Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
COURAGE SPECIAL SITUATIONS FUND LP See All Filings	D/A	2020-02-13 17:56:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James Arthur Parker CIK Number 0001324669 Filed Document 0001324669-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 17:56:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CSI Coral Blue Co-Investment I LP See All Filings	D	2020-02-13 17:52:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001803339 Filed Document 0001803339-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 17:52:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Finback AP, LP See All Filings	D	2020-02-13 17:27:17 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001802788 Filed Document 0001802788-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 17:27:17 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
VPC INVESTOR FUND S FEEDER, L.P. See All Filings	D	2020-02-13 17:25:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001801829 Filed Document 0001801829-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 17:25:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
IGCF IV Feeder-E, L.P. See All Filings	D	2020-02-13 17:24:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001803485 Filed Document 0001803485-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 17:24:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Oso Major, LLC See All Filings	D	2020-02-13 17:23:11 UTC
Amount To Be Raised $100 Associated Brokers / Dealers N/A CIK Number 0001802812 Filed Document 0001802812-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 17:23:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Herbfluence, Inc. See All Filings	D	2020-02-13 17:22:26 UTC
Amount To Be Raised $1,111,111 Associated Brokers / Dealers N/A CIK Number 0001802651 Filed Document 0001553350-20-000158 Exclusions or Exemptions 506b Accepted Date 2020-02-13 17:22:26 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
MO Fund I, a series of Heron Rock AL Access Funds, LP See All Filings	D	2020-02-13 17:20:49 UTC
Amount To Be Raised $210,000 Associated Brokers / Dealers N/A CIK Number 0001803530 Filed Document 0001803530-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 17:20:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Commercial Real Estate Debt Fund, L.P. See All Filings	D/A	2020-02-13 17:13:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO Investments LLC and Compass Group Global Advisors S.A. CIK Number 0001749523 Filed Document 0001802398-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-13 17:13:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ecofashion Corp SPC See All Filings	D/A	2020-02-13 17:12:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001789448 Filed Document 0001789448-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 17:12:36 UTC Type of Offering D/A Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Debt Opportunities Plus Fund Ltd See All Filings	D	2020-02-13 17:06:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001803080 Filed Document 0001803080-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 17:06:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
HI Fund I, a series of Unpopular VC, LP See All Filings	D	2020-02-13 17:05:37 UTC
Amount To Be Raised $164,750 Associated Brokers / Dealers N/A CIK Number 0001803483 Filed Document 0001803483-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 17:05:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OMGreens, LLC See All Filings	D	2020-02-13 16:55:11 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001802755 Filed Document 0001802755-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 16:55:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FR Fund I, a series of Unpopular VC, LP See All Filings	D	2020-02-13 16:50:57 UTC
Amount To Be Raised $184,860 Associated Brokers / Dealers N/A CIK Number 0001803489 Filed Document 0001803489-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 16:50:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LM Fund I, a series of AX-WiEs-Funds-I, LP See All Filings	D	2020-02-13 16:50:52 UTC
Amount To Be Raised $421,500 Associated Brokers / Dealers N/A CIK Number 0001803490 Filed Document 0001803490-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 16:50:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Norgard Spearhead II, a series of Angel Deal Holdings, LP See All Filings	D	2020-02-13 16:50:46 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001803486 Filed Document 0001803486-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 16:50:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Downtown Nashville Hospitality DST See All Filings	D/A	2020-02-13 16:42:12 UTC
Amount To Be Raised $80,953,386 Associated Brokers / Dealers Inland Securities Corporation, Great Point Capital LLC, Concorde Investment Services, LLC, AUSDAL FINANCIAL PARTNERS, INC., Avantax Investment Services Inc, Cambridge Investment Research, Galt Financial Group, Inc., Integrity Brokerage Services Inc, JRL Capital Corporation, Lion Street Financial, LLC, Madison Avenue Securities, LLC, Metropolitan Capital Investment Banc Inc, Muriel Siebert & Co., Inc, Newbridge Securities Corporation, NexTrend Securities Inc, Parkland Securities, LLC, Thornhill Securities Inc, and WealthForge Securities LLC CIK Number 0001800057 Filed Document 0001734696-20-000007 Exclusions or Exemptions 506b Accepted Date 2020-02-13 16:42:12 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Iberico Fund LP See All Filings	D/A	2020-02-13 16:41:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001738961 Filed Document 0001738961-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 16:41:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
West Fork Whiskey Co. See All Filings	D	2020-02-13 16:38:42 UTC
Amount To Be Raised $298,805 Associated Brokers / Dealers N/A CIK Number 0001699584 Filed Document 0001699584-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 16:38:42 UTC Type of Offering D Industry Manufacturing Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
4401 San Pedro Drive Northeast, LLC See All Filings	D	2020-02-13 16:36:59 UTC
Amount To Be Raised $4,040,000 Associated Brokers / Dealers N/A CIK Number 0001803423 Filed Document 0001803177-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 16:36:59 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GE Fund II, a series of Heron Rock AL Access Funds, LP See All Filings	D	2020-02-13 16:35:49 UTC
Amount To Be Raised $152,000 Associated Brokers / Dealers N/A CIK Number 0001803481 Filed Document 0001803481-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 16:35:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAX SFR 039, a series of SAX Capital Series Fund IV, LP See All Filings	D	2020-02-13 16:35:44 UTC
Amount To Be Raised $859,500 Associated Brokers / Dealers N/A CIK Number 0001803482 Filed Document 0001803482-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 16:35:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LI Fund I, a series of Liquid 2 Ventures AL, LP See All Filings	D	2020-02-13 16:35:39 UTC
Amount To Be Raised $132,951 Associated Brokers / Dealers N/A CIK Number 0001803484 Filed Document 0001803484-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 16:35:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LDV Capital III, L.P. See All Filings	D	2020-02-13 16:35:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001801146 Filed Document 0001801146-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 16:35:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RISE COMMERCIAL SELF-STORAGE FUND #1, LLC See All Filings	D/A	2020-02-13 16:32:34 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001803222 Filed Document 0001803222-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-02-13 16:32:34 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mike's Hot Honey, Inc. See All Filings	D	2020-02-13 16:29:48 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001718393 Filed Document 0001718393-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 16:29:48 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tapas Capital Compounders Fund I, LP See All Filings	D/A	2020-02-13 16:28:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001747153 Filed Document 0001747153-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 16:28:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIS Balanced Investment Partners II See All Filings	D/A	2020-02-13 16:24:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732553 Filed Document 0001732553-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 16:24:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Mike's Hot Honey, Inc. See All Filings	D	2020-02-13 16:24:42 UTC
Amount To Be Raised $1,689,618 Associated Brokers / Dealers N/A CIK Number 0001718393 Filed Document 0001718393-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 16:24:42 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KITSBOW LLC See All Filings	D	2020-02-13 16:23:55 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001581629 Filed Document 0001581629-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-13 16:23:55 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Hickory Flat MOB Partners, LLC See All Filings	D	2020-02-13 16:23:28 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001803170 Filed Document 0001803170-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 16:23:28 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Founder's Hemp, LLC See All Filings	D	2020-02-13 16:20:19 UTC
Amount To Be Raised $3,000,631 Associated Brokers / Dealers N/A CIK Number 0001726459 Filed Document 0001726459-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 16:20:19 UTC Type of Offering D Industry Retailing Principal Place of Business NORTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CIS Balanced Investment Partners See All Filings	D/A	2020-02-13 16:18:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732357 Filed Document 0001732357-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 16:18:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Tapas Capital SPV I, LP See All Filings	D/A	2020-02-13 16:18:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001731224 Filed Document 0001731224-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 16:18:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MIMG CLX NoCo 4 Master, LLC See All Filings	D	2020-02-13 16:18:21 UTC
Amount To Be Raised $9,873,000 Associated Brokers / Dealers N/A CIK Number 0001803131 Filed Document 0001803131-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 16:18:21 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
AEI Net Lease Portfolio XIII DST See All Filings	D	2020-02-13 16:17:31 UTC
Amount To Be Raised $29,287,000 Associated Brokers / Dealers Avantax Investment Services, Inc., Colorado Financial Service Corporation, Concorde Investment Services, LLC, DAI Securities, LLC, Harbour Investments, Inc., Kalos Capital, Inc., McDermott Investment Services, LLC, and Metropolitan Capital Investment Banc, Inc. CIK Number 0001791862 Filed Document 0001728636-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 16:17:31 UTC Type of Offering D Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
5055 Tamarus Street, LLC See All Filings	D	2020-02-13 16:12:43 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001803177 Filed Document 0001803177-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 16:12:43 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Shattuck Labs, Inc. See All Filings	D	2020-02-13 16:10:28 UTC
Amount To Be Raised $50,000,003 Associated Brokers / Dealers N/A CIK Number 0001680367 Filed Document 0001680367-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 16:10:28 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Total Alternatives Fund (B) LP See All Filings	D/A	2020-02-13 16:10:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766923 Filed Document 0001800503-20-000007 Exclusions or Exemptions 506b Accepted Date 2020-02-13 16:10:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Man Strategies 1783 See All Filings	D	2020-02-13 16:07:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001803376 Filed Document 0001803376-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 16:07:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Enterprise Community Opportunity Zone Fund III, LLC See All Filings	D	2020-02-13 16:07:20 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001802184 Filed Document 0001615594-20-000012 Exclusions or Exemptions 506b Accepted Date 2020-02-13 16:07:20 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Enterprise Community Opportunity Zone Fund II, LLC See All Filings	D	2020-02-13 16:01:59 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001802187 Filed Document 0001615594-20-000011 Exclusions or Exemptions 506b Accepted Date 2020-02-13 16:01:59 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Palisades Goldcorp Ltd. See All Filings	D	2020-02-13 15:59:18 UTC
Amount To Be Raised $402,458 Associated Brokers / Dealers N/A CIK Number 0001791972 Filed Document 0001791972-20-000009 Exclusions or Exemptions 506b Accepted Date 2020-02-13 15:59:18 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 450 See All Filings	D	2020-02-13 15:58:59 UTC
Amount To Be Raised $311,850 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001781661 Filed Document 0001781661-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-13 15:58:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Total Alternatives Fund (A) LP See All Filings	D/A	2020-02-13 15:58:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766978 Filed Document 0001800503-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-02-13 15:58:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spark Capital Growth Fund III, L.P. See All Filings	D/A	2020-02-13 15:55:11 UTC
Amount To Be Raised $900,000,000 Associated Brokers / Dealers N/A CIK Number 0001767515 Filed Document 0001767515-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 15:55:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Enterprise Community Opportunity Zone Fund I, LLC See All Filings	D	2020-02-13 15:54:47 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001802157 Filed Document 0001615594-20-000010 Exclusions or Exemptions 506b Accepted Date 2020-02-13 15:54:47 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
ROIB 101 NORTH MAIN REIT 1, LLC See All Filings	D	2020-02-13 15:53:16 UTC
Amount To Be Raised $124,000 Associated Brokers / Dealers A5 SECURITIES LLC CIK Number 0001803172 Filed Document 0001803168-20-000007 Exclusions or Exemptions 506b Accepted Date 2020-02-13 15:53:16 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Indigo Opportunities Fund II, LP See All Filings	D/A	2020-02-13 15:52:45 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001701797 Filed Document 0001701797-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-13 15:52:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROIB TAMPA 5210 INDUSTRIAL REIT 2, LLC See All Filings	D	2020-02-13 15:49:49 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers A5 SECURITIES LLC CIK Number 0001803220 Filed Document 0001803168-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-02-13 15:49:49 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity