Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LUCERNE CAPITAL OFFSHORE FUND LTD See All Filings	D/A	2020-02-19 14:48:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citi Private Advisory, LLC, Toon Wijlacker, Far Hills Group, LLC, Citigroup Global Markets Inc., Citibank, N.A., New York Branch, Citigroup Global Markets Asia Limited, Citigroup Global Markets Singapore Pte Limited, Citibank, N.A., London Branch, Citibank, N.A., Singapore Branch, Citibank, N.A., Hong Kong Branch, Citibank, N.A., Jersey, Channel Islands Branch, Citibank International Limited, Citibank (Switzerland) AG, Citibank Canada Investment Funds Limited, and Cititrust (Bahamas) Limited CIK Number 0001366814 Filed Document 0000950142-20-000543 Exclusions or Exemptions 506b Accepted Date 2020-02-19 14:48:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lucerne Capital Fund LP See All Filings	D/A	2020-02-19 14:46:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citi Private Advisory, LLC, Far Hills Group, LLC, Citigroup Global Markets Inc., and Citibank, N.A., New York Branch CIK Number 0001401955 Filed Document 0000950142-20-000542 Exclusions or Exemptions 506b Accepted Date 2020-02-19 14:46:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lucerne Nordic Fund, L.P. See All Filings	D/A	2020-02-19 14:45:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470457 Filed Document 0000950142-20-000541 Exclusions or Exemptions 506b Accepted Date 2020-02-19 14:45:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brown Advisory Private Equity Partners VIII (AI), LLLP See All Filings	D	2020-02-19 14:39:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001801565 Filed Document 0001801632-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-19 14:39:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boon Logic, Inc. See All Filings	D	2020-02-19 14:36:28 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001751926 Filed Document 0001437749-20-002993 Exclusions or Exemptions 506b Accepted Date 2020-02-19 14:36:28 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
MGM Resources Corp. See All Filings	D	2020-02-19 14:35:36 UTC
Amount To Be Raised $17,360 Associated Brokers / Dealers N/A CIK Number 0001782790 Filed Document 0001062993-20-001075 Exclusions or Exemptions 506b Accepted Date 2020-02-19 14:35:36 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Boon Logic, Inc. See All Filings	D/A	2020-02-19 14:31:05 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001751926 Filed Document 0001437749-20-002992 Exclusions or Exemptions 506b Accepted Date 2020-02-19 14:31:05 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Rethink Impact II, LP See All Filings	D	2020-02-19 14:29:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001803727 Filed Document 0000905718-20-000265 Exclusions or Exemptions 506b Accepted Date 2020-02-19 14:29:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vineti, Inc. See All Filings	D	2020-02-19 14:27:30 UTC
Amount To Be Raised $34,999,991 Associated Brokers / Dealers N/A CIK Number 0001689929 Filed Document 0001689929-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 14:27:30 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Brown Advisory Real Estate Partners II (AI), LLLP See All Filings	D	2020-02-19 14:25:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001801632 Filed Document 0001801632-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 14:25:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Americana Portfolio VI Holdings LLC See All Filings	D	2020-02-19 14:23:29 UTC
Amount To Be Raised $14,726,495 Associated Brokers / Dealers N/A CIK Number 0001797075 Filed Document 0001797075-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 14:23:29 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Americana Portfolio VI LP See All Filings	D	2020-02-19 14:22:01 UTC
Amount To Be Raised $31,230,105 Associated Brokers / Dealers N/A CIK Number 0001797117 Filed Document 0001797117-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 14:22:01 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Waltham Suites, LLC See All Filings	D/A	2020-02-19 14:21:19 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers None CIK Number 0001739242 Filed Document 0001739242-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-19 14:21:19 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
FOREST N OAK HOLDINGS, LLC See All Filings	D	2020-02-19 14:18:41 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001676693 Filed Document 0001676693-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-02-19 14:18:41 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Journera, Inc. See All Filings	D/A	2020-02-19 14:17:21 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001711314 Filed Document 0001711314-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 14:17:21 UTC Type of Offering D/A Industry Other Travel Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Denver Angels SPV 4 LLC See All Filings	D	2020-02-19 14:16:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001803875 Filed Document 0001803875-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 14:16:02 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Sundance Debt Partners, LLC /DE See All Filings	D/A	2020-02-19 14:11:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sunbelt Securities, Inc., Old City Securities LLC, Orchard Securities, Arete Wealth Management, LLC, and Rainmaker Securities, LLC CIK Number 0001754520 Filed Document 0001209191-20-010451 Exclusions or Exemptions 506b Accepted Date 2020-02-19 14:11:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MRA Credit Strategies Fund I-B, LP See All Filings	D/A	2020-02-19 14:02:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001769290 Filed Document 0000935836-20-000157 Exclusions or Exemptions 506b Accepted Date 2020-02-19 14:02:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP LS FUND CLXI LLC See All Filings	D	2020-02-19 14:02:13 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001803393 Filed Document 0001803393-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 14:02:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
MRA Credit Strategies Fund I-A, LP See All Filings	D/A	2020-02-19 13:57:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759334 Filed Document 0000935836-20-000156 Exclusions or Exemptions 506b Accepted Date 2020-02-19 13:57:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ellington Strategic Mortgage Institutional Fund, L.P. See All Filings	D/A	2020-02-19 13:54:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467439 Filed Document 0001012975-20-000245 Exclusions or Exemptions 506b Accepted Date 2020-02-19 13:54:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Securetech Innovations, Inc. See All Filings	D	2020-02-19 13:54:14 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001703157 Filed Document 0001703157-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-19 13:54:14 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
Panoramic Qualified Partners, L.P. See All Filings	D/A	2020-02-19 13:51:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667718 Filed Document 0000935836-20-000155 Exclusions or Exemptions 506b Accepted Date 2020-02-19 13:51:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coastal Realty Capital, LLC See All Filings	D	2020-02-19 13:46:50 UTC
Amount To Be Raised $130,000 Associated Brokers / Dealers N/A CIK Number 0001557905 Filed Document 0001557905-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-19 13:46:50 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Other
Epsilon SPV I, L.P. See All Filings	D	2020-02-19 13:41:21 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001803897 Filed Document 0001803897-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 13:41:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
YKTG, LLC See All Filings	D	2020-02-19 13:05:03 UTC
Amount To Be Raised $1,325,000 Associated Brokers / Dealers N/A CIK Number 0001803928 Filed Document 0001803928-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 13:05:03 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Infinite Road Fund I, LP See All Filings	D/A	2020-02-19 13:02:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752763 Filed Document 0001752763-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 13:02:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
3D Investment Value (US) Fund See All Filings	D/A	2020-02-19 12:57:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706338 Filed Document 0001740056-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-02-19 12:57:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Olea Networks, Inc. See All Filings	D	2020-02-19 12:52:13 UTC
Amount To Be Raised $8,962,502 Associated Brokers / Dealers N/A CIK Number 0001703128 Filed Document 0001209191-20-010441 Exclusions or Exemptions 506b Accepted Date 2020-02-19 12:52:13 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ticket Alternative, LLC See All Filings	D	2020-02-19 12:51:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001802185 Filed Document 0001802185-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 12:51:11 UTC Type of Offering D Industry Retailing Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
TA Ticket Printing, LLC See All Filings	D	2020-02-19 12:49:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001802183 Filed Document 0001802183-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 12:49:19 UTC Type of Offering D Industry Retailing Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Tides NR, LLC See All Filings	D	2020-02-19 12:39:35 UTC
Amount To Be Raised $27,284,287 Associated Brokers / Dealers N/A CIK Number 0001802344 Filed Document 0001802344-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 12:39:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Private Market Opportunity - Vista Fund III, LLC See All Filings	D	2020-02-19 12:39:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer & Co. Inc. CIK Number 0001803915 Filed Document 0001567619-20-004273 Exclusions or Exemptions 506b Accepted Date 2020-02-19 12:39:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Velocity Minerals Ltd. See All Filings	D	2020-02-19 12:38:19 UTC
Amount To Be Raised $3,829,193 Associated Brokers / Dealers N/A CIK Number 0001757164 Filed Document 0001757164-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 12:38:19 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
SimX, Inc. See All Filings	D	2020-02-19 12:28:56 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001803857 Filed Document 0001803857-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-19 12:28:56 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SunlytiX, LLC See All Filings	D	2020-02-19 12:28:39 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001803830 Filed Document 0001803830-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 12:28:39 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Bayswater Natural Resources Fund IV-B, LP See All Filings	D/A	2020-02-19 12:24:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers William Mark Linnan CIK Number 0001769834 Filed Document 0001769834-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 12:24:08 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Green Growth Brands Inc. See All Filings	D	2020-02-19 12:03:20 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001739376 Filed Document 0001739376-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-19 12:03:20 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Equal Ventures 1, LP See All Filings	D/A	2020-02-19 12:02:49 UTC
Amount To Be Raised $55,000,000 Associated Brokers / Dealers N/A CIK Number 0001771985 Filed Document 0001771985-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 12:02:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TEP RAGAN LLC See All Filings	D	2020-02-19 12:01:38 UTC
Amount To Be Raised $3,120,000 Associated Brokers / Dealers N/A CIK Number 0001802410 Filed Document 0001802410-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 12:01:38 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
PHP CBL Fund, LLC See All Filings	D	2020-02-19 11:51:45 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001801244 Filed Document 0001801244-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-19 11:51:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Brown Advisory Real Estate Partners II (QP), LLLP See All Filings	D	2020-02-19 11:51:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001801633 Filed Document 0001801606-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-19 11:51:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brown Advisory Investors 2020 - CRC Mount Pleasant Co-Invest, LLLP See All Filings	D	2020-02-19 11:37:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001801606 Filed Document 0001801606-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 11:37:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Swivel, Inc. See All Filings	D	2020-02-19 11:35:32 UTC
Amount To Be Raised $8,100,000 Associated Brokers / Dealers N/A CIK Number 0001690709 Filed Document 0001690709-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-19 11:35:32 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Bayswater Natural Resources Fund IV-A, LP See All Filings	D/A	2020-02-19 11:34:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers William Mark Linnan CIK Number 0001769921 Filed Document 0001769921-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 11:34:55 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AWH OPPORTUNITY FUND I LP See All Filings	D/A	2020-02-19 11:34:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001211291 Filed Document 0001211291-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 11:34:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Boston Partners: Non-US Equity Offshore LP See All Filings	D/A	2020-02-19 11:33:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001400574 Filed Document 0001799098-20-000016 Exclusions or Exemptions 506b Accepted Date 2020-02-19 11:33:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boston Partners: Non-US Equity LLC See All Filings	D/A	2020-02-19 11:31:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001359239 Filed Document 0001799098-20-000015 Exclusions or Exemptions 506b Accepted Date 2020-02-19 11:31:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bain Capital Senior Loan Select LLC See All Filings	D/A	2020-02-19 11:29:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001663465 Filed Document 0001799098-20-000014 Exclusions or Exemptions 506b Accepted Date 2020-02-19 11:29:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Multi-Strategy Portfolio Sherpa, LLC See All Filings	D/A	2020-02-19 11:27:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001569206 Filed Document 0001799098-20-000013 Exclusions or Exemptions 506b Accepted Date 2020-02-19 11:27:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund