Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Fund FG-AZM, a series of Forge Investments LLC See All Filings	D/A	2020-02-20 11:00:09 UTC
Amount To Be Raised $2,459,931 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001758764 Filed Document 0001788160-20-000008 Exclusions or Exemptions 506b Accepted Date 2020-02-20 11:00:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greylock Global Focus Fund LP See All Filings	D/A	2020-02-20 11:00:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697405 Filed Document 0001012975-20-000255 Exclusions or Exemptions 506b Accepted Date 2020-02-20 11:00:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fund FG-DBD, a series of Forge Investments LLC See All Filings	D	2020-02-20 10:57:16 UTC
Amount To Be Raised $94,700 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001783977 Filed Document 0001788160-20-000007 Exclusions or Exemptions 506b Accepted Date 2020-02-20 10:57:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PAC-1980 Lake Fountain, LP See All Filings	D	2020-02-20 10:56:59 UTC
Amount To Be Raised $930,000 Associated Brokers / Dealers N/A CIK Number 0001804020 Filed Document 0001804021-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-20 10:56:59 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Fund FG-JTM, a series of Forge Investments LLC See All Filings	D	2020-02-20 10:55:28 UTC
Amount To Be Raised $149,002 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001775116 Filed Document 0001788160-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-02-20 10:55:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aurora Spine Corp See All Filings	D	2020-02-20 10:54:36 UTC
Amount To Be Raised $376,331 Associated Brokers / Dealers N/A CIK Number 0001598103 Filed Document 0001062993-20-001095 Exclusions or Exemptions 506b Accepted Date 2020-02-20 10:54:36 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Fund FG-PNR, a series of Forge Investments LLC See All Filings	D/A	2020-02-20 10:52:40 UTC
Amount To Be Raised $1,100,485 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001793988 Filed Document 0001788160-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-02-20 10:52:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PAC-1500 Bountiful, LP See All Filings	D	2020-02-20 10:50:22 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001804021 Filed Document 0001804021-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 10:50:22 UTC Type of Offering D Industry Commercial Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Ironsides Opportunities Fund, L.P. See All Filings	D/A	2020-02-20 10:49:46 UTC
Amount To Be Raised $81,375,000 Associated Brokers / Dealers EQUUS FINANCIAL CONSULTING LLC CIK Number 0001724297 Filed Document 0001724297-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-20 10:49:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 528 See All Filings	D	2020-02-20 10:49:33 UTC
Amount To Be Raised $210,612 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001797313 Filed Document 0001788160-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-02-20 10:49:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fund FG-WAE, a series of Forge Investments, LLC See All Filings	D/A	2020-02-20 10:47:34 UTC
Amount To Be Raised $2,073,088 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001787248 Filed Document 0001788160-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-20 10:47:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ascent, a series of Angel Deal Holdings, LP See All Filings	D	2020-02-20 10:47:00 UTC
Amount To Be Raised $507,500 Associated Brokers / Dealers N/A CIK Number 0001804044 Filed Document 0001804044-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-20 10:47:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Intuitive Ostendo, LLC See All Filings	D	2020-02-20 10:45:32 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers GP Nurmenkari Inc. CIK Number 0001580548 Filed Document 0001580548-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 10:45:32 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
EquityZen Growth Technology Fund LLC - Series 473 See All Filings	D	2020-02-20 10:38:15 UTC
Amount To Be Raised $1,586,597 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001788160 Filed Document 0001788160-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 10:38:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Journey Meditation, Inc. See All Filings	D	2020-02-20 10:29:07 UTC
Amount To Be Raised $4,000,001 Associated Brokers / Dealers N/A CIK Number 0001744685 Filed Document 0001744685-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 10:29:07 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TURNMARK PARTNERS LP See All Filings	D/A	2020-02-20 10:27:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001429728 Filed Document 0000935836-20-000159 Exclusions or Exemptions 506b Accepted Date 2020-02-20 10:27:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medicom Technologies, Inc. See All Filings	D/A	2020-02-20 10:01:49 UTC
Amount To Be Raised $1,190,000 Associated Brokers / Dealers N/A CIK Number 0001678666 Filed Document 0001678666-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-20 10:01:49 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Cross Shore Investors, Ltd. See All Filings	D/A	2020-02-20 09:43:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fair Haven Partners, LLC, Arthur Wood Company, and AMERIPRISE FINANCIAL SERVICES, INC. CIK Number 0001717015 Filed Document 0000919574-20-001741 Exclusions or Exemptions 506b Accepted Date 2020-02-20 09:43:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Cross Shore QP Partners, LP See All Filings	D/A	2020-02-20 09:41:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers OMNICAP, LLC, FAIR HAVEN PARTNERS, LLC, AMERIPRISE FINANCIAL SERVICES, INC., DAWSON JAMES SECURITIES, INC., and Arthur Wood Company CIK Number 0001276904 Filed Document 0000919574-20-001739 Exclusions or Exemptions 506b Accepted Date 2020-02-20 09:41:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cross Shore Partners, LP See All Filings	D/A	2020-02-20 09:39:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Arthur Wood Company CIK Number 0001213706 Filed Document 0000919574-20-001736 Exclusions or Exemptions 506b Accepted Date 2020-02-20 09:39:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Norcap EquityPlus Fund, L.P. See All Filings	D/A	2020-02-20 09:18:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bren Ventures LLC CIK Number 0001537315 Filed Document 0001507943-20-000019 Exclusions or Exemptions 506b Accepted Date 2020-02-20 09:18:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NORCAP DIVERSIFIED PREMIUM FUND, L.P. See All Filings	D/A	2020-02-20 09:17:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bren Ventures LLC CIK Number 0001433840 Filed Document 0001507943-20-000018 Exclusions or Exemptions 506b Accepted Date 2020-02-20 09:17:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GOVPLUS FUND AI LP See All Filings	D/A	2020-02-20 09:16:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BFT Financial Group, LLC, Sizemore Capital Management LLC, and Bren Ventures LLC CIK Number 0001433851 Filed Document 0001507943-20-000017 Exclusions or Exemptions 506b Accepted Date 2020-02-20 09:16:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
L&B Offshore Fund Ltd See All Filings	D/A	2020-02-20 08:35:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Inc. CIK Number 0001442393 Filed Document 0000902664-20-001259 Exclusions or Exemptions 506b Accepted Date 2020-02-20 08:35:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
L&B Real Estate Opportunity Fund LP See All Filings	D/A	2020-02-20 08:30:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company Inc. CIK Number 0001655171 Filed Document 0000902664-20-001258 Exclusions or Exemptions 506b Accepted Date 2020-02-20 08:30:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Land & Buildings Capital Growth Fund LP See All Filings	D/A	2020-02-20 08:26:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Inc. CIK Number 0001442392 Filed Document 0000902664-20-001257 Exclusions or Exemptions 506b Accepted Date 2020-02-20 08:26:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
L&B Onshore Fund LP See All Filings	D/A	2020-02-20 08:22:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Inc. CIK Number 0001442391 Filed Document 0000902664-20-001256 Exclusions or Exemptions 506b Accepted Date 2020-02-20 08:22:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tontine Capital Partners II, L.P. See All Filings	D/A	2020-02-20 07:18:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479441 Filed Document 0000902664-20-001255 Exclusions or Exemptions 506b Accepted Date 2020-02-20 07:18:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Afficiency Inc. See All Filings	D	2020-02-19 21:38:58 UTC
Amount To Be Raised $3,150,000 Associated Brokers / Dealers N/A CIK Number 0001803936 Filed Document 0001803936-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 21:38:58 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LLJ Hotel Ventures 10, LLC See All Filings	D	2020-02-19 21:04:32 UTC
Amount To Be Raised $4,550,000 Associated Brokers / Dealers N/A CIK Number 0001803406 Filed Document 0001683168-20-000538 Exclusions or Exemptions 506b Accepted Date 2020-02-19 21:04:32 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pollen Systems Corp See All Filings	D	2020-02-19 20:53:28 UTC
Amount To Be Raised $2,140,000 Associated Brokers / Dealers N/A CIK Number 0001774705 Filed Document 0001774705-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 20:53:28 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Metalmark Innovations, Inc. See All Filings	D	2020-02-19 20:47:07 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001803918 Filed Document 0001803918-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 20:47:07 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Plume Design, Inc. See All Filings	D/A	2020-02-19 20:28:05 UTC
Amount To Be Raised $77,857,612 Associated Brokers / Dealers N/A CIK Number 0001664759 Filed Document 0001664759-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-19 20:28:05 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ISH FUND, LP See All Filings	D/A	2020-02-19 20:04:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762038 Filed Document 0001104659-20-022972 Exclusions or Exemptions 506b Accepted Date 2020-02-19 20:04:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Partnerships Impact-First Development Fund, LLC See All Filings	D	2020-02-19 19:49:21 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers N/A CIK Number 0001803437 Filed Document 0001803437-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-19 19:49:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Trend Discovery, LP See All Filings	D/A	2020-02-19 19:01:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE CIK Number 0001550970 Filed Document 0001213900-20-004294 Exclusions or Exemptions 506b Accepted Date 2020-02-19 19:01:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OWA Haircare, Inc. See All Filings	D	2020-02-19 18:56:49 UTC
Amount To Be Raised $3,293,177 Associated Brokers / Dealers N/A CIK Number 0001803784 Filed Document 0001803784-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 18:56:49 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fourandhalf, Inc. See All Filings	D	2020-02-19 18:44:04 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001567608 Filed Document 0001567608-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 18:44:04 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
AgencyKPI, Inc. See All Filings	D	2020-02-19 18:43:59 UTC
Amount To Be Raised $3,575,739 Associated Brokers / Dealers N/A CIK Number 0001803950 Filed Document 0001803950-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 18:43:59 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Simplecast, a series of Leonis Master Fund, LLC See All Filings	D	2020-02-19 18:42:36 UTC
Amount To Be Raised $328,284 Associated Brokers / Dealers N/A CIK Number 0001799622 Filed Document 0001803030-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-19 18:42:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SUG II, a Series of SV Links Angels I, LLC See All Filings	D	2020-02-19 18:24:46 UTC
Amount To Be Raised $93,481 Associated Brokers / Dealers N/A CIK Number 0001803030 Filed Document 0001803030-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 18:24:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Players Media Group, Inc. See All Filings	D	2020-02-19 18:17:55 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001803984 Filed Document 0001803984-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 18:17:55 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Upshot Technologies, Inc. See All Filings	D	2020-02-19 18:11:49 UTC
Amount To Be Raised $1,259,998 Associated Brokers / Dealers N/A CIK Number 0001803983 Filed Document 0001803983-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 18:11:49 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ORP Chase Village Holdings, LLC See All Filings	D	2020-02-19 18:02:40 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001803544 Filed Document 0001803544-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 18:02:40 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Fish People Crab Facility, LLC See All Filings	D	2020-02-19 17:51:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001803330 Filed Document 0001803330-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 17:51:23 UTC Type of Offering D Industry Investing Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Equity
Epsilon Group New Holdings Ltd See All Filings	D	2020-02-19 17:46:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001802898 Filed Document 0001802898-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 17:46:56 UTC Type of Offering D Industry Other Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Romulus EquipmentShare Growth II L.P. See All Filings	D	2020-02-19 17:43:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001798261 Filed Document 0001798261-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 17:43:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SIGNAL FINANCIAL TECHNOLOGIES LLC See All Filings	D	2020-02-19 17:39:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001803826 Filed Document 0001803826-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 17:39:06 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Historic Speedway, LLC See All Filings	D	2020-02-19 17:36:23 UTC
Amount To Be Raised $1,511,061 Associated Brokers / Dealers N/A CIK Number 0001803585 Filed Document 0001803585-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-19 17:36:23 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Water Island LevArb Fund, LP See All Filings	D/A	2020-02-19 17:35:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720815 Filed Document 0001732070-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-19 17:35:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund