Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Eagle Venture Capital Fund, LLC See All Filings	D	2020-02-13 14:23:22 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001796866 Filed Document 0001104659-20-020047 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:23:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RND Capital Systematic Alpha Fund, LP See All Filings	D	2020-02-13 14:23:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786489 Filed Document 0001786489-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:23:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCARSDALE CAPITAL OPPORTUNITY FUND LP See All Filings	D/A	2020-02-13 14:22:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770536 Filed Document 0001770536-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:22:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Griffin Capital Qualified Opportunity Zone Fund, L.P. See All Filings	D/A	2020-02-13 14:17:39 UTC
Amount To Be Raised $335,000,000 Associated Brokers / Dealers Vik Goel, Brian Pacen, Cambridge Investment Research, Inc., Jason Salmon, Tony Barouti, Chay Lapin, James Parry, Independent Financial Group, LLC, Bart Zandbergen, Steven Kolinsky, Crown Capital Securities, L.P., Brett Machtig, Rahul Halwasiya, Azeem Sheikh, The Strategic Financial Alliance, Inc., Concorde Investment Services, LLC, Lincoln Financial Advisors Corporation, Kelvin Bishop, Hillary J. Wertlieb, Justin Hewins, Robert Vanderpool, Brett Vendig, Christopher Patras, DFPG Investments, LLC, Steve Arnold, Steve Hein, Brian Laughlin, William Hugh Black, Guy A. Harrigan, Mark Baran, Scot A. Shier, Stacey Morimoto, Dave Dahill, Timothy Couch, Toni Sutherland, Robin Naylor, John Ross, James Teegarden, Jody Balmer, Trawnegan Hall, Michael C. Pak, James R. Larew, Ron Amir, Ameriprise Financial Services Inc., and Dennis P. Thurman CIK Number 0001773819 Filed Document 0001773819-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:17:39 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PAAMCO Emerging Absolute Return RM, Ltd. See All Filings	D/A	2020-02-13 14:15:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767503 Filed Document 0001507943-20-000011 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:15:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
West70 Offshore Fund, Ltd. See All Filings	D/A	2020-02-13 14:14:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730585 Filed Document 0001507943-20-000010 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:14:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
West70 Master Fund, LP See All Filings	D/A	2020-02-13 14:14:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730616 Filed Document 0001507943-20-000009 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:14:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
420 BOYLSTON AVE E LLC See All Filings	D	2020-02-13 14:12:32 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers N/A CIK Number 0001803250 Filed Document 0001803250-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:12:32 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 240 See All Filings	D	2020-02-13 14:11:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc. CIK Number 0001802433 Filed Document 0001802433-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:11:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICONIQ Strategic Partners IV Co-Invest, L.P. (Series C) See All Filings	D	2020-02-13 14:10:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001801010 Filed Document 0001801010-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:10:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
East Canyon Partners, LP See All Filings	D/A	2020-02-13 14:06:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514838 Filed Document 0001514838-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:06:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fayetteville Student Housing DST See All Filings	D	2020-02-13 14:05:47 UTC
Amount To Be Raised $35,578,407 Associated Brokers / Dealers Inland Securities Corporation, Avantax Investment Services Inc, Capulent LLC, Lincoln Financial Advisors, Nationwide Planning Associates, Inc, RCX Capital Group LLC, Westpark Capital Inc, AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC., Concorde Investment Services, LLC, Crown Capital Securities L.P., Independent Financial Group, LLC, MCDERMOTT INVESTMENT SERVICES, LLC, NPB Financial Group, LLC, ROYAL ALLIANCE ASSOCIATES, INC., Thornhill Securities Inc, and Western International Securities Inc CIK Number 0001800052 Filed Document 0001734696-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:05:47 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Peach Labs, Inc. See All Filings	D	2020-02-13 14:04:33 UTC
Amount To Be Raised $7,433,686 Associated Brokers / Dealers N/A CIK Number 0001611666 Filed Document 0001611666-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:04:33 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ZE Fund I, a series of Zachary Ginsburg Funds, LP See All Filings	D	2020-02-13 14:01:59 UTC
Amount To Be Raised $404,475 Associated Brokers / Dealers N/A CIK Number 0001803320 Filed Document 0001803320-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:01:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HO Fund I, a series of DPI Capital, LP See All Filings	D	2020-02-13 14:01:54 UTC
Amount To Be Raised $158,000 Associated Brokers / Dealers N/A CIK Number 0001803312 Filed Document 0001803312-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:01:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VI Fund I, a series of Noveus Capital Funds, LP See All Filings	D	2020-02-13 14:01:49 UTC
Amount To Be Raised $121,142 Associated Brokers / Dealers N/A CIK Number 0001803311 Filed Document 0001803311-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 14:01:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
in-house apparel, inc. See All Filings	D	2020-02-13 13:51:09 UTC
Amount To Be Raised $215,000 Associated Brokers / Dealers N/A CIK Number 0001802829 Filed Document 0001802829-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 13:51:09 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Perfect Color Ventures LLC See All Filings	D	2020-02-13 13:50:52 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001758060 Filed Document 0001758060-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 13:50:52 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
21st Avenue Investor, LLC See All Filings	D	2020-02-13 13:48:47 UTC
Amount To Be Raised $2,107,500 Associated Brokers / Dealers N/A CIK Number 0001803369 Filed Document 0001803369-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 13:48:47 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
ST Fund I, a series of Xoogler Syndicate, LP See All Filings	D	2020-02-13 13:46:43 UTC
Amount To Be Raised $88,000 Associated Brokers / Dealers N/A CIK Number 0001803322 Filed Document 0001803322-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 13:46:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OneVision Resources, Inc. See All Filings	D	2020-02-13 13:46:27 UTC
Amount To Be Raised $6,540,435 Associated Brokers / Dealers N/A CIK Number 0001802701 Filed Document 0001802701-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 13:46:27 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Casa Luigi, Inc. See All Filings	D	2020-02-13 13:37:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001801629 Filed Document 0001801629-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 13:37:02 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Touchland Holding Corp See All Filings	D	2020-02-13 13:32:32 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001803243 Filed Document 0001803243-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 13:32:32 UTC Type of Offering D Industry Retailing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Daytona Multifamily Opportunity Zone, L.L.C. See All Filings	D	2020-02-13 13:32:01 UTC
Amount To Be Raised $16,820,000 Associated Brokers / Dealers Inland Securities Corporation, RCX Capital Group LLC, Avantax Investment Services Inc, CALTON & ASSOCIATES, INC., Cambridge Investment Research, Inc., CAPITAL INVESTMENT GROUP, INC., Centaurus Financial, Inc., Emerson Equity LLC, Harbour Investments, Inc., Lincoln Financial Advisors, Lincoln Financial Securities Corp, Thornhill Securities Inc, WealthForge Securities LLC, and Arkadios Capital CIK Number 0001793256 Filed Document 0001734696-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-02-13 13:32:01 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
U.S. Select Direct Private Equity (US), LP See All Filings	D/A	2020-02-13 13:21:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569771 Filed Document 0001569771-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 13:21:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CP Blended Investors LLC See All Filings	D	2020-02-13 13:19:31 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001802213 Filed Document 0001802213-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 13:19:31 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Heathrow Forest Asia Opportunities Fund, L.P. See All Filings	D	2020-02-13 13:18:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001802398 Filed Document 0001802398-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 13:18:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wasatch Peaks Ranch, LLC See All Filings	D	2020-02-13 13:16:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001802263 Filed Document 0001461373-20-000009 Exclusions or Exemptions 506b Accepted Date 2020-02-13 13:16:53 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
ENB Therapeutics, Inc. See All Filings	D/A	2020-02-13 13:15:55 UTC
Amount To Be Raised $9,094,584 Associated Brokers / Dealers N/A CIK Number 0001753420 Filed Document 0001104659-20-019980 Exclusions or Exemptions 506b Accepted Date 2020-02-13 13:15:55 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Zero Coupon Chicagoland Office DST See All Filings	D/A	2020-02-13 13:13:01 UTC
Amount To Be Raised $65,334,005 Associated Brokers / Dealers Wealthforge Securities, LLC, McDermott Investment Services, LLC, Lewis Financial Group, L.C., Sandlapper Securites, LLC, Westpark Capital, Inc., Concorde Investment Services. LLC, Centaurus Financial, Inc., RCX Capital Group, LLC, Capulent LLC, Inland Securties Corporation, 1ST GLOBAL CAPITAL CORP., CALTON & ASSOCIATES, INC., Cambridge Investment Research, COLORADO FINANCIAL SERVICE CORPORATION, DFPG INVESTMENTS, INC., FSC SECURITIES CORPORATION, HUNTWICKE SECURITIES, LLC, INTEGRITY BROKERAGE SERVICES, INC., JCC ADVISORS, LLC, KALOS CAPITAL, INC., LIGHTHOUSE CAPITAL GROUP, LLC, MADISON AVENUE SECURITIES, LLC, NATIONAL SECURITIES CORPORATION, PRIMEX, ROYAL ALLIANCE ASSOCIATES, INC., THE STRATEGIC FINANCIAL ALLIANCE, INC., CABIN SECURITIES, INC., CABOT LODGE SECURITIES LLC, LIGHTPATH CAPITAL, INC, TAYLOR CAPITAL MANAGEMENT INC., HD VEST INVESTMENT SERVICES, PARKLAND SECURITIES, LLC, EMERSON EQUITY LLC, GREAT POINT CAPITAL LLC, NEXTREND SECURITIES, INC., SIGMA FINANCIAL CORPORATION, TITAN SECURITIES, TRIAD ADVISORS LLC, INVESTMENT SECURITY CORPORATION, INVESTACORP, INC., CROWN CAPITAL SECURITIES, L.P., K CAPITAL LLC, IBN FINANCIAL SERVICES, INC., PROEQUITIES, INC., DAI SECURITIES, LLC, SAXONY SECURITIES, INC., STAX CAPITAL, SAGEPOINT FINANCIAL, INC., Ausdal Financial Partners, Inc., DEMPSEY LORD SMITH, LLC, Avantax Investment Services Inc, METROPOLITAN CAPITAL INVESTMENT BANC, INC, THORNHILL SECURITIES, INC., Stax Capital, AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.,, MSC-BD LLC, and PINNACLE EQUITY MANAGEMENT, LLC CIK Number 0001734696 Filed Document 0001734696-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-02-13 13:13:01 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Serial Box Publishing, Inc. See All Filings	D/A	2020-02-13 13:09:20 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001718896 Filed Document 0001718896-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-02-13 13:09:20 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tower Road Capital Offshore Fund Ltd. See All Filings	D	2020-02-13 13:08:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785226 Filed Document 0000919574-20-001028 Exclusions or Exemptions 506b Accepted Date 2020-02-13 13:08:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Korea REIT, LLC See All Filings	D	2020-02-13 13:06:05 UTC
Amount To Be Raised $140,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001745283 Filed Document 0001745283-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 13:06:05 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PRB INVESTORS LP See All Filings	D/A	2020-02-13 13:05:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001060918 Filed Document 0000919574-20-001025 Exclusions or Exemptions 506b Accepted Date 2020-02-13 13:05:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JETCOOL Technologies Inc. See All Filings	D	2020-02-13 13:02:02 UTC
Amount To Be Raised $1,158,259 Associated Brokers / Dealers N/A CIK Number 0001803353 Filed Document 0001803353-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 13:02:02 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Winton Fund (US) L.P. See All Filings	D/A	2020-02-13 12:56:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553107 Filed Document 0001553107-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 12:56:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACK Asset Partners II LP See All Filings	D/A	2020-02-13 12:55:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Concept Capital Markets, LLC and Flying Cloud Securities LLC CIK Number 0001547589 Filed Document 0000899140-20-000140 Exclusions or Exemptions 506b Accepted Date 2020-02-13 12:55:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ACK Asset Partners (Cayman) Ltd. See All Filings	D/A	2020-02-13 12:54:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Concept Capital Markets, LLC and Flying Cloud Securities LLC CIK Number 0001506095 Filed Document 0000899140-20-000139 Exclusions or Exemptions 506b Accepted Date 2020-02-13 12:54:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ACK ASSET PARTNERS L P See All Filings	D/A	2020-02-13 12:53:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Concept Capital Markets, LLC, NORTH SOUTH CAPITAL, LLC, and Flying Cloud Securities LLC CIK Number 0001345012 Filed Document 0000899140-20-000138 Exclusions or Exemptions 506b Accepted Date 2020-02-13 12:53:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
I-V Access Technology, Inc. See All Filings	D/A	2020-02-13 12:49:13 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001674987 Filed Document 0001674987-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 12:49:13 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
KR Fund I, a series of Biewald Syndicates, LP See All Filings	D	2020-02-13 12:46:43 UTC
Amount To Be Raised $132,500 Associated Brokers / Dealers N/A CIK Number 0001803321 Filed Document 0001803321-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 12:46:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
POLESTAR OFFSHORE FUND LTD See All Filings	D/A	2020-02-13 12:45:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KBD SECURITIES, LLC and STIFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001312570 Filed Document 0001312570-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 12:45:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JenaValve Technology Inc See All Filings	D	2020-02-13 12:45:32 UTC
Amount To Be Raised $55,500,000 Associated Brokers / Dealers N/A CIK Number 0001377801 Filed Document 0001377801-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 12:45:32 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
THINKING CAPITAL GROUP LP See All Filings	D/A	2020-02-13 12:44:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601634 Filed Document 0001601634-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 12:44:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Brainyak, Inc. See All Filings	D	2020-02-13 12:44:04 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001494561 Filed Document 0001567619-20-003187 Exclusions or Exemptions 506b Accepted Date 2020-02-13 12:44:04 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SBBRJ Acquisition LLC See All Filings	D	2020-02-13 12:41:06 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001803355 Filed Document 0001803355-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 12:41:06 UTC Type of Offering D Industry Other Principal Place of Business WISCONSIN Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Horizon Credit Opportunities Fund, LP See All Filings	D/A	2020-02-13 12:39:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KBD SECURITIES, LLC CIK Number 0001237198 Filed Document 0001237198-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 12:39:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CFM Ensemble Segregated Portfolio 1, a segregated portfolio of CFM Fund Solutions SPC See All Filings	D/A	2020-02-13 12:36:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730364 Filed Document 0000943663-20-000043 Exclusions or Exemptions 506b Accepted Date 2020-02-13 12:36:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Horizon Multi-Disciplinary Fund, LP See All Filings	D/A	2020-02-13 12:36:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KBD SECURITIES, LLC CIK Number 0001457668 Filed Document 0001457668-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 12:36:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AEA TCB Holdings LP See All Filings	D/A	2020-02-13 12:34:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691115 Filed Document 0001796589-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 12:34:44 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other