20-002767 Exclusions or Exemptions 506b Accepted Date 2020-02-11 16:55:23 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Strategic Partners IV Co-Invest, L.P. (Series P) See All Filings	D	2020-02-11 16:52:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791031 Filed Document 0001801010-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-11 16:52:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Manulife Co-Investment Partners II, L.P. See All Filings	D	2020-02-11 16:50:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JOHN HANCOCK DISTRIBUTORS LLC CIK Number 0001800837 Filed Document 0001800837-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-11 16:50:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kayak Trading US Corp See All Filings	D	2020-02-11 16:50:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001803018 Filed Document 0001803018-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-11 16:50:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
EAGLE GROWTH PARTNERS II, LP See All Filings	D/A	2020-02-11 16:49:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001415629 Filed Document 0000897069-20-000103 Exclusions or Exemptions 506b Accepted Date 2020-02-11 16:49:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EAGLE GROWTH PARTNERS I, LP See All Filings	D/A	2020-02-11 16:46:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001168111 Filed Document 0000897069-20-000102 Exclusions or Exemptions 506b Accepted Date 2020-02-11 16:46:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Strategic Partners IV Co-Invest, L.P. (Series P) See All Filings	D	2020-02-11 16:46:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791031 Filed Document 0001791031-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-11 16:46:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LINKAGE HOLDINGS CORP. See All Filings	D	2020-02-11 16:41:05 UTC
Amount To Be Raised $1,650,093 Associated Brokers / Dealers N/A CIK Number 0001441022 Filed Document 0001441022-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-02-11 16:41:05 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SPUR Originations, LLC See All Filings	D/A	2020-02-11 16:38:53 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001767677 Filed Document 0001767677-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-11 16:38:53 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
nMed Capital Partners II, LP See All Filings	D	2020-02-11 16:38:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001802854 Filed Document 0001802854-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-11 16:38:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avid Ventures Fund I, L.P. See All Filings	D	2020-02-11 16:34:03 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001802821 Filed Document 0000905718-20-000115 Exclusions or Exemptions 506b Accepted Date 2020-02-11 16:34:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PGP Hickory Promenade, LLC See All Filings	D	2020-02-11 16:29:28 UTC
Amount To Be Raised $1,375,000 Associated Brokers / Dealers N/A CIK Number 0001803011 Filed Document 0001803011-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-11 16:29:28 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Graticule Modular Fund Ltd See All Filings	D/A	2020-02-11 16:26:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634169 Filed Document 0000950172-20-000033 Exclusions or Exemptions 506b Accepted Date 2020-02-11 16:26:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Graticule Modular Intermediate Master Fund LP See All Filings	D/A	2020-02-11 16:25:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634166 Filed Document 0000950172-20-000032 Exclusions or Exemptions 506b Accepted Date 2020-02-11 16:25:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund