Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Third Period Capital LP See All Filings	D	2020-02-19 17:23:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001803953 Filed Document 0000919574-20-001728 Exclusions or Exemptions 506b Accepted Date 2020-02-19 17:23:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Light Bridge Capital Partners, LP See All Filings	D	2020-02-19 17:16:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651219 Filed Document 0001651219-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-19 17:16:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
BROOKSIDE CAYMAN PA LTD See All Filings	D/A	2020-02-19 17:07:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001276762 Filed Document 0001276762-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 17:07:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arena Special Opportunities Partners (Cayman) I, LP See All Filings	D	2020-02-19 17:06:43 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001798224 Filed Document 0001798224-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 17:06:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invest In America Credit Fund 1 LLC See All Filings	D/A	2020-02-19 17:04:47 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001702466 Filed Document 0001702466-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 17:04:47 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
BROOKSIDE CAYMAN LTD See All Filings	D/A	2020-02-19 17:04:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001133346 Filed Document 0001133346-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 17:04:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advanced Technology Select Fund IX LLC See All Filings	D	2020-02-19 17:02:25 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers PHX Financial, Inc. CIK Number 0001802232 Filed Document 0001213900-20-004271 Exclusions or Exemptions 506b Accepted Date 2020-02-19 17:02:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forgepoint Cybersecurity Fund II, L.P. See All Filings	D/A	2020-02-19 17:01:09 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers DENNING & COMPANY LLC CIK Number 0001767688 Filed Document 0001767688-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 17:01:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BROOKSIDE CAPITAL PARTNERS FUND LP See All Filings	D/A	2020-02-19 17:00:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001028348 Filed Document 0001028348-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 17:00:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Water Island Merger Arbitrage Institutional Commingled Fund, LP See All Filings	D/A	2020-02-19 16:57:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732070 Filed Document 0001732070-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 16:57:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Talisker Resources Ltd. See All Filings	D	2020-02-19 16:55:28 UTC
Amount To Be Raised $56,482 Associated Brokers / Dealers N/A CIK Number 0001803800 Filed Document 0001062993-20-001082 Exclusions or Exemptions 506b Accepted Date 2020-02-19 16:55:28 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SELF FINANCIAL, INC. See All Filings	D	2020-02-19 16:53:58 UTC
Amount To Be Raised $19,999,998 Associated Brokers / Dealers N/A CIK Number 0001648689 Filed Document 0001648689-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-19 16:53:58 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Arena Special Opportunities Partners I, LP See All Filings	D	2020-02-19 16:51:08 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001798225 Filed Document 0001798225-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 16:51:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Schroder Commodity Total Return Portfolio, a separate series of Schroder Investment Portfolios, L.P. See All Filings	D/A	2020-02-19 16:39:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCHRODER FUND ADVISORS LLC CIK Number 0001444216 Filed Document 0001444216-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-19 16:39:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tasseo Consumer Ecosystem LP See All Filings	D	2020-02-19 16:38:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001802708 Filed Document 0001382963-20-000020 Exclusions or Exemptions 506b Accepted Date 2020-02-19 16:38:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WEATHERVANE CAPITAL PARTNERS FUND XI, L.P. See All Filings	D	2020-02-19 16:32:47 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001803910 Filed Document 0001803910-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 16:32:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Revenue.fm, Inc. See All Filings	D/A	2020-02-19 16:31:48 UTC
Amount To Be Raised $1,766,115 Associated Brokers / Dealers N/A CIK Number 0001772860 Filed Document 0001772860-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 16:31:48 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE MUTUAL FUNDS See All Filings	D/A	2020-02-19 16:30:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001048702 Filed Document 0001567619-20-004302 Exclusions or Exemptions 506b Accepted Date 2020-02-19 16:30:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BROADVAIL GROWTH EQUITY FUND II, L.P. See All Filings	D/A	2020-02-19 16:17:44 UTC
Amount To Be Raised $205,750,000 Associated Brokers / Dealers INCUBATION CAPITAL PARTNERS LLC CIK Number 0001752979 Filed Document 0001752979-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 16:17:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C See All Filings	D	2020-02-19 16:11:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001802503 Filed Document 0000919574-20-001724 Exclusions or Exemptions 506b Accepted Date 2020-02-19 16:11:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Albany Road Real Estate Fund III LLC See All Filings	D	2020-02-19 16:11:02 UTC
Amount To Be Raised $180,000,000 Associated Brokers / Dealers N/A CIK Number 0001801080 Filed Document 0001801080-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 16:11:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Camden Private Capital Legacy Fund, LLC - Series II See All Filings	D	2020-02-19 16:09:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001803955 Filed Document 0001567619-20-004297 Exclusions or Exemptions 506b Accepted Date 2020-02-19 16:09:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GCH- The Victorian LLC See All Filings	D	2020-02-19 16:06:49 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001803725 Filed Document 0001803725-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 16:06:49 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PERISCOPE TARGET RETURN FUND LP See All Filings	D	2020-02-19 16:03:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001803957 Filed Document 0001803957-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 16:03:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tribeca ESP Series Fund, LLC -- Cuebiq IV Bridge See All Filings	D	2020-02-19 15:58:20 UTC
Amount To Be Raised $180,000 Associated Brokers / Dealers N/A CIK Number 0001802590 Filed Document 0001795968-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-02-19 15:58:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Event Hollow, Inc. See All Filings	D	2020-02-19 15:57:31 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001792121 Filed Document 0001792121-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 15:57:31 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
ReAlta Life Sciences, Inc. See All Filings	D	2020-02-19 15:56:16 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001752530 Filed Document 0001752530-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 15:56:16 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Light Wave Ownership Path, LLC See All Filings	D	2020-02-19 15:55:50 UTC
Amount To Be Raised $169,971 Associated Brokers / Dealers N/A CIK Number 0001781798 Filed Document 0001688871-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-02-19 15:55:50 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Atlantic City BOE Custodial Account, LLC See All Filings	D	2020-02-19 15:53:53 UTC
Amount To Be Raised $15,845,000 Associated Brokers / Dealers Crews & Associates, Inc. CIK Number 0001803909 Filed Document 0001803909-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 15:53:53 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Other
Light Wave Holding Company, LLC See All Filings	D	2020-02-19 15:52:08 UTC
Amount To Be Raised $169,971 Associated Brokers / Dealers N/A CIK Number 0001688871 Filed Document 0001688871-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-19 15:52:08 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DermTech, Inc. See All Filings	D	2020-02-19 15:51:25 UTC
Amount To Be Raised $181,975 Associated Brokers / Dealers N/A CIK Number 0001651944 Filed Document 0001209191-20-010477 Exclusions or Exemptions 506b Accepted Date 2020-02-19 15:51:25 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Tall Oaks Partners LLC See All Filings	D	2020-02-19 15:51:25 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001803836 Filed Document 0001803836-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 15:51:25 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
China Core Fund Feeder 2 See All Filings	D/A	2020-02-19 15:46:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766203 Filed Document 0000943663-20-000080 Exclusions or Exemptions 506b Accepted Date 2020-02-19 15:46:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SODA CANYON CRUSH & HOSPITALITY LLC See All Filings	D	2020-02-19 15:39:51 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001757558 Filed Document 0001757558-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 15:39:51 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Brilliant US Feeder 1 Fund Ltd. See All Filings	D/A	2020-02-19 15:36:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001763564 Filed Document 0000943663-20-000079 Exclusions or Exemptions 506b Accepted Date 2020-02-19 15:36:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IEP Capital II, LLC See All Filings	D	2020-02-19 15:31:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001803691 Filed Document 0001315863-20-000213 Exclusions or Exemptions 506b Accepted Date 2020-02-19 15:31:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lakeshore Capital II LP See All Filings	D	2020-02-19 15:27:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Asante Capital Group Advisors LLC, Asante Capital Group LLP, and Asante Capital Group HK Limited CIK Number 0001802910 Filed Document 0001802910-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 15:27:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Sleep Easy, LLC See All Filings	D	2020-02-19 15:27:21 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001747155 Filed Document 0001079973-20-000120 Exclusions or Exemptions 506b Accepted Date 2020-02-19 15:27:21 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
CloudKeyz,Inc. See All Filings	D	2020-02-19 15:25:26 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001730287 Filed Document 0001730287-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 15:25:26 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
KittyHawk Ventures Envel SPV, a Series of KittyHawk Ventures Master LLC See All Filings	D	2020-02-19 15:20:33 UTC
Amount To Be Raised $158,500 Associated Brokers / Dealers N/A CIK Number 0001794724 Filed Document 0001795968-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-19 15:20:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZANBATO, INC. See All Filings	D	2020-02-19 15:19:50 UTC
Amount To Be Raised $21,582,163 Associated Brokers / Dealers None CIK Number 0001545809 Filed Document 0001545809-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-19 15:19:50 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VS Growth II, a Series of Venture Science Master Fund I, LLC See All Filings	D/A	2020-02-19 15:18:11 UTC
Amount To Be Raised $410,712 Associated Brokers / Dealers N/A CIK Number 0001798512 Filed Document 0001795968-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-19 15:18:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Castle Lanterra I, L.P. See All Filings	D/A	2020-02-19 15:17:03 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001738938 Filed Document 0001567619-20-004282 Exclusions or Exemptions 506b Accepted Date 2020-02-19 15:17:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Brown Advisory Private Equity Partners VIII (QP), LLLP See All Filings	D	2020-02-19 15:14:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001801552 Filed Document 0001801632-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-19 15:14:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UBI, a Series of SV Links Angels I, LLC See All Filings	D	2020-02-19 15:13:38 UTC
Amount To Be Raised $84,050 Associated Brokers / Dealers N/A CIK Number 0001795968 Filed Document 0001795968-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 15:13:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Community Equity Fund XXV Limited Partnership See All Filings	D	2020-02-19 15:11:31 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Compass Securities Corporation CIK Number 0001803686 Filed Document 0001803686-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 15:11:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Fountain Therapeutics, Inc. See All Filings	D	2020-02-19 15:10:58 UTC
Amount To Be Raised $5,999,999 Associated Brokers / Dealers N/A CIK Number 0001739815 Filed Document 0001739815-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 15:10:58 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CarPay, Inc. See All Filings	D	2020-02-19 15:09:32 UTC
Amount To Be Raised $3,594,895 Associated Brokers / Dealers N/A CIK Number 0001803891 Filed Document 0001803891-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 15:09:32 UTC Type of Offering D Industry Other Technology Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
TIFFANY DIANE MURPHY TRUST See All Filings	D	2020-02-19 15:00:44 UTC
Amount To Be Raised $100,000,000,000 Associated Brokers / Dealers DEPT OF THE TREASURY OFFICE OF EXECUTIVE SECRETARY CIK Number 0001803821 Filed Document 0001803821-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 15:00:44 UTC Type of Offering D Industry Investment Banking Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
Neuberger Berman Emerging Markets Equity Fund L.P. See All Filings	D/A	2020-02-19 14:59:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001581311 Filed Document 0001567619-20-004279 Exclusions or Exemptions 506b Accepted Date 2020-02-19 14:59:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund